Skip to content

Judicial Watch • Steven J. McAuliffe – 2011

Steven J. McAuliffe – 2011

Steven J. McAuliffe – 2011

Page 1: Steven J. McAuliffe – 2011

Category:Federal Judges

Number of Pages:15

Date Created:December 1, 2012

Date Uploaded to the Library:November 21, 2014

Tags:mcauliffe, Steven J McAuliffe, Steven, 2011, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Fellow New Hampshire Bar Foundation Director Challenger Center for Space Science Education 
 
 
.AOJO Government Act 1978 
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app  101-111) Person Reporting (last name, first, middle initial) MCAULIFFE, STEVEN Court Organization U.S. DISTRICT COURT -N.H. Date Report 05/14/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE (ACTIVE) Sa. Report Type (check appropriate type) Nomination Date Imtrnl [Z] Annual Sb. Amended Report Final Reporting Period 0110112011 1213112011 Chambers Office Address 
WARREN RUDMAN COURTHOUSE PLEASANT STREET, ROOM 416 CONCORD, N.H. 03301 
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
Trustee Trust#! 
Shareholder (50 percent) Pleasant Lake Air, Inc., LLC 
Partner Pinchers Investment Group (Neighborhood Investment Club) 
Partner Piglet (Neighborhood Investment Club) 
Member Shumac,LLC 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenl 
(Includes those spouse and dependent children; see pp. 25-27 filing mstructwns.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
Date Report 
MCAULIFFE, STEVEN 
05/14/2012 GIFTS. (lncl11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during Gross value end 
 
TransactJons during reporting period Description Assets 
(including trust assets) reporting period ofreporting period 
(I) (2) (I) (2) (2) (3) (4) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure (A-H) int.) 
(Q-W) Income Gam Codes $1.000 less 41,001 -$2.500 42,501 -$5,000 $5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50.001 -$100,000 =$!00,001 -$1.000,000 =$1.000,001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$!00,000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500,000 =$500,00I -$1,000,000 =$1.000.001 -$5.000.000 =$5,000,001 -$25,000,000 =$25.000.001 -$50,000.000 More than $50,000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value =Other W=Est1mated 
 
 
 
Date Report 
05/14/2012MCAULIFFE, STEVEN 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reportmg penod reporting period 
 
(2) (I) (2) 
(4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
d1v., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes. =$1,000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00I -$50,000 
(See Columns and D4) F=$50,00J -$100,000 =$100,001 -$1.000.000 =$1,000,001 -$5.000.000 H2=More than $5.000,000 Value Codes =$15,000 less =$15.001 -$50.000 =$50,001 -$100,000 =$100.001 -$250,000 
(Sec Columns and D3) =$250,00I -$500.000 =$500,001 -$1,000.000 Pl=$1,000,001 -$5,000,000 =$5,000,001 $25,000,000 
P3=$25,000.001 -$50,000,000 P4=More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Other W=Estimated 
 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting penod 
(including trust assets) reporting period reporting period 
 
(I) (2) 
(I) (I) (3) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value ype (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
(A-H) int.) (J-P) Code3 redemption) (A-H) Income Gam Codes 41.000 less =$1,001 -$2.500 42.50! -$5,000 D=$5,001 -$15,000 415,001 -$50.000 
(Sec Columns and 04) F=$50.00I -$100,000 =$100.001 -$1,000,000 =$1,000,001 -$5,000.000 fl2 =More than $5.000.000 Value Codes J=$15.000 less K=$15,001 -$50,000 L=$50,00 -$I 00,000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 0=$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Other W=Estimated 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2012 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Income during Gross value end 
Transact10ns during reporting penod Description Assets 
(including trust assets) reporting period ofreporting period (2) (3) 
(1) 
(2) (I) (2) 
(5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code2 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes. =$1,000 less =$1,001 -$2.500 =$2.501 -$5.000 45.001 -$15.000 =$15.001-$50.000 
(See Columns and D4) =$50,001 -$100,000 G4100,00J -$1.000,000 =$1,000,001-$5.000,000 ll2 =More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.00 -$500,000 =$500,00I -$1,000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25,000,001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value Y=Other =Estimated 
 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2012 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(includmg trust assets) reporting period reporting period 
 
(I) (2) (1) (I) (2) (3) (4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less 41,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15,000 =$15,00l -$50,000 
(See Columns and D4) =$50.001 -$100,000 =$100,001  $1.000.000 =$1.000,001 -$5.000.000 =More than $5.000,000 Value Codes 415.000 less =$15.001 -$50.000 =$50.001 -$100.000 4100.001 -$250,000 
(See Columns and D3) =$250,001 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000,001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Oiher =Esttmated 
 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting period (includmg trust assets) reportmg period ofreporting period 
(!) (2) (I) 
(2) (3) 
(4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity 
Place (X) after each asset 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int Code redemption) (J-P) (A-H) (if private 
transaction) 
(Q-W) 
86. 
Qualcomm Inc Dividend Buy 10/19/II 
 
87. 
Amazon Inc None Buy 11/09/11 
 
88. 
Chevron Corp None Buy 11/30/1 Income Gain Codes =$1.000 less 41,00i -$2.500 =$2,50i -$5,000 D=$5,00i -$15,000 =$15,001 -$50.000 
(See Columns and D4) =$50.001 -$100.000 =$100.001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,00I -$100,000 =$100.001 -$250.000 
(See Columns and D3) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =01hcr =Estimated 
 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1ncludes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg period 
(including trust assets) reporting period reporting period 
 
(2) (2) {I) (3) 
(5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div.,. rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
103. McDonalds Corp. [CJ Dividend 
 
104. Abbott Labs [C] Dividend Income Gam Codes =$1.000 less 41,001 -$2.500 =$2,501  $5.000 =$5.001 -$15,000 415,001-$50.000 
(Sec Columns and D4) =$50.001 -$!00,000 =$100.001 -$1.000,000 =$1.000,001 -$5.000,000 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$!00.000 =$100.001 -$250,000 
(Sec Columns and D3) =$250,00I-$500.000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting penod reporting period 
 
(I) (2) (I) (2) (I) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(See Columns and D4) =$50,001 -$100,000 =$100.001 -$1,000,000 =$1.000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less K=$15,00I -$50,000 =$50,00 100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.001 -$500.000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Othcr W=Est1matcd 
 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2012 
VII. INVESTMENTS and --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reportmg period including trust assets) reporting period ofreporting period 
 
(2) 
(I) 
(2) (I) (3) (4) (5) 
Place(X) after each asset Amount Type( e.g.,Value Value Type(e.g.,Date Value Gain Identity 
exempt from prior disclosure CodeI div.,rent,Code2 Method buy,sell,mmfdd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (ifpnvate 
(Q-W) transaction) Income Gam Codes 41.000 less 41,001-$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(See Columns and 04) 450.001  $100,000 =$100,001 -$1,000,000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15,000 less K=$15,00l -$50,000 =$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.00I -$500.000 =$500.00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25.000,000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) 
(I) 
(2) (I) (3) (4) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 	Income Gam Codes =$I,OOO less =$1,001 -$2.500 c=$2,501 $5,000 =$5,001  $15.000 =$15,001 -$50,000 (See Columns and 04) F=$50,00I  $100,000 =$100,00I -$1.000.000 =$1.000,00I -$5.000.000 fl2 =More than $5.000,000 
Value Codes =$I5,000 less K=$15.00l -$50,000 =$50.00 -$100,000 =$100.001 -$250.000 
 
(See Columns and 03) 	N=$250,00 -$500.000 0=$500,00 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,00 -$25,000.000 =$25.000,001  $50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (See Column C2) V=Other 
 
 
U=Book Value =Estimated 
Date Report 
MCAULIFFE, STEVEN 
0511412012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicatepartofreport.) 
PART POSITIONS. Pleasant Lake Air, Inc., LLC, corporation formed own Cessna 182 Skylane single engine private airplane. own one-half interest the corporation (and thus the airplane). 
PART VI. LIABILITIES. Previously reported summer cottage. Note paid, mortgage released, and property transferred Shumac, LLC (reported Part VII this disclosure). 
PART VII. INVESTMENTS AND TRUSTS. Trust assets are listed Part VII, identified the designation [C]. 
PART VII. INVESTMENTS AND TRUSTS. Line Pinchers Investment Group Ptnshp Share -Aggregated (specific holdings noted below) (investment club -aggregated). 
Line 28. Piglet Investment Club Partnership -Aggregated (specific holdings are listed below main entry and designated by-). 
Lines and 83. United Technologies (last year reported line 117) and TJX Companies (last year reported line 137) are moved here for ease tracking (mine) and (CJ removed was apparently added error (the stock belongs reporter and not the trust) -to the extent dropping the [CJ designation requires amendment the report, consider this note amending said report. 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: STEVEN MCAULIFFE 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544