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Judicial Watch • Steven J. McAuliffe – 2008

Steven J. McAuliffe – 2008

Steven J. McAuliffe – 2008

Page 1: Steven J. McAuliffe – 2008

Category:Federal Judges

Number of Pages:19

Date Created:October 21, 2009

Date Uploaded to the Library:November 21, 2014

Tags:mcauliffe, Steven J McAuliffe, Steven, Market, 2008, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, reporting, report, Federal Judge, income, Judge


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McAuliffe_Steven_J 
 
Audit Report -MCAULIFFE, STEVEN 
 
The review your report has been completed. designed remind you certain reporting requirements 
and catch common errors, such the omission required information the selection incorrect 
income value code. this time, the review feature cannot conduct comparison between Part VII your current and prior reports check for assets which were added omitted without the required transaction information Column explanation Part VIII. addition, the software cannot determine whether the description Column lists the full name mutual fund, e.g., Merrill Lynch Europacific mutual fund, the full name the financial institution where account held, e.g., Smith Barney Money Market Fund. also difficult for the software note omissions errors IRAs and Trusts when the aggregate reporting method used but the dash not included before each asset the aggregate account. 
 
Most items flagged this review require correction completion. Certain additional items are included general reminders. After making your corrections, please repeat this review process ensure that you did not inadvertently introduce additional errors into your report. 
The review your report noted the following: 
Reminders 
Part Positions, line the reporting organization entity trust estate requires listing the assets that trust estate Part VII. Further, the trust estate has assets, explanation that fact must included Part VIII. 
 
 
 
Audit Report -MCAULIFFE, STEVEN 
 
The review your report has been completed. designed remind you certain reporting requirements 
and catch common errors, such the omission required information the selection incorrect 
income value code. this time, the review feature cannot conduct comparison between Part VII your current and prior reports check for assets which were added omitted without the required transaction information Column Dor explanation Part VIII. addition, the software cannot determine whether the description Column lists the full name mutual fund, e.g., Merrill Lynch Europacific mutual fund, the full name the financial institution where account held, e.g., Smith Barney Money Market Fund. also difficult for the software note omissions errors IRAs and Trusts when the aggregate reporting method used but the dash not included before each asset the aggregate account. 
Most items flagged this review require correction completion. Certain additional items are included general reminders. After making your corrections, please repeat this review process ensure that you did not 
inadvertently introduce additional errors into your report. 
The review your report noted the following: 
 
Part Positions, line the reporting organization entity trust estate requires listing the assets that trust estate Part VII. Further, the trust estate has assets, explanation that fact must included Part VIII. 
 
estments and Trusts, line 11, you are not required report your Thrift Savings Plan (TSP). 
II, Investments and Trusts, line 71, this asset was not owned the last day the reporting period, and Trusts, line 79,if the entry column not header then, Column must each asset show the income code Column B(l) and the type income Column B(2). was earned, Column B(l) should left blank and the word None should entered Column 
 
Audit Report -MCAULIFFE, STEVEN 
 
Part VII, vestments and Trusts, line 80, the entry column not header then, Column must ompl for each asset show the income code Column B(l) and the type income Column B(2). 
 was earned, Column B(l) should left blank and the word None should entered Column 
B(2). 
Part VII, stments and Trusts, line 84, the entry column not header then, Column must for each asset show the income code Column B(l) and the type income Column B(2). inc was earned, Column B(l) should left blank and the word None should entered Column 
Investme and Trusts, line 85, please provide the value code for the transaction Column D(3). 
Part VII, stments and Trusts, line the entry column not header then, Column must mplet for each asset show the income code Column and the type income Column B(2). was earned, Column B(l) should left blank and the word ;None should entered Column 
VII, Inv and Trusts, line 97, the entry column not header then, Column must omplet each asset show the income code Column B(l) and the type income Column B(2). 
 
ome was earned, Column B(l) should left blank and the word None should entered Column B(2). 
Part VII nvestments and Trusts, line 103 the entry column not header then, Column must ted for each asset show the income code Column B(l) and the type income Column B(2). mcome was earneo, Column B(l) should left blank and the word None should entered Column B(2). 
Part VII, vestments and Trusts, line 127, this asset was not owned the last day the reporting period, C(l) and C(2) should left blank. this transaction only partial disposition, add (part) the ption Colu D(l 
 
Part VII, tments and Trusts, line 133, the entry column not header then, Column must complet each asset show the income code Column B(l) and the type income Column B(2). was earned, Column B(l) should left blank and the word None should entered Column 
Part VII, Inv ments and Trusts, line 135, the entry column not header then, Column must each asset show the income code Column B(l) and the type income Column B(2). was earned, Column B(l) should left blank and the word None should entered Column 
Part VII, Investments and Trusts, line 144, the entry column not header then, Column must complete each asset show the income code Column and the type income Column B(2). ome was earned, Column B(l) should left blank and the word None should entered Column 
 
Part VII, ments and Trusts, line 146, the entry column not header then, Column must 
fom 	for each asset show the income code Column B(l) and the type income Column B(2). mcome was earned, Column should left blank and the word None should entered Column 
5113 12009 -6:38 	Page 
 
Audit Report -MCAULIFFE, STEVEN 
B(2). 
Part VII, Investments and sts, line 149, the entry column not header then, Column must completed for show the income code Column B(l) and the type income Column B(2). mcome was ed, Column B(l) should left blank and the word None should entered Column B(2). 
Part VII, Investments and sts, line the entry column not header then, Column must completed for each show the income code Column B(l) and the type income Column B(2). mcome ed, Column B(l) should left blank and the word None should entered Column B(2). this report unclear you have question about its advice, please call the staff the Committee Financial Disclosure, (202) 502-1850. 
 
 
 
511312009 -6:38 Page POSITI NS. (Reporting individual only; see pp. 9-13 filing 
instructions.) NONE (No reportable positions.) POSITION Fellow 
Director 
Trustee 
Shareholder (50 percent) Pleasant Lake Air, Inc., LLC 
 
Trust 
Partner Pinchers Investment Group (Neighborhood Investment Club) 
 
 
 
 
[{] 
 
 
III. N-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE 
 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
 
 
Name Person Reporting 
Date Report 
MCAULIFFE, STEVEN 
05/14/2009 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 offuing instructions.) 
[ZJ 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) Citibank Credit Card 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code (A-H) div., rent, int.) Gross value end reporting period (I) (2) Value Value Code (J-P) Method Code3 (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity Month-Code Code buyer/seller Day (J-P) (A-H) (if private transaction) 
- 
18. 
-BHP Billiton Ltd ADR 
 
19. 
-Gilead Sciences Inc. 
 
20. 
-MEMC Electr. Matis. 	Sold 2/18 Mkt 
 
21. 
-Quest Diagnostics 
 
22. 
-Suntech Power Hldgs. 
 
23. 
-Unilever 
 
24. 
-USG Corp. 	Sold 5110 Mkt 
 
25. 
-Zebra Technologies 
 
26. 
-CON Natl Rwy Co. 	Buy 6116 Mkt 
 
 
-CIT Group New 	Buy 8/12 Mkt 
28. 
-Comp. Saneo Mento Basico Estado Buy 1/11 Mkt DeSao Pauloads 
 
29. 
-El Paso Corp. 	Buy 6116 Mkt 
 
30. 
-Harleysville Natl Co. 	Buy 5112 Mkt 
 
31. 
-Vestas Wind Syst. 	Buy 2119 Mkt 
 
32. 
-3M Co. 	Buy 11/14 Mkt 
 
 
Bank America Corp. 	None Sold 1/3 Mkt 
34. CVS Caremark Corp. Income Gain Codes: =$1,000 less 
(See Columns and D4) =$50,001  $100,000 
Value Codes 15,000 less 
 
(See Columns and D3) =$250,001  $500,000 =$25,000,001 -$50,000,000 
Value Method Codes =Appraisal 
(See Column C2) =Book Value 
 
 
 
Dividend =$1,00 -$2,500 =$100,001 -$1,000,000 =$15,001  $50,000 =$500,00 -$I ,000,000 =Cost (Real Estate Only) =Other =$2,501 -$5,000 =$1,000,001  $5,000,000 =$50,00  00,000 =$1,000,001  $5.000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 -$15,000 =$15,001 -$50,000 =More than $5,000,000 =$100,00I  $250,000 =$5,000,001 -$25,000,000 =Cash Market 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Petroleo Brasileiro 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (I) Value Code {i-P) (2) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code {J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Dividend Sold 9/18 Mkt 
36. Praxair, Inc. Dividend 
37. IRA Shares Russell Fund Dividend 
38. IRA Midcap SPDR Dividend 
 
Fed. Prime Fund Dividend 
Merrimack Cty. Sav. Bk. NOW Acct (2) Interest 
Cemex Dividend 
 
42. !shares Trust SP Tele Dividend Sold 7110 Mkt 
43. Diageo (DEO) None 
44. Franklin Res. Inc. None Sold 7110 Mkt 
45. Thermo Fisher Sci. (TMO) None 
46. NFJ DVD Int Dividend Sold 5/14 Mkt 
 
Wellpoint, Inc. Dividend Sold 4130 Mkt 
Enterprise Prods. Ptnrs. Dividend 
MFS lntnl Divers. Dividend 
 
50. 
Chesapeake Energy Corp. Dividend 
 
51. 
Joy Global Inc. Dividend Sold 9117 Mkt Income Gain Codes: =$I ,000 less =$I ,00 -$2,500 c=$2,501 -$5,000 D=$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,0QJ -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=S!5,00I -$50,000 L=$50,001 -$100,000 =$100,00 -$250,000 (See Columns and 03) =$250,001 -$500,000 0=$500,00 -$I ,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes (See Column C2) P3=$25,000,001 -$50,000,000 =Appraisal U=Book Value =Cost (Real Estate Only) V=Other =More than $50,000,000 =Assessment =Estimated =Cash Market 
 
 
Name Person Reporting 
Date Report 
MCAULIFFE, STEVEN 
05/14/2009 
VII. INVESTMENTS and -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Amount Code Place (X) after each asset 
exempt from prior disclosure (A-H) 
52. 
Citizens Commo. Co. 
 
53. 
Kinder Morgan Energy 
 
54. 
Alaska Com Sys Grp Inc. 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
 
----! 
(2) 
(3) 
(4) (5) 
(I) 
(2) 
(I) 
(2) 
Value 
Type (e.g., 
Code 
div., rent, int.) 
(J-P) 
Dividend 
Dividend 
Dividend 
Value 
Method 
Code 
 
(Q-W) 
Type (e.g., buy, sell, redemption) 
Sold 
Sold 
Date 
Month- 
Day 
 
5114 
2/11 
Gain 
Value 
Code 
Code 
(A-H) 
(J-P) 
Identity buyer/seller (if private transaction) 
Mkt 
Mkt 
Penn Resource Pt. Dividend 
56. Adobe Systems, Inc. Dividend Sold 12/12 Mkt 
Cisco Systems, Inc. Dividend 
Goodrich Corp. Dividend Sold 12/12 Mkt 
Myriad Genetics, Inc. Dividend 
60. Shire PLC ADR Dividend Sold 7110 Mkt Williams Cos., Inc. Dividend 
62. 
!shares Russell 2000 Index Fund Dividend 
 
63. 
!shares Russell Midcap Val. Index Fund Dividend 
 
64. 
Paragon Shipping Dividend Sold 4/30 Mkt 
 
65. 
Diana Shipping Dividend Sold 11/17 Mkt 
 
66. 
Norfolk South. Corp. Dividend 
 
67. 
Kraft Foods Dividend Sold 1/18 Mkt 
 
68. 
American Eagle Outfitters Dividend Sold 6/2 Mkt Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00I -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraissl =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
Name Person Reporting 
Date Report 
MCAULIFFE, STEVEN 
0511412009 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
(4) 
(5) 
 
(I) 
(I) (2) 
(I) 
(3) 
Place (X) after each asset exempt from prior disclosure 
69. Altria Group 
Amount 
Type (e.g., 
Code 
div., rent, 
(A-H) int.) Dividend 
70. 
Lloyds TSB Group Dividend 
 
71. 
Blackrock ENH Div Com Dividend 
 
72. 
Eaton Vance Tax Mng Buywrite Inc. Dividend 
 
73. 
Eaton Vance Tax Mng. Dividend 
 
 
-- 
------------ 
Income during Gross value end 
Transactions during reporting period 
reporting period reporting period 
Value Value 
Type (e.g., 
Code Method 
buy, sell, 
(J-P) Code 
redemption) 
(Q-W) 
Sold 
Date Value Gain Identity 
Month-Code Code buyer/seller 
Day 
(J-P) (A-H) (if private transaction) 
1117 Mkt 
Sold 12/11 Mkt 
Sold 1/22 Mkt 
Sold 316 Mkt 
Sold 3/6 Mkt 
 
74. Nicholas-Applegate Intnl Prem. Dividend -:J 
75. Alpine Dyn. Div. Fund Dividend Sold 2125 Mkt 
 
76. 
Blackrock Real Asset Dividend 
 
77. 
IRA !shares Russell Mid-cap Dividend 
 
78. 
IRA Saytem Comp. Svcs. Dividend 
 
79. 
Royal Bank Canada Dividend Buy 7110 Mkt 
 
 
80. Mindray Medical Intnl Ltd Dividend Buy 7110 Mkt 
81. !shares Trust Russell Midcap Growth Index Fund Dividend Buy 7/10 Mkt 
82. McDonalds Corp. None Buy 12/11 Mkt 
83. American Capital Ltd. Dividend Buy 215 Mkt 
84. American Capital Ltd. Dividend Sold 11/17 Mkt 
85. Apple, Inc. Dividend Buy 2126 Mkt Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =$1,000 less =$50,001-$100,000 =$15,000 less N=$250,00 -$500,000 =$25,000,001 -$50,000,000 Q=Appraisal =Book Value =$1,001 -$2,500 =$100,001 -$1,000,000 =$15,001 -$50,000 =$500,001 -$1,000,000 =Cost (Real Estate Only) V=Other c=$2,501 -$5,000 =$1,000,001 -$5,000,000 =$50,00 -$100,000 =$1,000,001 -$5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 =$5,000,001 -$25,000,000 =Cash Market =$15,001 -$50,000 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Name Person Reporting 
Date Report 
MCAULIFFE, STEVEN 
0511412009 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during (including trust assets) reporting period 
---------- -------- 
Transactions during reporting period 
Gross value end 
reporting period 
(I) 
(2) 
(3) 
(I) 
(5) 
(4) 
 
(2) 
Place (X) after each asset 	Amount Code 
(1) 
Date 
Value 
Value Value 
Gain 
Identity 
Type (e.g., 
Type (e.g., 
Month 
Code 
-Code 
Method 
buy, sell, 
div., rent, 
Code 
buyer/sellerexempt from prior disclosure 
(A-H) Day (if private int.) 
Code redemption) (A-H)(J-P) 
(J-P) 
transaction) 
(Q-W) 
103. 	 
Federated Prime Obligation (Money Dividend Buy 411 Mkt 
Market Fund) 
 
 
104. 
Bank Am. Corp. [C] Dividend 
 
105. 
Lowes Cos., Inc. [CJ Dividend 
 
106. PLC ADR [CJ Dividend 
 
107. 
Fed. Prime Obig. Fund [CJ Dividend 
 
108. 
Wellpoint, Inc. [CJ Dividend 	Sold 4/30 Mkt 
 
109. 
Kinder Morgan Energy Ptnrs. [CJ Dividend 
 
110. 
CVS Caremark Corp. [CJ Dividend 
 
111. 
Cemex S.A. [CJ Dividend 
 
 
112. 
Citigroup Inc. [CJ Dividend 	Sold Mkt 
113. 
NFJ Dvd Int [CJ Dividend 
 
114. 
Enterprise Prod [CJ Dividend 
 
115. 
MFS Intnl Div [CJ Dividend 
 
116. 
Chesapeake Energy [CJ Dividend 
 
117. 
Citizens Commo [CJ Name Change: Dividend Comm. Corp. 
 
118. 
Joy Global [CJ Dividend Sold 9/17 Mkt 
 
 
119. Penn Res. Ptnrs. [CJ Dividend Income Gain Codes: =$1,000 less (See Columns and D4) F=$50,001 -$100,000 Value Codes =$15,000 less (See Columns and DJ) N=$250,001 -$500,000 P3=$25,000,001  $50,000,000 Value Method Codes =Appraisal (See Column C2) U=Book Value =$1,001 -$2,500 =$100,001 -$1,000,000 K=Sl 5,00l -S50,000 0=$500,001 -$1,000,000 =Cost (Real Estate Only) V=Other =$2,501 -$5,000 =$1,000,001 -$5,000,000 L=$50,00! -$100,000 =$1,000,001 -$5,000,000 =More than $50,000,000 =Assessment W=Estimated =$5,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 =$5,000,001 -$25,000,000 =Cash Market E=$15,00! -$50,000 --------- 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
 
 
Date Report 
Name Person Reporting 
MCAULIFFE, STEVEN 
0511412009 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
-- 
(I) (2) (!) (2) (I) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
-(Q=W) -- transaction) 
 
------------- 
137. 
Johnson Johnson [CJ Dividend Buy 4130 Mkt 
 
138. 
Deere Co. [CJ Dividend Buy 4130 Mkt 
 
139. 
Aflac, Inc. (CJ Dividend Buy 6110 Mkt 
 
 
140. General Electric (CJ Dividend Buy 9/17 Mkt 
141. Apple, Inc. [CJ Dividend Buy 9124 Mkt 
142. IBM Corp. [CJ Dividend Buy 9124 Mkt 
 
143. 
!shares SP 500 Index Fund [CJ None Buy 10/16 Mkt 
 
144. 
!shares SP 500 Index Fund [CJ None Sold 10/22 Mkt 
 
145. 
Wachovia Corp. New Pfd [CJ None Buy 10/22 Mkt 
 
146. 
Wachovia Corp. New Pfd (CJ None Sold 10/24 Mkt 
 
147. 
Merrill Lynch Depository Sh. Rep. [CJ Dividend Buy 10/22 Mkt 
 
148. 
Standard Poors 500 Depository Receipt None Buy 10/27 Mkt [CJ 
 
149. 
Standard Poors 500 Depository Receipt None Sold 1117 Mkt (CJ 
 
150. 
Powershares QQQ Trust Unit [CJ Dividend Buy 11/12 Mkt 
 
 
151. !shares SP 500 Index [CJ None Buy 11/17 Mkt 
152. !shares SP 500 Index [CJ None Sold 12111 Mkt 
153. McDonalds Corp. (CJ Dividend Buy 12/11 Mkt Income Gain Codes: (See Columns and 04) Value Codes (See Columns and DJ) Value Method Codes (See Column C2) =$1,000 less =$50,001 -$100,000 =$15,000 orless =$250,00I -$500,000 =$25,000,001 -$50,000,000 =Appraisal =Book Value =$1,00 -$2,500 =$100,001 -$1,000,000 =$15.00 -$50,000 0=$500,001-$1,000,000 =Cost (Real Estate Only) V=Otber =$2,501 -$5,000 =$1,000,001 -$5,000,000 =$50,00I -$100,000 =$1,000,00 -$5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 =$5,000,001 -$25,000,000 =Cash Market =$15,001 -$50,000 
 
 
Name Person Reporting 
Date Report 
MCAULIFFE, STEVEN 
05/14/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code3 (Q-W) {I) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
154. 
RMA Tax-Free Fund [K] Interest 
 
155. 
UBS Pace Inv Fund Class [K] Interest 
 
156. Funds Growth Fund Class [K] Dividend 
 
157. 
John Hancock Classic Val Fund Class [K] Dividend 
 
158. 
Oppenheimer Main St. Small Cap [K] Dividend 
 
159. Value Fund Class [K] Dividend 
 
160. 
Thornburg Intnl Value Fund Class [K] Dividend 
 
161. 
DWS Core Fixed Income Fund Class [K] Dividend 
 
162. Templeton Global Bond [K] Dividend 
 
 
163. Managers Bond Fund [K] Dividend Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2) =$1,000 less F=$50,001 -$100,000 J=$15,000 less =$250,00 -$500,000 =$25,000,001 -$50,000,000 Q=Appraisal U=BookValue =$1,00 -$2,500 G=SI00,001-$1,000,000 =$15,001 -$50,000 0=$500,00 -$1,000,000 =Cost (Real Estate Only) V=Other =$2,501 -$5,000 =$1,000,001 -$5,000,000 L=$50,001 -$100,000 =$1,000,001 -$5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 -$15,000 =More than $5,000,000 =$100,00 -$250,000 =$5,000,001 -$25,000,000 =Cash Market E=$15,001 -$50,000 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicalepartofReport.) 
PART POSITIONS. Pleasant Lake Air, Inc., LLC, corporation formed own Cessna 182 Sky lane single engine private airplane. own one-half interest the corporation (and thus the airplane). 
PART VI. LIABILITIES. own summer cottage with former law partner, Edward Shumaker, Ill, tenants common, which property mortgaged part. That liability not disclosed since secured real property which  
PART VIL INVESTMENTS AND TRUSTS. Trust assets are listed Part VII, identified the designation (c]. 
PART VIL INVESTMENTS AND TRUSTS. 
Line Pinchers Investment Group Ptnshp Share (specific holdings noted -below) (investment club -aggregated per suggestion Committee Financial Disclosure 6111108). 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee cin Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544