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Judicial Watch • Stewart Dalzell – 2006

Stewart Dalzell – 2006

Stewart Dalzell – 2006

Page 1: Stewart Dalzell – 2006

Category:Federal Judges

Number of Pages:19

Date Created:March 21, 2008

Date Uploaded to the Library:October 03, 2013

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UNITED STATES DISTRICT COURT 
EASTERN DISTRICT PENNSYLVANIA 
10613 UNITED STATES COURTHOUSE 
601 MARKET STREET 
PHIL ADELPHIA, PENNSYLVANIA 19106-1705 
STEWART DALZELL 
JUDGE 
 
 
 
June 2007 
Honorable Ortrie Smith 
Chair 
 
Judicial Conference the United States 
Committee Financial Disclosure 
One Columbus Circle, N.E. 
Washington, D.C. 20544 
 
Dear Judge Smith: enclose amended report for calendar year 2006, which reflects the items you cited the second and third paragraphs your letter May 29, 2007. 
With respect the fourth paragraph your letter, referring the disappearance Mellon Bank, the reason for this because past years receiveq microscopic amount income the tax escrow associated with mortgage Mellon. debt obligations Mellon were not disclosable they both involved home mortgage borrowing. There longer income report 2006 because there longer any debt. Thus, there was transaction that disclosable since mortgage obligations are exempt and there was never interest-bearing asset. you have another view how this satisfaction and consequent termination income should dealt with, would grateful know it. (_{) ___, 
c__ now stands with this amended report, believe have addressed all bfur 
concerns. 	c:> :-ZJ2: 
C))> 
Sincerely, 	lr)> 
SD:jt Enc. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) [KJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [KJ NONE (No reportable agreements.) 
 
f/j PARTIES AND TERMS 
 
Date Report 
Dalzell, Stewart 
04/30/2007 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION The American Law Institute Lodging for ALI-ABA Satellite Program 
 
 
 
 
04/30/2007 
Dalzell, Stewart GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE Pose! Partnership 	Value Free Movie Pass 
Drinker Biddle Reath Tax Return Preparation 2000.00 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[KJ 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
04/30/2007 
Dalzell, Stewart 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end 
reporting period reporting period 
(I) (2) (I) (2) 
Amount Type (e.g. Value Value 
Code div. rent, Code Method 
(A-H) int.) (J-P) Code Transactions during reporting period 
(I) Type (e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code2 (J-P) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Cape Cod Five Cent Savings Interest 
Bear, Steams Fed. Fund Interest 
PNC Bank Interest 
RMA Tax Free Fund Dividend Income Gain Codes: =$1,000 less :Sl,001 -$2,500 :$2,50 -$5,000 0:$5,001-$15,000 5,001 -$50,000 (See Columns and 04} :$50,00 -SI 00,000 :$JOO,OOI -Sl,000,000 J,000,001 -$5,000,000 :More than $5,000,000 Value Codes =$15,000 less K:Sl5,00l -$50,000 :$50,001 -$100,000 00,00 -$250,000 (See Columns and 03) :$250,001 -$500,000 :$500,001 -$1,000,000 :Sl,000,001 -$5,000,000 :$5,000,00 -$25,000,000 :$25,000,00 -$50,000,000 :More than $50,000,000 
(See Column C2) :Other Value Method Codes :Cost (Real Estate Only) =Cash Market :Appraisal =Assessment =Book Value =Estimated 
 
 
Dalzell, Stewart 
04/30/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Identity 
Income during Gross value end Transactions during reporting per 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) iod 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain 
Code div., rent, Code Method buy, sell, Month Code Code 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) 
(Q-W) 
 
buyer/seller 
(if private transaction) 
NYSE 
18. 
Pfizer, Inc. Dividend sell 11/4 partial sale NYSE 
 
19. 
General Electric Dividend 
 
20. 
GTE South Inc. Bonds Interest Income Gain Codes: =$1,00-0 less =$1,00 -$2,500 =$2,501 -S5,000 =S5,00I -Sl 5,000 =$15,00 -$50,000 
(See Columns and D4) =$50,00 -SI 00,000 =SI00,001 -$1,000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Value Codes :::$15,000 less =$15,00 -$50,000 =$50,00 -SI 00,000 =$I 00,00 -$250,000 
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 1,000,00 -$5,000,000 =S5,000,00I -$25,000,000 Value Method Codes =S25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimaled 
 
 
04/30/2007 
Dalzell, Stewart 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instrucuons.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g. Code div., rent, (A-H) int.) Gross value end reporting period (1) (2)Value Value Code Method (J-P) CodeJ (Q-W) (1) Type (e.g. buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain Month -Code Code Day (J-P) (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 D=$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00l -$5,000,000 =More than $5,000,000 Value Codes J=$ 15,000 less K=$15,00l -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,00 -SI ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appr aisal V=Other =Assessment =Book Value =Estimated 
 
 
Name Person Reporting 
04/30/2007 
Dalzell, Stewart 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W)! transaction) 
 
50. 
Fairfax Financial Bonds None buy Toronto Exch. 
buy 
8/18 
51. Fairfax Financial Holdings 
52. Compton Petroleum 
53. FHLB Bonds 
54. Plum Creek Timber 
 
None 
None 
Interest 
Dividend 
buy 8/21 
sell 
12/6 
buy 519 buy NYSE 	sale NYSE 	buy add! shares NYSE 
FHLB Bonds 	full call 
call 12/22 
Interest 
56. International Coal 
None 
sell 3/17 	sale NYSE 
FFCB Bonds (new) 
Interest 
buy 5/11 	buy new bonds 
58. FHLB Bonds (new) 
None 
buy 12/22 	buy new bonds Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50.000,000 ash Market 
(See Column C2) =Appraisal V=Otber ==Assessment =Book Value =Estimated 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporL) 
 
 
 
Dalzell, Stewart 
04/30/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signatur 
 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
AOJO Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 us.c. app.  101-111) Person Reporting (last name, first, middle initial) Dalzell, Stewart Court Organization U.S. District Court Date Report 04/30/2007 Title (Article jndges indiute active senior status; magistrate judges indicate full-or part-time) Article III Judge -Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address 10613 U.S. Courthouse Market Street Philadelphia, 19106 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 instructions.) l}O NONE (No reportable positions.) 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[Kl NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
Date Report 
Dalzell, Stewart 
04/30/2007 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income [RJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -lfyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION The American Law Institute Lodging for ALI-ABA Satellite Program GIFTS. (Includes those spouse and dependent chUdren. See pp. 28-3I instructions..) NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE Pose! Partnership Value Free Movie Pass 233 
 
Drinker Biddle Reath Tax Return Preparation 2000.00 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
(KJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
04/30/2007 
Dalzell, Stewart 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Cape Cod Five Cent Savings 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (1) (2) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Interest 
Bear, Steams Fed. Fund Interest 
PNC Bank Interest 
RMA Tax Free Fund Dividend 
BRE Properties, Inc. Dividend 
Vangaurd Tax Free Money Fund Dividend 
Village Super Market Dividend 
Cash Reserve Trust Dividend 
U.S. Treasury strips Interest matured 2/15 matured 
 
10. 
Pepsico Dividend 
 
11. 
Compton Petroleum None buy 3/17 buy NYSE 
 
12. 
Tron None spin-off spin-off received 
13. 
J.P. Morgan Bonds Interest 
 
14. 
Tronox None sell 8/22 sale NYSE 
 
15. 
Dow Chemical Dividend sell 1/23 sell NYSE 
 
16. 
Weingarten Realty Inv. Dividend 
 
17. 
Citigroup Dividend buy buy add! shares Income Gain Codes: =SI,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,00 -$50,000 (Sec Columns and D4) =$50,001 -SI00,000 =SI00,001 -SI,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 Value Codes ::S 15,000 less =$15,001 -$50,000 =$50,001 -SI00,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =S1,ooo,001 -S5,ooo,ooo =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) ash Market (See Column C2) =Other =Appraisal =Assessment =Book Value =Estimated 
 
 
Date Report 
Dalzell, Stewart 
04/30/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Transactio during porting peri 
(I) (2) (3) (4) (5) 
Type (e.g. Date Value Gain Identity 
buy, sell, Month- Code Code buyer/seller 
redemption) Day (J-P) (A-H) (if private 
transaction) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end 
reporting period reporting period 
{I) (2) (I) (2) 
Amount Type (e.g. Value Value 
Code div., rent, Code Method 
(A-H) int.) (J-P) CodeJ 
(Q-W) 
 
NYSE 
18. Pfizer, Inc. Dividend sell 11/4 partial sale 
NYSE 
19. General Electric Dividend 
20. GTE South Inc. Bonds Interest 
21. Sara Lee Corp. Bonds Interest matured 1/9 matured 
22. Corp. Dividend buy 1217 buy add! shares 
 
NYSE 
23. 
ExxonMobil Dividend 
 
24. 
SEI Daily Income Trust Dividend 
 
25. 
Lowes Dividend 
 
 
sell 6/28 	partial sale NYSE 
26. Chevron Texaco Dividend 
Johnson Johnson Dividend 
28. 
Goldman Sachs Group Notes Interest 
 
29. 
Fortune Brands Dividend 
 
 
sell 6/28 	sale NYSE 
General Dynamics Dividend 
sell 6/8 	partial sale NYSE 
31. Kerr-McGee Corp. Dividend 
buy 1/2 	buy NYSE 
32. Kerr-McGee Corp. 
sell 8/11 	sale NYSE 
33. Intel 
Dividend 
sell 
partial sale Income Gain Codes: 1,000 less B=Sl,001 -$2,500 =$2,501 -S5,000 =$5,001 -Sl5,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 G=Sl00,001-$1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=S 15,000 less =$15,001 -$50,000 L=$50,00 -$100,000 =Sl00,001-$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -S5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value stimated 
 
 
Dalzell, Stewart 
04/30/2007 
VII. INVESTMENTS and TRUSTS -income, vtdue, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
Name Person Reporting 
Date Report 
Dalzell, Stewart 
04/30/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34..fiO filing instructionsJ NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(I) (2) 
(I) 
(2) 
(3) Value Code (J-P) (4) Gain Code (A-HJ (5) Identity buyer/seller {if private transaction) buy Toronto Exch. 
 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g. div., rent, inl) Value Code (J-P) Value Method Code (Q-W) 
50. Fairfax Financial Bonds None 
 
51. Fairfax Financial Holdings None 
Type (e.g. buy, sell, redemption) 
buy 
buy 
Date Month Day 
8/18 
8/21 buy NYSE 
 
52. Compton Petroleum None sell 1216 sale NYSE 
53. FHLB Bonds Interest 
 
Plum Creek Timber Dividend buy 519 buy add! shares NYSE 
FHLB Bonds Interest call 12/22 full call 
56. International Coal None sell 3/17 sale NYSE 
FFCB Bonds (new) Interest buy 5/11 buy new bonds 
58. FHLB Bonds (new) None buy 12/22 buy new bonds Incom Gain Codes: 1,00-0 less =Sl,0-01 -S2,50-0 =S2,50 -S5,00-0 =S5,0-0I  Si5,0-00 =S15,001 -$50,0-00 
(Sec Columns and 04) =$50,001  SI0-0,00-0 =SI00,001  Sl,00-0,00-0 =$1,00-0,0-01 -S5,000,0oo =More than $5,000,00-0 Value Codes =$15,000 less =$15,001  S50,0oo =$50,00  100,000 100,oo  $250,000 
(See Columns and DJ) =$250,001 -$500,000 =S500,00  1,000,00-0 =Sl,oo0,001 -S5,0oo,ooo =$5,00-0,001  $25,000,000 Value Method Codes =$25,000,ool  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Oth =Assessment =Boo Value =Estimated 
 
 
Date Report 
Dalzell, Stewart 
04/30/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (IndicatepartofReport.) 
 
 
 
Date Report 
 
 
Dalzell, Stewart 
04/30/2007 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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