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Judicial Watch • Susan J. Dlott – 2012

Susan J. Dlott – 2012

Susan J. Dlott – 2012

Page 1: Susan J. Dlott – 2012

Category:Federal Judges

Number of Pages:14

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:DLOTT, Susan J Dlott, SUSAN, reported, 2012, assets, INVESTMENTS, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) DLOTT, SUSAN Court Organization SOUTHERN DISTRICT OHIO Date Report 05/14/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) CHIEF DIST JUDGE-ACTIVE  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
U.S. COURTHOUSE, ROOM 227 100 EAST FIFTH STREET CINCINNATI, OHIO 45202 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  CO-PERSONAL REPRESENTATIVE ESTATE 
EXECUTOR ESTATE 
GENERAL MANAGER VENTURA, LLC 

GENERAL MANAGER MILFORD ONE, LLC BOARD MEMBER AND EXECUTIVE COMMITTEE MEMBER YWCA 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 

 PARTIES AND TERMS 

Date Report 
DLOTT, SUSAN 
05/14/2013 

III. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -Ifyo;were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE 
(No reportable non-investment income.) 
SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing insrrucrions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION  VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (3) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g . Value Value Type (e.g., Date Value 
Gain Identity 
Code exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) Income Gain Codes: =$1,000 less  B41.00l -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000  
(Sec Columns and 04) =$50.001 -$100.000 =$!00.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$I 00.00 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated =$15.001 -$50.000 

Date Report 
DLOTT, SUSAN 
05114/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 

instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (3) 
(4) (5)
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2.501 -$5.000  D=$5,00l -$15.000 =$15.001 -$50,000  
(Sec Columns and D4)  F=$50.001 -$100.000  G=$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.00I -$50.000  L=$50.00 I00.000 =$100.001 -$250.000  
(Sec Columns and D3)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Date Report 
DLOTT, SUSAN 
05/14/2013 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value 
(2) (3) 
(4) (5) 
Type (e.g., Date Value Gain Identity 

Code Iexempt from prior disclosure 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
PHILLIPS -Johnson Investments accnt Dividend Spinoff 511112 (from line 21) 
UNIVERSITY CINCINNA GEN Interest Matured 611112 4.0% DUE 6/1/12 DATED 311105 
36. BOND -OHIO HOUSING FINANCY Interest AGENCY MORT REV,3.95%,DUE 911115 Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000  E=$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001  $100.000 =$100.001 -$1.000.000  Ill =$1.000.001. $5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less =$15.00 -$50.000 =$50.00 -$I 00.000 =$100.001  $250.000  
(Sec Columns and 03)  N=$250.00 -$500.000 =$500.001. $1.000.000 =$1.000.001 -$5.000.000 =$5.000.00 -$25.000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those ofspo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2,500  c=$2.501 -$5.000 =$5.001 -$15.000  E=$15.001 -$50.000  
(Sec Columns and 04)  F=$50.00l -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000  L=$50.001 -$100.000  M=$100.00 -$250.000  
(See Columns and D3)  N=$250.00 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal osl (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

Date Report 
DLOTT, SUSAN 
05/14/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) 
(I) 
(2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) 
(J-P) (A-H) (if private transaction) 
67. 
HOSPITALITY PROPERTIES REIT Dividend TRUST -Wells Fargo .:.;,,:.:: 

68. 	
MARVELL TECHNOLOGY GROUP LTD Dividend -Wells Fargo 

69. 	
MASCO CORP -Wells Fargo acct Dividend Income Gain Codes: 41.000 less =$1,001 -$2.500  c=$2.501 -$5.000  0=$5,001 -$15.000  E=$15.001 -$50.000  
(See Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =Morethan $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.00I  $100.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500.00 -$1.000.000  Pl=$1.000.001 -$5.000.000  P2=$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=01hcr ==Estimated  

Date Report 
DLOTT, SUSAN 
05/14/2013 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 offilinc
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) 
(I) 
(2) (3) (4) (5)
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain 
Identity 
Code exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$I00.00 1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.00 I00.000 =$!00.001 -$250.000  
(Sec Columns and D3)  N=$250.00I -$500.000  0=$500.00 1.000.000  Pl=$1,000.001 -$5.000.000  P2=$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

Date Report 
DLOTT, SUSAN 
05/14/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and depende111 children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
(I) 
(1) 
(2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mmfdd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
IOI. THORNBURG INTL VALUE-Johnson Dividend Income Gain Codes: =$1.000 less =$1,00 -$2.500  c=$2.501 -$5.000  D=$5.00I -$15.000 =$15.00 -$50.000  
(See Columns and D4)  F=$50.00I -$100.000  G=$I00.00I -$1.000.000  Ill =$1.000.001  $5.000.000  112 =More than $5.000.000 Value Codes  J=$15,000 less  K=$15.001 -$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
(See Coimnns and D3)  N=$250.001 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

Date Report 
DLOTT, SUSAN 
05114/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) (3) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
118.  CASH WELLS FARGO  Interest  

119. 
COLORADO HIGHER CAPITAL Interest Buy 4/19/12 CONST. -5% CERTIFICATES 

120. 
QUALCOMM, INC. -Johnson Investments Dividend Buy 4120112 Income Gain Codes: =$1.000 less =$1.001 -$2.500  c=$2.501 -$5.000 =$5.001 -$15.000 415.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$I 00.00  $1.000.000  Ill =$1.000.001  $5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001  $50.000  L=$50.00 100.000 =$100.001 -$250.000  
(Sec Colunms and D3)  N=$250.00  $500.000  0=$500.001. $1.000.000 =$1.000.001  $5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

Date Report 
DLOTT, SUSAN 
05/14/2013 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
 

{I) 
(2) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 Jess =$1,001 -$2.500  c=$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50,000  
(Sec Columns and 04)  f=$50.001 -$100.000 =$100.00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.00 -$100.000 =$!00.001 -$250.000  
(See Columns and 03) =$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

Date Report 
DLOTT, SUSAN 
05/14/2013 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepart ofreport.) 
PART VII 
LISTED STOCKS ARE COMMON SHARES UNLESS OTHERWISE NOTED. 
ALL WOMEN'S CLUB INVESTMENTS ARE REPORTED THE AGGREGATE VALUE. JUDGE DLOTT OWNS 2.5%. 
LINES 89, AND 118 ARE CASH ACCOUNTS HELD INVESTMENT ACCOUNTS FOR FUTURE PURCHASES. 
DURING 2012, INVESTMENTS QUALCOMM WERE PURCHASED TWO SEPARATE TRANSACTIONS. THE FIRST REPORTED LINE AND THE SECOND REPORTED LINE 26. 
DURING 2012, INVESTMENTS STAPLES WERE PURCHASED AND SOLD TWO SEP ARA TRANSACTIONS. THE FIRST REPORTED LINE AND THE SECOND REPORTED LINE 53. SUCH, LETTESR APPEAR COLUMN AND C2. LINE THE 2011 FDR REPRESENTED DISTRIBUTIONS FROM SECURITIES LITIGATION SETTLEMENTS FROM UNITED HEAL CARE INVESTMENTS HELD PRIOR 2011. 

DURING 2012, PHILLIPS WAS SPUN OFF SUBSIDIARY FROM CONOCOPHILLIPS; LINE REPRESENTS THE SHARES RECEIVED 511112 RESULT THAT SPINOFF REPORTED WITHIN THE INVESTMENT STATEMENT. BASIS FOR THE SPUN OFF SHARES WAS REPORTED WITHIN THE INVESTMENT STATEMENT, AND THEREFORE, LETTER APPEARS COLUMN D3. WITHIN THE 2011 FDR, LINE DISTRIBUTIONS WERE RECEIVED FROM JOHNSON FIXED INCOME FUND. THERE WERE ALSO DIVIDENDS FROM THESE HOLDINGS REPORTED LINE 19. THERE WAS NOT ENOUGH ROOM REPORT ALL THE 2012 ACTIVITY ONE LINE, AND THEREFORE, LINES AND WERE USED. 
LINE 104 ADDITIONAL INTEREST RECEIVED DURING 2012 FOR SECURITIES THAT WERE HELD PRIOR 2012, 2011 AND 2010. 
LINES 116 AND 117 REPRESENT TWO WHOLE LIFE INSURANCE POLICIES HAVING CASH SURRENDER VALUE 2012. SIX ADDITIONAL POLICIES EXIST, BUT ARE NOT LISTED THEY HAVE CASH SURRENDER VALUE 2012. 
LINES 138, 139, 140, 141 AND 142 ARE ALL ASSOCIATED WITH FINL MMKT INSTL AND REPORT ALL 2012 ACTIVITY FOR THIS MONEY MARKET INVESTMENT. WITHIN THE 20I FDR, THIS ACTIVITY WAS DISCLOSED LINES AND 89. THERE WAS NOT ENOUGH ROOM REPORT ALL THE 2012 ACTIVITY LINES AND 89, AND THEREFORE, LINES 138, 139, 140, 141 AND 142 WERE USED. 
PART POSITIONS: JUDGE DLOTT SERVES REPRESENTATIVE ESTATE-SHE HAS INTEREST THE TRUST AND DOES NOT MANAGE CONTROL THE ASSETS THE TRUST -SO THERE NOTHING REPORTED INVESTMENT TAB ACCORDANCE WITH FILING INSTRUCTIONS AND DIRECTION FROM PRIOR YEARS. 
PART POSITIONS: JUDGE DLOTT SERVES EXECUTOR EST -SHE HAS INTEREST THE TRUST AND DOES 
NOT MANAGE CONTROL THE ASSETS THE TRUST -SO ftfilRE NOTHING REPORTED INVESTMENT TAB ACCORDANCE 
WITH FILING INSTRUCTIONS. 
JUDGE DLOTT FILES TAX RETURN SEPERA 
FROM HER SPOUSE (I.E. NOT JOINT TAX RETURN). SUCH, THE 

ARE NOT REPORTED WITHIN THIS FEDERAL DISCLOSURE REPORT, WHICH CONSISTENT WITH HISTORICAL FILINGS. 

Date Report 
DLOTT, SUSAN 
05/14/2013 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: SUSAN DLOTT 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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