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Judicial Watch • Steven J McAuliffe Financial Disclosure Report for 2006

Steven J McAuliffe Financial Disclosure Report for 2006

Steven J McAuliffe Financial Disclosure Report for 2006

Page 1: Steven J McAuliffe Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:17

Date Created:September 6, 2007

Date Uploaded to the Library:November 13, 2013

Tags:mcauliffe, Steven J McAuliffe, Steven, 2006, INVESTMENTS, EPA, transactions, TRUSTS, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.)  
NAME ORGANIZATION/ENTITY  Fellow  New Hampshire Bar Foundation  Director Challenger Center for Space Science Education  Trustee  Trust  Shareholder (50 percent)  Pleasant Lake Air, Inc., LLC  Partner  Pinchers' Investment Group (Neighborhood Investment Club)  Treasurer  Local EAA Chapter -Capitol Flyers 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[EJ NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Date Report 
MCAULIFFE, STEVEN 05/14/2007 
IJJ. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[KJ NONE (No reportable non-investment income.) SOURCE AND TYPE 
INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 Child Family Services (Teaching) 

JV, REIMBURSEMENTS --transportation, lodging,jood, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-2 instructions) 
[20 NONE (No reportable reimbursements.) 
SOURCE DESCRlPTION GIFTS. (Includes those spouse and dependent childre1c See pp. 28-31 instructions.} 
[KJ NONE (No reportable gifts.) 
DESCRIPTION VALUE 

VJ. LJABJLJTJES. (Includes those spouse and dependent children. See pp. 32-33 instructions.} 
[KJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Report 
MCAULIFFE, STEVEN 
0511412007 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
MCAULIFFE, STEVEN 
05/ l4/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross valt1e end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) (1) 
(2) (I) (3) 
(5) 
Place "(X)" after each asset Amount Type (e.g. Value 
Value Type (e.g. Date Value 
Gain Identity
Code 
Code
exempt from prior disclosure (!) div., rent, 
Method buy, sell, Month-Code 
Code buyer/seller 
(A-H) int.) 
Code redemption) Day (J-P)
(J-P) 
(A-H) (if private 
(Q-W) transaction) 
18. 
-MSFT Dividend Partial Sale 1113 Mkt 

19. 
-PFE Dividend 

20. 
-Dentsply Int. Inc. Dividend 

21. 
-EBAY None Sold 11/9 Mkt 

22. 
-BAC Dividend 

23. 
-Air Products Chem. Dividend Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00t -$5 ,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ""Cash Market  
(See Column C2) =Appraisal q)thcr ""'Assessment =Book Value =Estimated  

Date Report 
MCAULIFFE, STEVEN 
05114/2007 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.) Description Assets !ncome during Gross value end Transactions during reporting period  
(including trust assets)  repa?--=':_- reporting period  

(2) (4)(1) 
(2) 
Amount Type (e.g. Value 
Value 
Type (e.g. Date 
Gain
Value 
Identity 
(2)
Place "(X)" after each asset 
Method 
Code
buy, sell, Month-
Code 
Code 
redemption) 
div. Code 2exempt from prior disclosure buyer/sellerrent, mt.) (J-P) 
Day 
(A-H) (if private 
(J-P) 
transaction)
(Q-W) 
35. 
Lowes Cos, Inc. Dividend 

36. 
CVS Corp. Dividend 

Motorola, Inc. Dividend 
38. Pall Corp. Dividend Sold 11/7 Mkt Income Gain Codes: =$1,000 less  B=$t,001 $2,500 =$2.501 $5,000 =$5,001 -$15,000  E=$t5,00I  $50,000  
(See Columns and 04) =$50,00 -$100,000 100,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 5,00 -$50,000 450,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1.000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25.000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000.000 =Cash Market  
(Sec Column C2) =Appraisal =Other =Assessment =Book Value  \'''Estimated  

Date Report 
MCAULIFFE, STEVEN 
05/14/2007 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 

Gross value end

reporting period
Transactions during reporting period
Description 
including trust assets
Assets
lace "(X)" after each asset 
exempt from prior disclosure 

reporting period 
(2) (1) (2) (1) (2) (3) (4) (5)
Type Value Value e.g. Date Value Gain Identit
(Code Method (Month Code
div, rent, sell, Code
buy, 
(1)
Amount
Code

buyer/seller 
52. 
!shares FTSE/XIN!-IUA China Index Dividend Sold 618 Mkt 

53. 
XTO Energy Dividend Sold 6/13 Mkt 

Cemex Dividend Partial Sale 6126 Mkt 
55. Tele Norte Leste Particip Dividend Sold l/9 Mkt Income Gain Codes: =$1,000 less =$t ,OOt -$2,500 =$2,501 -$5,000  D=$5,00l -$15,000 =$15,00t -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$I 00,00 ,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =Si5,00I -$50,000 =$50,001 -$I 00,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) ""Appraisal =Other =Assessment =Book Value '='Estimated  

Date Report 
MCAULIFFE, STEVEN 0511412007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those a/the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
Value 
(4) 
Gain identity (2)(2) 
(2)
Im-I

Amount Type (e.g. 
Value 
Type (e.g.
Place "(X)" after each asset 
Date Value 
Code 
Method 
buy, sell, 
exempt from prior disclosure 
Month-Code Code 
buyer/seller 
(A-H) int.) (J-P) 
Code redemption Day (J-P) (A-H) 
(if private 
transaction)
(Q-W)

LL________ 
69. 
Oracle Corp. None Buy 1117 Mkt 

70. 
Thermo Fisher Sci. (TMO) None Buy 11/7 Mkt 

71. 
Oracle Corp. None Sold 12/18 Mkt 

Telenorte Leste Addl. Buy 1123 Mkt 
Rediff. Corn India Ltd. Buy 1/30 Mkt Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04)  f=S50,00I -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,0QI -$50,000  L-$50,001 -$100,000 =$100,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Co,i;t (Real Est11te Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value :=Estimated  

Date Report 
MCAULIFFE, STEVEN 
051!412007 
VII. INVESTMENTS and -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(l) (2) 
(I) 
(2) 
(3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.  
exempt from prior disclosure  Code  div.1 rent,  Code  Method  buy, sell,  
(A-HJ int.)  (J-P)  Code  redemption)  

Date 
Value Gain Month-Code2 Code Day (J-P) (A-HJ Identity buyer/seller (if private 
transaction) 
86. 
Bausch Lomb, Inc. 

Buy 4127 Mkt 
87. 
MFS lntnl Divers. Dividend Buy 4/27 Mkt 

88. 
Amgen, Inc. Buy 5115 Mkt 

89. 
Peabody Energy Corp. Addi. Buy 619 Mkt Income Gain Codes: $1,000 less ,001 -$2,500 $2,501 -$5,000 =$5,001 -$15,000 =$15,00I -$50,000  
(See Columns and 04) =$50,001  $100,000 100,00 -$1,000,000 s1,ooo,001 -$5,ooo,ooo More than $5,000,000 Value Codes =$15,000 less $15,00!. $50,000 $50,001 -$100,000 st00,001 -$250,000  
(See Columns and 03) $250,00t -$500,000 $500,001 -$1,000,000 $1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment '"'Book Value =Estimatt:d  

Date Report 
MCAULIFFE, STEVEN 
05/14/2007 
VII. INVESTMENTS and TRUSTS --income, value, 1ra11sac1ions r1nc111des those the spo11se and depende111 children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
Place "(X)" after each asset Amount
(I)
1Code1
exempt from prior disclosure 
103. Nordic Am. Tanker Shipping Ltd 
(2) (2) (1) 
(2) 
(3)
Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
div., rent, Code Method buy, sell, Month -Code Code buyer/seller int.) (J-P) Code redemption) Day 
(J-P) (A-H) (if private 
(Q-W) 
transaction) 
Dividend Buy l/15 Mkt 
104. 
GMH CMNTYS Dividend Buy 1217 Mkt 

105. 
American Intnl Grp Partial Sale 12/21 Mkt Income Gain Codes:  A=$ ,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$I ,000,00 -$5 ,000,000 =More than $5,000,000 Value Codes 5,000 Jess =$15.00l  $50.000 =$50,001 -$100,000 =$I 00,00 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00t -$5 ,000,000 =$5,000,001 -$25,000.000 Value Method Codes =$25,000,001 -$50.000.000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) ==Appraisal  Vther =Assessment =Book Value =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) report period reporting period 
Place "(X)" after each asset 
(2) (I) (2) 
(2) (3) 
(4) (5) 
Type (e.g. Value 
Value 
Type (e.g. Date Value 
Gain Identity 
div., rent, Code 
Method 
buy, sell, Month -Code 
Code buyer/seller 
 int.) 
Code 
redemption) Day (J-P)
(J-P) 
(if private 
(A-H) 
(Q-W) 
transaction) 
120. 
Bank Corp. (CJ Dividend 

121. 
Burlington Resources, Inc. [CJ Dividend Sold Mkt 
122. 
Dow Chemical Co. [CJ Dividend Sold 6113 Mkt Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50  $5,000  D=$5,00l -S15,000 =$15,00  $50,000  
(See Columns and D4)  F=$50,00 -$1 00,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 More than $5,000,000 Value Codes =$15,000 less  K=$15,001 -$50,000 =$50,001  $100,000 =$100,001  $250,000  
(See Columns and D3) =$250,001 -$500,000 $500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ==Cash Market  
(See Column C2) =Appraisal =Other "'Assessment =Book Value ""Estimated  

Date Report 
MCAULIFFE, STEVEN 05114/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
MCAULIFFE, STEVEN 05/14/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Descrip tion Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) (2) 
(2) (3) (4) 
(5) 
Place "(X)" after each asset 
exempt from prior disclosure Amount 
(l) 

Type (e.g. 
Value Value Type (e.g. 
Date 
Value Gain 
Identity 
div., rent, 
Code Method 
buyer/seller
buy, sell, Month -Code Code 
redemption) Day (J-P) (A-H)
(J-P) Code int.) 
(if private (Q-W) 
transaction) 
154. 
Rediff. Com India Ltd [CJ Buy 1/30 Mkt 

155. 
Rediff. Com India Ltd [CJ None Sold 3/23 Mkt 

156. 
Massey Energy (CJ Buy 3/13 Mkt Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000 =$I 00,00 -$1,000,000 =$I ,000,001  ,000,000 "More than $5,000,000 Value Codes =$15,000 less  K=$15,001 -$50,000 =$50,001 -$100,000 =$100,001  $250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes  P3=$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cac;h Market  
(See Column C2) =Appraisal =-Other =Assessment =Book Value =Estimated  

Date Report 
MCAULIFFE, STEVEN 05/14/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(5)(1) 
,_I
Place "(X)" after each asset Amount Type (e.g. 
Identity 
exempt from prior disclosure
Codo buyer/sci lcr 
(if private 
transaction) ';,;' 
171. Blackrock En. Div. Tr. [CJ Dividend Buy Mkt 

172. 
Bausch Lomb [CJ Buy 4/27 Mkt 

173. 
Bausch Lomb [CJ Dividend Sold 619 Mkt 

174. 
MFS lntnl Div (CJ Dividend Buy 4/27 Mkt 

Date Report 
MCAULIFFE, STEVEN 
051l4/2007 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (1) 
(I) 
(2) (3) (4) 
(5) 
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain exempt from prior disclosure Code div., rent, Code Method buy, sell, Month-Code Code (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) 
(Q-W) 
Identity buyer/seller (if private transaction) 
188.  Joy Global [CJ  Dividend  Buy  8/9  Mkt  
189.  Cohen Steers Prem Rlty [CJ  Dividend  Buy  911  Mkt  
190.  Cohen Steers Select Util Fund Inc. [CJ  Dividend  Buy  IO/I  Mkt  
191.  Penn Res. Ptnrs. [CJ  Dividend  Buy  !Oil!  Mkt  
192.  Alaska Comm. Sys [CJ  Dividend  Buy  10/11  Mkt  
!93.  Southern Copper Corp (CJ  Buy Ill  Mkt  
194.  Southern Copper Corp (CJ  None  Sold 1116  Mkt  
195.  Nordic Tanker Ltd (CJ  Dividend  Buy  11/15  Mkt  
196.  GMH CMNTYS [CJ  Dividend  Buy  1217  Mkt  
197.  Alpine Ser [CJ  Dividend  Buy  12/19  Mkt Jncome Gain Codes: $J,000 less $1,00 -$2,500 $2,501 -$5,000 =$5,001 -$15,000 $15,00 -$50,000 (Sec Columns and 04) $50,00I -$100,000 $100,001 -$1,000,000 $1,000,00 -$5,000,000 =More than $5,000,000 $15,000 less 15,00 -$50,000 $50,001 -$100,000 $100,001 -$250,000 
(See Columns and 03) $250,00I -$500,000 ssoo,001 1,000,000 s1,ooo,001 -s5,ooo,ooo $5,000,001 -$25,000,000 Vah1e Codes 
P3s25,ooo,oo1 -$50,000,000 More than $50,000,000 ""Appraisal :=Assessment Value Method Codes Cost (Real Estate Only) =Cash Market 
(See Column C2) ""Other ""Book Value ""Estimated 

Date Report 
MCAULIFFE, STEVEN 05/14/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lizdicateparto/Report.) 
PART POSITIONS. Pleasant Lake Air, Inc., LLC, corporation formed own Cessna 182 Sky lane single engine private airplane. own one-half interest the corporation (and thus the airplane). 
PART VI. own former law partner, Edward Shumaker, III,
which property mortgaged part. That liability not disclosed since secured real property which 

Date Report 
MCAULIFFE, STEVEN 
0511412007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations.



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