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Judicial Watch • Steven J. McAuliffe – 2010

Steven J. McAuliffe – 2010

Steven J. McAuliffe – 2010

Page 1: Steven J. McAuliffe – 2010

Category:Federal Judges

Number of Pages:15

Date Created:September 12, 2013

Date Uploaded to the Library:November 21, 2014

Tags:mcauliffe, Steven J McAuliffe, Steven, 2010, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 12011 Report Required the Ethics Government Act I978 FOR CALENDAR YEAR 2010 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) MCAULIFFE, STEVEN Court Organization U.S. DISTRICT COURT -N.H. Date Report 05/11/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE (ACTIVE) Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address WARREN RUDMAN COURTHOUSE PLEASANT STREET, ROOM 416 CONCORD,N.H. 03301 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have reportable information. Sign last page. POSIT[ NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Fellow New Hampshire Bar Foundation 
Director Challenger Center for Space Science Education 
 
Trust 
Shareholder (50 percent) Pleasant Lake Air, Inc., LLC 
Partner Pinchers Investment Group (Neighborhood Investment Club) 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
McAuliffe, Steven 
 
 
 
 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) 
[ZJ 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
DESCRIPTION 	VALUE CODE NOW Acct Merrimack Cty. Savings Bank Interest IRA American Funds: Inv America Dividend IRA American Funds: Wash Mut. Inv Fund Dividend Exxon Mobil Corp. Dividend UBS Retirement Money Fund Interest IRA Franklin Templeton For. Fund Dividend Pinchers Investment Group Ptnshp Share (See Part VIII) Dividend -Dentsply lntnl Inc. -Air Products Chem. 
IO. -Whiting Petroleum Corp. Sold 06/06/10 Mkt 
11. -Diageo (DEO) 
12. -BHP Billiton Ltd ADR 
13. -Gilead Sciences Inc. 
14. -Quest Diagnostics 
15. -Suntech Power Hldgs. Sold 06/11/10 Mkt 
16. -CON Natl Rwy Co. 
17. -El Paso Corp. 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(1) (2) (1) (2) (I) (2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
 
transaction) 
I.Income Gain 	Codes: =$1,000 less =$1,001 -$2,500 =$2,50l -$5,000 =$5,00 -$15.000 =$15,00 -$50,000 (Sec Colwnns and D4) =$50.001  $100.000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15.000or less =$15,00 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
 
 
 
(Sec Column C2) Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See ColumnsBI and D4) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1,000.00I -$5.000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,00I -$I 00,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250.001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.00I -$50,000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) 
(2) (I) (2) (3) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 orlcss B=$1,00I  $2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 G=$100,00 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250.001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Apprnisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instru,1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (2) 
(I) 
(5) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(AH) int.) (J-P) Code3 redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,00 -$50.000 
(Sec Columns and D4) =$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100,000 =$I 00,00 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Name Person Reporting 
MCAULIFFE, STEVEN 
05/11/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) (2) (I) (2) (I) (2) 
Place (X) after each asset Amount exempt from prior disclosure 
Code (A-H) 
69. 	 
Huntington NAR Bk. 
 
70. 	 
!Shares IBoxx Invt Gra. Corp. Bond Fund 
 
71. 	 
Tenn. St. Ser. 
 
72. 	 
Fairfax Cty. Pub. Ser. 
 
 
Type (e.g., div., rent, int.) 
Dividend 
Dividend 
Interest 
Interest 
Value Code (J-P) 
Value Type (e.g., Date Value Gain Identity 
Method buy, sell, mm/dd/yy Code Code buyer/seller 
Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
Autoliv Inc. 
Dividend 
74. 	 
Smucker Co. New 
 
75. 	 
First Colebrook Bank 
 
76. 	 
AFLAC Inc. 
 
77. 	 
Danaher Corp. 
 
78. 	 
Goldman Sachs Group Inc. 
 
79. 	 
Google Inc. 
 
80. 	 
J.P. Morgan Chase Co. 
 
81. 	 
Oracle Corp. 
 
82. 	 
Starbucks Corp. 
 
83. 	 
Sysco Corp. 
 
84. 	 
BHP Billiton Ltd. 
 
85. 	 
!Share MSC! EAFE Index Fund Income Gain Codes: =$1,000 less 
(See Columns and 04) =$50.001 -$100,000 
Value Codes =$15,000 Jess 
 
(See Columns and 03) =$250,001 -$500,000 =$25,000,001 -$50,000,000 
Value Method Codes =Appraisal 
(See Column C2) ==Book Value 
 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend =$1,001 -$2,500 G=$100,00J -$1,000,000 =$15,00I -$50,000 =$500,00I -$1,000,000 =Cost (Real Estate Only) =Other =$2,50 $5,000 =$1,000,00 -$5,000,000 =$50,001 -$t00,000 =$1,000,00I -$5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 -$15,000 =More than $5,000,000 100,00 -$250,000 =$5,000,001 -$25,000,000 =Cash Market =$15,00I -$50,000 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes t1tose spouse and dependent c1tildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(1) (2) 
(I) (2) (3) 
(4) 
Place (X) after each asset Amount Type(e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
transaction)  
(Q-W) Income Gain Codes: ,000 less 1,001 -$2,500 C=$2.50 -$5,000 0=$5,001 -$15,000 =$I 5,00 -$50,000 
(Sec Columns and 04) F=$50,001  $100.000 =$I 00,00 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15.00I -$50,000 =$50.001 -$100,000 =$100,001 -$250.000 
(Sec Columns and D3) =$250.001 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
MCAULIFFE, STEVEN 
05/11/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(4) 
(I) (2) (I) (2) (1) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure djv,, rent, Code Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) Income Gain Codes: .000 less ,00t -$2,500 :$2,50 -$5,000 :$5,00 -$15,000 :$J5,00I -$50,000 
(Sec Columns and 04) :$50,001 -$100,000 :$100,001 -$1,000,000 :$1,000,001-$5,000,000 :More than $5,000,000 Value Codes 5,000 less :$15,001-$50,000 :$50,001-$100,000 :$100,001 -$250,000 
(Sec Columns and D3) :$250,001 -$500,000 :$500,00 -$1,000,000 :$1,000,001 -$5,000,000 :$5,000,00 -$25,000,000 :$25,000,00 -$50.000,000 :More than $50,000,000 Value Method Codes :Appraisal :Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value :Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) JncomcGainCodcs: =$1,000 orlcss =SI.DOI -$2.500 =$2.50I -$5.000 =$5,00J -$15,000 =$J 5,00 -$50.000 (See Columns and 04) =$50.001  $100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 Jess =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (Sec Columns and 03) =$250,001 -$500,000 =$500,00I  ,000,000 =$I ,000,00I -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (!) (2) (2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
(Q-W) 
transaction) 
137. TJX Companies [CJ Dividend Buy 05/04/10 Mkt 
138. Marvell Technology [CJ Dividend Buy 05/13/10 Mkt 
139. SP 400 Midcap Index [CJ Dividend Buy 05/13/10 Mkt 
140. Marvell Technology [C] Dividend Buy 05/13/10 Mkt 
141. Citrix Systems [CJ None Buy 12/01/10 Mkt 
142. Coach Inc. [C] None Buy 12/01/10 Mkt 
143. Cognizant Technology Solutions [CJ None Buy 12/01/10 Mkt 
144. Cummings Inc. [CJ None Buy 12/01/10 Mkt 
145. Pace Money Mkt Inv Fund Class [CJ Dividend Buy 03/05/10 Mkt 
146. Blackrock Equity Div Fund [CJ Dividend Buy 03/05/10 Mkt 
147. Harbor Into! Fund Inv Class [CJ Dividend Buy 03/05/10 Mkt 
148. Henderson Global Inv. Intnl Opp Fund [CJ Dividend Buy 03/05/10 Mkt 
149. ING Global Real Est Fund Class [CJ Dividend Buy 03/05/10 Mkt 
150. John Hancock Lange Cap Equity Fund Class A[CJ Dividend Buy 03/05/10 Mkt 
151. Neuberger Berman Genesis Fund Inv Class [C] Dividend Buy 03/05/10 Mkt 
152. Oppenheimer Dev Mkts Fund Class [CJ Dividend Buy 03/05/10 Mkt 
153. Royce Premier Fund [CJ Dividend Buy 03/05/10 Mkt Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000 (Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000 (Sec Columns and D3) =$250,001 -$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1ut1es those spouse ant1 t1epent1ent chilt1ren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (I) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
 
Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private (Q-W) 
transaction) 
154. Templeton Global Bond [CJ Interest Buy 03/05/10 Mkt 
155. Pimco Total Return Fund Class [CJ Dividend Buy 03/05/10 Mkt 
156. Wilmington Short/ Intermediate-Term Bond Fund [C] Dividend Buy 03/05/10 Mkt 
157. Aberdeen Equity Long-Short Fund Class [CJ Dividend Buy 03/05/10 Mkt 
158. Morgan Multi-cap Mkt Neutral Fund [CJ Dividend Buy 03/05/10 Mkt 
159. Van Eck Global Hard Assets Fund Class [CJ Dividend Buy 03/05/10 Mkt Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000 
(See Columns and D4) =$50,001 -$100,000 I00,00 -$1,000,000 =$1,000.001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100,000 =$I 00,00 -$250.000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000.00 -$25,000,000 =$25,000,001 -$50,000,000 -More tlmn $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Name Person Reporting 
05/11/2011 
MCAULIFFE, STEVEN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
PART POSITIONS. Pleasant Lake Air, Inc., LLC, corporation formed own Cessna 182 Skylane single engine private airplane. own one-half interest the corporation (and thus the airplane). 
PART VI. LIABILITIES. own summer cottage with former law partner, Edward Shumaker, III, tenants common, which property mortgaged part. That liability not disclosed since secured real property which 
PART VII. INVESTMENTS AND TRUSTS. Trust assets are listed Part VII, identified the designation [c]. 
PART VII. INVESTMENTS AND TRUSTS. Line Pinchers Investment Group Ptnshp Share (specific holdings noted below) (investment club -aggregated per suggestion Committee Financial Disclosure 6/11/08). 
 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: STEVEN MCAULIFFE 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544