Skip to content

Judicial Watch • Stewart Dalzell Financial Disclosure Report for 2006

Stewart Dalzell Financial Disclosure Report for 2006

Stewart Dalzell Financial Disclosure Report for 2006

Page 1: Stewart Dalzell Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:19

Date Created:March 21, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Dalzell, Stewart Dalzell, Stewart, bonds, 2006, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

UNITED STATES DISTRICT COURT  
EASTERN DISTRICT PENNSYLVANIA  
10613 UNITED STATES COURTHOUSE  
601 MARKET STREET  
PHIL ADELPHIA, PENNSYLVANIA 19106-1705  
STEWART DALZELL  
JUDGE  

June 2007 
Honorable Ortrie Smith 
Chair 

Judicial Conference the United States 
Committee Financial Disclosure 
One Columbus Circle, N.E. 
Washington, D.C. 20544 

Dear Judge Smith: enclose amended report for calendar year 2006, which reflects the items you cited the second and third paragraphs your letter May 29, 2007. 
With respect the fourth paragraph your letter, referring the disappearance "Mellon Bank", the reason for this because past years receiveq microscopic amount "income" the tax escrow associated with mortgage Mellon. debt obligations Mellon were not disclosable they both involved home mortgage borrowing. There longer "income" report 2006 because there longer any debt. Thus, there was transaction that disclosable since mortgage obligations are exempt and there was never interest-bearing asset. you have another view how this satisfaction and consequent termination "income" should dealt with, would grateful know it. (_{) ___, 
c__ now stands with this amended report, believe have addressed all bfur 
concerns. 	c:> :-ZJ2: 
1'"1 
C))>
Sincerely, 	'lr)> 
SD:jt Enc. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) [KJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [KJ NONE (No reportable agreements.) 

f'/'j PARTIES AND TERMS 

Date Report 
Dalzell, Stewart 
04/30/2007 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION The American Law Institute Lodging for ALI-ABA Satellite Program 

04/30/2007
Dalzell, Stewart GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE Pose! Partnership 	Value Free Movie Pass 
Drinker Biddle Reath Tax Return Preparation 2000.00 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[KJ 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

04/30/2007
Dalzell, Stewart 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  
reporting period  reporting period  
(I)  (2)  (I)  (2)  
Amount  Type (e.g.  Value  Value  
Code  div. rent,  Code  Method  
(A-H) int.)  (J-P)  Code Transactions during reporting period  
(I) Type (e.g. buy, sell, redemption)  (2) Date Month Day  (3) Value Code2 (J-P)  Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Cape Cod Five Cent Savings Interest 
Bear, Steams Fed. Fund Interest 
PNC Bank Interest 
RMA Tax Free Fund Dividend Income Gain Codes: =$1,000 less :Sl,001 -$2,500 :$2,50 -$5,000 0:$5,001-$15,000 5,001 -$50,000 (See Columns and 04} :$50,00 -SI 00,000 :$JOO,OOI -Sl,000,000 J,000,001 -$5,000,000 :More than $5,000,000 Value Codes =$15,000 less K:Sl5,00l -$50,000 :$50,001 -$100,000 00,00 -$250,000 (See Columns and 03) :$250,001 -$500,000 :$500,001 -$1,000,000 :Sl,000,001 -$5,000,000 :$5,000,00 -$25,000,000 :$25,000,00 -$50,000,000 :More than $50,000,000 
(See Column C2) :Other Value Method Codes :Cost (Real Estate Only) =Cash Market :Appraisal =Assessment =Book Value =Estimated 

Dalzell, Stewart 
04/30/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure Identity  
Income during  Gross value end  Transactions during reporting per 
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4) iod  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  
(Q-W)  

buyer/seller 
(if private transaction) 
NYSE 
18. 
Pfizer, Inc. Dividend sell 11/4 partial sale NYSE 

19. 
General Electric Dividend 

20. 
GTE South Inc. Bonds Interest Income Gain Codes: =$1,00-0 less =$1,00 -$2,500 =$2,501 -S5,000 =S5,00I -Sl 5,000 =$15,00 -$50,000  
(See Columns and D4) =$50,00 -SI 00,000 =SI00,001 -$1,000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Value Codes :::$15,000 less =$15,00 -$50,000 =$50,00 -SI 00,000 =$I 00,00 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 1,000,00 -$5,000,000 =S5,000,00I -$25,000,000 Value Method Codes =S25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ""Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimaled  

04/30/2007
Dalzell, Stewart 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instrucuons.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g. Code div., rent, (A-H) int.) Gross value end reporting period (1) (2)Value Value Code Method (J-P) CodeJ (Q-W)  (1) Type (e.g. buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain Month -Code Code Day (J-P) (A-H)  (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500  c=$2,501 -$5,000  D=$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00l -$5,000,000 =More than $5,000,000 Value Codes  J=$ 15,000 less  K=$15,00l -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,00 -SI ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appr aisal  V=Other =Assessment =Book Value =Estimated  

Name Person Reporting 
04/30/2007
Dalzell, Stewart 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I) (2)  (I) (2)  (I)  (2)  (3)  (4)  (5)  
Amount Type (e.g.  Value Value  Type (e.g.  Date  Value  Gain  Identity  
Code div., rent,  Code Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int.)  (J-P) Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)!  transaction)  

50. 
Fairfax Financial Bonds None buy Toronto Exch. 
buy 
8/18 
51.  Fairfax Financial Holdings  
52.  Compton Petroleum  
53.  FHLB Bonds  
54.  Plum Creek Timber  

None 
None 
Interest 
Dividend 
buy 8/21 
sell 
12/6 
buy 519 buy NYSE 	sale NYSE 	buy add'! shares NYSE 
FHLB Bonds 	full call 
call 12/22
Interest 
56. International Coal 
None 
sell 3/17 	sale NYSE 
FFCB Bonds (new) 
Interest 
buy 5/11 	buy new bonds 
58. FHLB Bonds (new) 
None 
buy 12/22 	buy new bonds Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50.000,000 ash Market  
(See Column C2) =Appraisal  V=Otber ==Assessment =Book Value =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporL)  

Dalzell, Stewart 
04/30/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signatur 

AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
AOJO Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 us.c. app.  101-111) Person Reporting (last name, first, middle initial) Dalzell, Stewart Court Organization U.S. District Court Date Report 04/30/2007 Title (Article jndges indiute active senior status; magistrate judges indicate full-or part-time) Article III Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 12/31/2006  
Sb. Amended Report Chambers Office Address 10613 U.S. Courthouse Market Street Philadelphia, 19106 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 instructions.) l}O NONE (No reportable positions.) 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[Kl NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report
Dalzell, Stewart 
04/30/2007 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income [RJ NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -lfyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION  The American Law Institute  Lodging for ALI-ABA Satellite Program GIFTS. (Includes those spouse and dependent chUdren. See pp. 28-3I instructions..)  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  Pose! Partnership  Value Free Movie Pass 233  

Drinker Biddle Reath Tax Return Preparation 2000.00 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
(KJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

04/30/2007
Dalzell, Stewart 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Cape Cod Five Cent Savings  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (1)  (2)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Interest 
Bear, Steams Fed. Fund Interest 
PNC Bank Interest 
RMA Tax Free Fund Dividend 
BRE Properties, Inc. Dividend 
Vangaurd Tax Free Money Fund Dividend 
Village Super Market Dividend 
Cash Reserve Trust Dividend 
U.S. Treasury strips Interest matured 2/15 matured 

10. 
Pepsico Dividend 

11. 
Compton Petroleum None buy 3/17 buy NYSE 

12. 
Tron None spin-off spin-off received 
13. 
J.P. Morgan Bonds Interest 

14. 
Tronox None sell 8/22 sale NYSE 

15. 
Dow Chemical Dividend sell 1/23 sell NYSE 

16. 
Weingarten Realty Inv. Dividend 

17. 
Citigroup Dividend buy buy add'! shares Income Gain Codes: =SI,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,00 -$50,000 (Sec Columns and D4) =$50,001 -SI00,000 =SI00,001 -SI,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 Value Codes ::S 15,000 less =$15,001 -$50,000 =$50,001 -SI00,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =S1,ooo,001 -S5,ooo,ooo =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) ash Market (See Column C2) =Other =Appraisal =Assessment =Book Value =Estimated 

Date Report 
Dalzell, Stewart 
04/30/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Transactio during porting peri  
(I)  (2)  (3)  (4)  (5)  
Type (e.g.  Date  Value  Gain  Identity  
buy, sell,  Month- Code  Code  buyer/seller  
redemption)  Day  (J-P)  (A-H)  (if private  
transaction) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
Income during  Gross value end  
reporting period  reporting period  
{I)  (2)  (I)  (2)  
Amount  Type (e.g.  Value  Value  
Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  CodeJ  
(Q-W)  

NYSE 
18. Pfizer, Inc. Dividend sell 11/4 partial sale 
NYSE  
19. General Electric Dividend  
20. GTE South Inc. Bonds Interest  
21. Sara Lee Corp. Bonds Interest  matured 1/9 matured  
22. Corp. Dividend  buy 1217  buy add'! shares  

NYSE 
23. 
ExxonMobil Dividend 

24. 
SEI Daily Income Trust Dividend 

25. 
Lowes Dividend 

sell 6/28 	partial sale NYSE 
26. Chevron Texaco Dividend 
Johnson Johnson Dividend 
28. 
Goldman Sachs Group Notes Interest 

29. 
Fortune Brands Dividend 

sell 6/28 	sale NYSE 
General Dynamics Dividend 
sell 6/8 	partial sale NYSE 
31. Kerr-McGee Corp. Dividend 
buy 1/2 	buy NYSE 
32. Kerr-McGee Corp. 
sell 8/11 	sale NYSE 
33. Intel 
Dividend 
sell 
partial sale Income Gain Codes: 1,000 less  B=Sl,001 -$2,500 =$2,501 -S5,000 =$5,001 -Sl5,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000  G=Sl00,001-$1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=S 15,000 less =$15,001 -$50,000  L=$50,00 -$100,000 =Sl00,001-$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -S5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value stimated  

Dalzell, Stewart 
04/30/2007 
VII. INVESTMENTS and TRUSTS -income, vtdue, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 
Dalzell, Stewart 
04/30/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34..fiO filing instructionsJ NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2)
(I) (2) 
(I) 
(2) 
(3) Value Code (J-P)  (4) Gain Code (A-HJ  (5) Identity buyer/seller {if private transaction)  buy Toronto Exch.  

Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g. div., rent, inl)  Value Code (J-P)  Value Method Code (Q-W)  
50.  Fairfax Financial Bonds  None  

51. Fairfax Financial Holdings None 
Type (e.g. buy, sell, redemption) 
buy 
buy 
Date Month Day 
8/18 
8/21 buy NYSE 

52. Compton Petroleum  None  sell  1216  sale NYSE  
53. FHLB Bonds  Interest  

Plum Creek Timber Dividend buy 519 buy add'! shares NYSE 
FHLB Bonds Interest call 12/22 full call 
56. International Coal None sell 3/17 sale NYSE 
FFCB Bonds (new) Interest buy 5/11 buy new bonds 
58.  FHLB Bonds (new)  None  buy  12/22  buy new bonds Incom Gain Codes: 1,00-0 less =Sl,0-01 -S2,50-0 =S2,50 -S5,00-0 =S5,0-0I  Si5,0-00 =S15,001 -$50,0-00  
(Sec Columns and 04) =$50,001  SI0-0,00-0 =SI00,001  Sl,00-0,00-0 =$1,00-0,0-01 -S5,000,0oo =More than $5,000,00-0 Value Codes =$15,000 less =$15,001  S50,0oo =$50,00  100,000 100,oo  $250,000  
(See Columns and DJ) =$250,001 -$500,000 =S500,00  1,000,00-0 =Sl,oo0,001 -S5,0oo,ooo =$5,00-0,001  $25,000,000 Value Method Codes =$25,000,ool  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Oth =Assessment =Boo Value =Estimated  

Date Report 
Dalzell, Stewart 
04/30/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (IndicatepartofReport.) 

Date Report 

Dalzell, Stewart 
04/30/2007 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544