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Judicial Watch • Susan J Dlott Financial Disclosure Report for 2007

Susan J Dlott Financial Disclosure Report for 2007

Susan J Dlott Financial Disclosure Report for 2007

Page 1: Susan J Dlott Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:30

Date Created:November 10, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Susan J Dlott, SUSAN, 2007, INVESTMENTS, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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JJ[' 4.e out4.ern Jflii'itrid 4io 
mmn Jj. Jfllott (513) 5.64-7.630 
227 l}:lott.er t.emrt --Qlourt4oui'i.e 
Jflistrid JJuog.e 

@in.cinnati, 4io 45202 

VIA FEDERAL EXPRESS 
,.._,  
May 19, 2008 ex> ::;::: ::i>  :::0  (') 
Judicial Conference the United States  [Tl oJ:> ..,..,  
Committee Financial Disclosure  
Judge Ortrie Smith, Chair  
One Columbus Circle, .E.  
Washington, D.C. 20544  

Re: 2007 Financial Disclosure Judge Susan Dlott Dear Judge Smith: Pursuant your letter dated May 2008, indicating additional information was needed for 
2007 Financial Disclosure, please find the amended forms. There one original and three copies the amended Financial Disclosure enclosed that was completed accountant. you need any further information, please contact the number above. 

Enclosures  
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BUSINESS CONSULTANTS 

May 15, 2008 
Judicial Conference the United States Committee Financial Disclosure Judge Ortrie Smith, Chair One Columbus Circle, N.E. Washington, D.C. 20544 
Re: Calendar Year 2007 Filing -Honorable Susan Dlott 
Dear Judge Smith: response the attached letter dated May 2008, have amended the 2007 report and made the necessary corrections which have been attached. 
Part VII, page lines are cash held the Johnson Investment Company, Custodian Bancorp, money market funds (line Ohio), (line FOC). 
Part VII, page 11, line 129 prior report noted "Southland Life Insurance" which was closed out 2006 and not noted the computer form such. This has been explained the additional information section. 

CINCINNATI COLUMBUS DAYTON MIDDLETOWN SPRINGFIELD GovemmentActofl978 
Rev. 112008 
FOR CALENDAR YEAR 2007 USC opp. 101-111) Person Reporting (last name, first, middle initial) DLOTT, SUSAN Court Organization SOUTHERN DISTRICT OHIO Date Repori 3/10/2008 Title (Article judges indicate active senior status; magistrate judges indicate full-or part-time) DIST JUDGE-ACTIVE  Sa. Report Type (check appropriate type} Nomination, Date o Initial [Z] Annual Sb. [Z] Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address COURT HOUSE 2ND FLOOR ROOM 227 CINCINNATI OHIO 45202 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable Jaws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 offtling instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY CO-PERSONAL REPRESENT TTVE 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ftling instructions.) 
[ZJ NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Date Report 
DLOTf, SUSAN 
3/10/2008 N-INVESTMENT ME. (Reporting individual and spouse; see PP 17-24 filing instructions.) Filer's Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this seetion. 
{Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, enJertainmenL 
{Includes those spouse a.nd dependentchildren; see pp. 25-27 filing instructions.) 
[ZJ NONE (No reportable reimbursements.) 

Date Report 
DLOTT, SUSAN 
3/10/2008 GIFTS. (lndudes those spouse and dependent children; see pp. 28-31 ]ding instructWns.) 
[ZJ  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  

VALUE 

VJ. LIABJIJTIES. (Includes those spouse and dependent children; see pp. 32-33 ]tling instructions.) 
[ZJ NONE (No reportable liabilities.) 

VALUE CODE 

Date Report 
DLOTI, SUSAN 
3/10/2008 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; pp. 34-60 fzling instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions dilling reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(2) (!) (2) (I) (2) (3) (5) 
Type (e.g., 
Value 
Value Type (e.g., 
Date 
Value
Place "(X)" after each asset Amount 
Identity 
Gain 
Code 
div., rent, 
Method buy, sell, 
Month-
Code 
Code 
Code 
buyer/seller
exempt from prior disclosure (A-H) 
Code redemption) 
Day int.) 
(J-P) 
(J-P) 
(Q--W)  BOND-GREEN omo INCOME TAX  Interest  BUY  10-23  
COMM. LEARNING CENTER-6/1114  

(if private transaction) 
BOND-AKRON omo SEWER SYS REV Interest PARTIAL 12-1 SERIES 1998 4.6% DUEI2/1109 SALE 
BOND-BLUE ASH SERV GARAGE Interest FIREHOUSE DUE 1111/l0 
BOND-CINCINNATI omo CITY SCHL Interest FAC CONS IMPR 5%DUE12/1/09 
BOND-FRANKLIN CO,OH HOSP REV 

Interest Income Gain Codes: "11,000 less "11,001 -$2,500 ""12,501 -$5,000 ""15,001 -$15,000  Es15,001 -$50,000  
(Sec Colmnns and D4) $50,001 -$100,000 ""1100,001 -$1,000,000 $1,000,001 -$5,000,000 More than $5,000,000 Value Codes $15,000 less ""115,001 -$50,000  L$50,00l -$100,000 $100,001 -$250,000  
(Sec Colmnns and D3) $250,001 -$500,000 ""1500,001 -$1,000,000 $1,000,001 -$5,000,000 45,000,001 -$25,000,000 425,000,001 -$50,000,000 More than $50,000,000 Value Method Codes Appraisal ost (Real Estate Only)  sAss=cnt  T=Oish Marlcet  
(Sec Column C2)  U=BookVaJue  Ver =Estimated  

3/10/2008
DLOTT, SUSAN 
VIl. mvESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 .ruwc mstructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
18. -SHS AMERICAN INTERNATIONAL 
reporting period 
Amount 
Code 
(A-H) 
(2) 
Type (e.g., 

div., rent, int.) 

Dividend 
reporting period 
(!) Value Code (J-P) (2) Date Month Day 
(2) Value Method Code (Q-W)  (!) Type (e.g., buy, sell, redemption)  
SELL  

12-19 
(3)  (4)  (5)  
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (ifprivate  
transaction) 
19. 
-SHS TARGET CORP Dividend 

20. 
FIFTH THIRD BANK CHECKING Interest 

21. 
FED ERA TED MUNI CASH Interest Jacome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001  $15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 kss =$15,001 -$50,000  L=$50,00! -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Apprusal =Cost (Real Estate Only) =Assessment =Ca.sh Market  
(See Column C2)  U=BookValoe  V=Other =Estimated  

Date Report 
FJNANCIAL DISCLOSURE REPORT Page 6of14 
DLOTT, SUSAN 
3/10/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP. 34-60 fzling instrudions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions dwing reporting period  
(including trust assets)  reporting period  reporting period  

(2)
(2) 
Place "(X)" after each asset 
(3) (4)
(2) 
Value Type (e.g.,
Amount Type (e.g., 
Value 
Date 
Value Gain 
Identity 
Code div., rent, 
Code 
Method 
buy, sell, 
Code
Month 
exempt from prior disclosure 
Code 
buyer/seller 
(A-H) int.) 
Code 
redemption) 
Day 
(if private
(J-P) (A-HJ 
transaction)
(Q-W) 
SHS !SHARES SP SMALLCAP 600 Dividend 
SHS MICROSOFT CORP Dividend 
SHS ORACLE CORP None 
38. 
SHS PEPSICO INC Dividend 

39. 
FANNIE MAE Distribution 

40. 
SHS WALGREEN Dividend Income Gain Codes:  Al.OOOor less l.001 -$2,500 $2,501 -$5,000 5.001 -$15,000 $15,001 -$50,000  
(See Columns and D4)  F$50,001-$100,000 $100,001 -$1,000,000 s1.ooo,0-01 -15,ooo,ooo More: than $5,000,000 Value Codes $15,000 kss 15,001 -$50,000 s50,001-s100,ooo $100,001-$250,000  
(See Columns and D3) 250,0-01 -$500,000 s500,001 -s1,ooo,00-0 1,000,001 -$5,000,000 5,0-00,001 -$25,000,0-00 $25,0-00,001 -$50,000,000 More than $50,000,000 Value Method Codes Appraisal (Real Estate Only) =Assessment  TCash Market  
(See Column C2)  UBookValue  V"'Ilther  w_Estimated  

Date Report 
3/10/2008
DLOTT, SUSAN 
VII. rnvESTMENTS and STS -instructWns.)
income, value, transactions Oncludes those spouse and dependent children; see PP 34-60 filing NONE (No reportable income, assets, transactions.)  
Income during  Gross value end  Trans actions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  red=iption)  Day  (J-P)  (A-HJ  (if private  
(Q-W)  transac tion)  

None Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
52. LINE INTENTIONALLY LEFT BLANK 
(SEE PART VIII) 
SHS AMGEN INC None SELL 12-18 

54. 
SHS FIFTH THIRD BANCORP Dividend SELL 
1-17 
55. SHS JOHNSON CONTROLS INC Dividend Income Ga.in Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000  t.=$50,001-$100,000  M=$100,001 -$250,000  
(See< Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Maiket  
(See Colmnn C2) =Book alne =Other  W=Estimated  

Date Report 
DLOTT, SUSAN 
3/10/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instrudwns.J NONE (No reportable income, assets, transactions)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(3)
(2)
(2) (l) (2) (1) 
(5) 
Plac "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  
(Q-W)  

137. 
SHS LOWES COMPANIES INC Dividend 

138. 
PORTFOLIO RECOVERY ASSOCIATE Dividend 

139. 
SECTOR SPDR SHS BEN Dividend AMERICAN INTL GROUP 

Date 
Month-
Day 

Value  Gain  Idaitity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: 1,000 less 9:1,001 -$2,500 9:2,501 -$5,000 $5,001 -$15,000 s15,001 s5o,ooo  
(S