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Judicial Watch • Susan J. Dlott – 2008

Susan J. Dlott – 2008

Susan J. Dlott – 2008

Page 1: Susan J. Dlott – 2008

Category:Federal Judges

Number of Pages:17

Date Created:October 21, 2009

Date Uploaded to the Library:October 11, 2014

Tags:Susan J Dlott, intentionally, blank, Appraisal, Assessment, Estimated, Estate, Market, 2008, assets, INVESTMENTS, spouse, transactions, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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III. N-INVE STMENT INC ME. (Reporting individual and spouse; see PP. n-24 filing instructions.) Filers Non-Investment Income 
[l] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[l] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instrnctions.) 
[l] NONE (No reportable reimbursements.) GIFTS, (Includes those spouse and dependent children; see pp. :Z-8-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
DESCRIPTION 	 
VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	 
NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
VII. INVESTMENTS and UST income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fuing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income dnring Gross value end Transactions dnring reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(I) (3) (5) 
(2) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) BOND-GREEN OHIO INCOME TAX COMM. LEARNING CENTER-6/1/14 Interest 
 
Type (e.g., buy, sell, redemption) 
Date 
Month Day 
 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
BOND-AKRON OHIO SEWER SYS REV Interest SERIES 1998 4.6% DUEl2/l/09 
BOND-BLUE ASH SERV GARAGE Interest FIREHOUSE DUE 1/1/JO 
 
 
BOND-CINCINNATI OHIO CITY SCHL Interest FAC CONS IMPR 5%DUEJ2/J/09 
BOND-FRANKLIN CO,OH HOSP REV Interest CROSS DUE 611109 
BOND -CINCINNATI OHIO CITY SCHO Interest DISTRICT 5%, DUE 12/1/15 
BOND -FAIRFIELD UNION LOCAL Interest SCHOOL 3.875%, DUE J2/l/J2 
BOND -US TREASURY BILL, DUE 6151 None Sold 2-4 
 
 
CASH EQUIL ALENTS (#968) None 
CASH EQUIL ALENTS (#8932) None LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) 
12. BOND-ST OHIO SECONDARY Interest Matured 6/0J 
ERIES 1998A DUE6/l/08 
13. Womens Capital Club Dividend 
 
14. LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) 
15. ILLINOIS EDUC AUTH MORRIS COLLEGE DUE 611109 Interest 
 
16. BOND-LORAIN REV CATH HEA Interest LTHCARE .2% DUE 9/1/J 
J7. BED BATH BEYOND INC None Sold J0-02 Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =$1,000 less F=$50,001 -$100,000 J=$15,000 less N=$250,001 -$500,000 =$25,000,001 -$50,000,000 =Appraisal U=Book Value =$1,001 -$2,500 G=$100,001 -$1,000,000 K=$15,001  $50,000 0=$500,001 -$1,000,000 R=Cost (Real Estate Only) V=Other c=$2,501 -$5,000 =$1,000,001 -S5,000,000 L=$50,001 -$100,000 =$1,000,001 -$5,000,000 P4=More than $50,000,000 =Assessment W=Estimated D=$5,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 =$5,000,001 -$25,000,000 T=Cash Market =$15,001 -$50,000 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
18. 
-SHS AMERICAN INTERNA 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (!) (2) (!) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Dividend Sold 9-16 
19. 
-SHS TARGET CORP Dividend Sold 6-13 (part) 
 
20. 
FIFTH THIRD BANK CHECKING Interest 
 
 
21. FEDERATED MUNI CASH INSTL Distribution 
22. SHS SYSCO CORP Dividend 
23. SHS ADOBE SYSTEMS INC None 
24. BOND-LAKE LOCAL SCH DIST Interest OBLIG 5.35% DUE 12/01/11 
25. 
LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) 
 
26. 
SHS AKAMAI TECHNOLOGIES None 
 
 
SHS DANAHER CORPORATION Dividend 
28. 
INTENTIONALLY LEFT BLANK (SEE PART VIII) 
 
29. 
SHS MARSHAL ILSLEY CORP Dividend Sold 9-30 
 
30. 
SHS JOHNSON REALTY FUND Dividend Sold 12-22 
 
31. 
SHS CHEVRONTEXACOCORP Dividend 
 
 
LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) 
33. 
LINE INTENTIONALLY LEFT BLANK 
(SEE PART VIIIO 
34. SHS EXXON MOBIL (#8932) Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001  $1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=BookValue V=Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
VII. INVESTMENTS and UST income, value, transactions r1nc1udes those spouse and dependent children; see PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000 
{See Columns and 03) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=BookValue =Other W=Estimated 
 
 
VII. INVESTMENTS and UST income, value, transactions (Includes those spouse and dependent children; see PP 34-60 futng instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,00 -$100,000 G=$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=BookValue V=Other W=Estimated 
Date Report 
DLOTT, SUSAN 
3/12/2009 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (!) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (!) (2) Value Value Code2 Method (J-P) Code3 (Q-W) (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity Month -Code2 Code buyer/seller Day (J-P) (A-H) (if private transaction) 
 
86. STRYKER CORPORATION Dividend 
88. 
BOND omo HOUSING FINANCY Interest 
ENCY MORT REV,3.95%,DUE 911115 OHIO STATE DEPT ADMIN SERVI Interest 
CES COP, 5%, DUE 9/1111 
89. 	PICKERINTONOIDO LOCAL SCHOOL, Interest 4.125%, DUE 12/1116 
91. 
STATE omo INFRASTRUCTURE Interest 
MP, 4%, DUE 2/1/13 COMP ANY SHARES Dividend 
92. 	AUTODESK INC SHARES None 
Sold 5-22 
93. 	 
SHS AKAMAl TECH (#8932) None 
 
94. 
BBT COMPANY SHARES Dividend Buy 5-28 
 
95. 
CINCINNATI FINANCIAL CORP SHAR Dividend 
 
96. 
DOMINION RESOURCES SHARES Dividend 
 
97. 
EMERSON ELECTRIC COMPANY Dividend 
 
98. 
SHS HOLOGIC INC (#8932) None 	Sold 11-12 
 
99. 
INTENTIONALLY LEFT BLANK (SEE PART VIII) 
 
100. 
NOKIA CORPORATION None 	Sold 1-10 
 
101. 
LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) 
 
102. 
LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost {Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=BookValue =Other =Estimated 
 
Date Report 
DLOTT, SUSAN 
311212009 
VII. INVESTMENTS and UST income, value, transactions ancludes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (1) (2) (1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, MonthCode2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
103. LINE INTENTIONALLY LEFT BLANK (SEE PART VII) 
104. THORNBURG INTERNATIONAL VAL Dividend 
UEFUND 
105. LINE INTENTIONALLY LEFT BLANK 
(SEE ART VIII) 
 
106. COACH INC None Sold 
107. 
COMCAST CORP CLASS SPECIAL Dividend 
 
108. 
GILEAD SCIENCES INC None 
 
109. 
ROCHE HOLDINGS LIMITED-ADR Dividend 
 
110. 
TEXAS INSTRUMENTS INC Dividend Sold 5-22 
 
111. 
UNITED HEALTHCARE CORP Dividend 
 
112. 
SHS KELLOGG COMP ANY Dividend 
 
113. 
LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) 
 
114. 
SHS KRAFT FOODS INC Dividend 
 
115. 
LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) 
 
116. 
LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) 
 
117. 
SHS STAPLES INC (#8932) Dividend Sold 8-13 
 
118. 
BOND -STATE omo BLDG AUTH Interest REV,5%, DUE 10/1/17 
 
 
119. SHS BANCORP Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 D=$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,001 -$100,000 G=Sl00,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) N=$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal R=Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=BookValue V=Other W=Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions anc1udes those spouse and dependent children; see PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,000 
(See ColUOJns and D3) N=$250,001  $500,000 =$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=BookValue V=Other W=Estimated 
 
 
Date Report 
 
 
DLOTT, SUSAN 
3/12/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP. 34-60 of.filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
COVANCE, INC Income during reporting period Gross value end reporting period Transactions during reporting period 
(!) (2) Amount Type (e.g., Code div., rent, (A-H) int.) (1) Value Code (J-P) (2) Value Method Code3 (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
None Buy 10-31 
155. GAMESTOP CORPORATION None Buy 9-04 
156. KIMBERLY-CLARK CORPORATION Dividend Buy 4-15 
157. 
NESTLE SPONSERED ADR None Buy 11-18 
 
158. 
PRINCIPAL FINANCIAL GROUP Dividend Buy 
159. 
SAFEWAYINCORPORATED Dividend Buy 7-22 
 
160. 
CONTINENT AIRLS None Buy 4-10 
 
161. 
CONTINENTAL AIRLS None Sold 6-13 
 
162. 
GOLDMAN SACHS GROUP INC Dividend Buy 6-13 
 
 
163. FINL MMKT INSTL Dividend Buy 6-17 
164. 165. FINL MMKT INSTL INTUITIVE SURGICAL INC None None Sold (part) Buy 10-02 6-13 
166. INTUITIVE SURGICAL INC None Buy 10-06 
 
167. KANSAS CITY SOUTHERN None Buy 1-10 
168. 169. 170. MANITOWOC COMPANY INC MINDRAYMEDICAL INTL LTD PEPSICO INCORPORATED Dividend None Dividend Buy Buy Buy 1-10 10-02 10-02 Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =$1,000 less =$50,001 -$100,000 J=$15,000orless N=$250,001 -$500,000 =$25,000,001 -$50,000,000 Q=Appraisal U=BookValue =$1,001 -$2,500 G=$100,001 -$1,000,000 =$15,001 -$50,000 0=$500,001 -$1,000,000 =Cost (Real Estate Only) V=Otber c=$2,501 -$5,000 =$1,000,001-$5,000,000 =$50,001 -$100,000 =$1,000,001 -$5,000,000 =More than $50,000,000 =Assessment =Estimated 0=$5,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 =$5,000,001 -$25,000,000 T=Cash Market =$15,001 -$50,000 
 
 
 
VII. INVESTMENTS and TRUSTS -income, vaiue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offuing instructions.J NONE (No reportable income, assets, transactions.) Tncome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00J. -$50,000 
(See Columns aod 04) F=$50,00J -$100,000 =$100,001 -$1,000,000 =SI ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=BookValue V=Other =Estimated 
 
 
Date Report 
3/12/2009 
DLOTT, SUSAN 
 
vll. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP. 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (I) (2) Value Value Code2 Method (J-P) Code (QW) (I) Type (e.g., buy, sell, redemption) (2) (3) Date Value Month Code2 Day (J-P) (4) Gain Code I(A-H) (5) Identity buyer/seller (if private transaction) 
 
188. 
KANSAS SOUTHERN NEW None Buy 1-10 
 
189. 
KANSAS SOUTHERN NEW None Sold 4-30 
 
190. 
SHRS COACH INC None Buy 3-17 
 
 
 
191. SHRS PEPPER None Sold 9-3 
192. SHRS HOLOGIC None Buy 5-6 
193. SHRS BOEING Dividend Buy 5-29 
194. Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,501  $5,000 =$5,001  $15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See CollDllDs and D3) =$250,001 -$500,000 =$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
3.Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=BookValue V=Other =Estimated 
 
 
LISTED STOCKS ARE COMMON SHARES UNLESS OTHERWISE NOTED. 
ALL WOMENS CLUB INVESTMENTS ARE REPORTED THE AGGREGATE VALUE UNDER INDIVIDUAL SHARES OWNED ARTNERSIDP. 
JUDGE DLOTT OWNS 2.5%. 
LINES AND ARE CASH ACCOUNTS HELD INVESTMENT ACCOUNTS FOR FUTURE PURCHASES. 
LINES 44, 187, 186 ARE DISTRIBUTIONS SECURITIES LITIGATION SETTLEMENTS FROM INVESTMENTS HELD PRIOR 2008, 
LINESll,14,25,32,33,39,42,51,52,53,61,62,65,70,81,99,102,103,105,l l3,ll5,116,125,l46,l47,148 WERE MULTIPLE TRANSACTIONS OCCURRING BEFORE 2007, LINES WERE NOT USED 2008. 
LINE 191 PEPPER WAS SPUN OFF FROM CADBURY AND SUBSEQUENTLY SOLD PURCHASE WAS MADE 
LINE 139 AND 140 WERE COMBINED INTO LINE 140 BLANK LINE LEFT FOR EASE COMPARISON 
LINE DISTRJBUTIONS FROM CASH EQUIVALENTS REPORTED CASH LINE 
LINE 143 WAS PARTIAL SALE PREVIOUS YEAR ERRONEOUSLY NOT FLAGGED PARTIAL SALE 
 
 
PART AND PART VII LINE 146 JUDGE DLOTT 
WHICH WAS SETTLED FROM 
ESTATE. THE TRUST FOR THE BENEFIT THE GAIN LOSS EARNINGS ATTRIBUTEABLE THE JUDGE FROM THE TRUST. ALL AMOUNTS THE TRUST ARE HELD CASH EQUIVALENTS. 
 
 
 
Date Report 
DLOTT, SUSAN 
3/12/2009 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES AILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544