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Judicial Watch • Susan R. Nelson – 2010

Susan R. Nelson – 2010

Susan R. Nelson – 2010

Page 1: Susan R. Nelson – 2010

Category:Federal Judges

Number of Pages:12

Date Created:October 17, 2011

Date Uploaded to the Library:November 29, 2014

Tags:ugtma, Susan R Nelson, Nelson, Minnesota, fargo, SUSAN, wells, 2010, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. J/20JJ Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) Nelson, Susan Court Organization U.S. District Court Minnesota Date Report 05/10/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge, active status Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 774 U.S. Courthouse 316 North Robert Street St. Paul, 55101 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instr11ctions accompanying this form m11st followed. Complete all parts, checking the NONE box for each part where yo11 have reportable information. Sign last page. POSIT{ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Director (Advisory Board) Minnesota Women Lawyers 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 05101100 Retirement plan with former firm, control. 
 
 
 
Nelson, Susan 
 
 
 
Date Report 
 
05/10/2011 
III. NON-INVESTMENT COME. (Reporting inc/ivic/ua/ and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except/or honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Leonard Street and Deinard 
 
 
 
IV. REIMBURSEMENTS -transportation, /oc/ging,fooc/, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
Date Report 
Nelson, Susan 
05/10/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE Chase Credit Card 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(!) 
(!) (2) (1) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) UBS IRA# I-Wells Fargo Diversified Capital Builders Fund Dividend UBS IRA -Wells Fargo Diversified Capital Builders Fund Dividend UBS Money Market Interest Thor Industries Stock -Common Dividend Evergreen Equity Bal. Fund (now Wells Fargo) Dividend First American Tech. Fund (now Nuveen Mid-Cap SelectFund) Dividend UGTMA Acct. -U.S. COUPON TREASURY STRIPS (A) Interest Redeemed 05/15/10 UGTMA Acct.#2-FIRST AM. PRIME OBLIGS (now American) Dividend Leonard Street and Deinard 401K Interest 
10. Robins, Kaplan, Miller Ciresi Interest 
11. Private Bank Minnesota Checking Account Interest 
12. Private Bank Minnesota Checking Account Interest 
13. 
14. 
IS. 
16. 
17. Income Gain Codes: =$I ,000 Jess =$I ,00 -$2,500 =$2,50 -$5,000 =$5,00 -$I 5,000 =$I 5,00 -$50,000 
(SeeColumnsB and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,00I -$I ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Nelson, Susan 
05/ 10/2011 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 	IRA #2: (2010 2011 Reports} 
Investments were consolidated.; fund name changed Wells Fargo Diversified Capital Builders Fund. Paso Energy Corp. Stock: (line of2010 report) This stock was sold number years ago. just became aware the fact that not any longer investment portfolio. 	 
Evergreen Accounts: Nos. (2010 report) These investments were consolidated and the funds name was changed Wells Fargo Diversified Capital Builders Fund. 
 
 
(line of2010Report) 
longer dependent child. 
UGTMA Acct. #2: (line of2010 Report) 
This was cashed during 2008 2009. 
UGTMA Acct. (line of2010 Report) 
This was cashed during 2008 2009. 	 
UGTMA Acct. #2: (line of2010 Report) 
This was cashed before 2010. 
UGTMA Acct. (line of2010 Report) 
This was cashed before 
UGTMA Acct. (line of2010 Report) 
This was cashed before 2010. 
 
 
 
 
 
 
 
 
 
 
Date Report 
Nelson, Susan 
05/10/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Susan Nelson 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act of1978 
Rev. 112011 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-1 II) Person Reporting (last name, first, middle initial) Nelson, Susan Court Organization U.S. District Court Minnesota Date Report 07/27/2011 Title (Article III judges Indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge, active status Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. [{] Amended Report Final Reporting Period 01/01/2010 12/3112010 Chambers Office Address 774 U.S. Courthouse 316 North Robert Street St. Paul, 55101 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Director (Advisory Board) Minnesota Women Lawyers 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 05/01/00 Retirement plan with former firm, control. 
 
 
 
 
 
Nelson, Susan 
 
 
 
 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -lf you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Leonard Street and Deinard 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 ofjiling instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIA:BILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE Chase Credit Card 
 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS 
-income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (1) (1) 
(2) (3) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) UBS IRA #I-Wells Fargo Diversified Capital Builders Fund Dividend UBS IRA Wells Fargo Diversified Capital Builders Fund Dividend UBS Money Market Interest Thor Industries Stock -Common Dividend Evergreen Equity Bal. Fund (now Wells Fargo) Dividend First American Tech. Fund (now Nuveen Mid-Cap SelectFund) Dividend UGTMA Acct. -U.S. COUPON TREASURY STRIPS (A) Interest Redeemed 05/15/10 UGTMA Acct.#2-FIRST AM. PRIME OBLIGS (now American) Dividend Leonard Street and Deinard Interest 
10. Robins, Kaplan, Miller Ciresi 401K Interest 
11. Private Bank Minnesota Checking Account Interest 
12. Private Bank Minnesota Checking Account Interest 
13. 
14. 
JS. 
16. 
17. Income Gain Codes: =Sl,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,00l-$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than S5,000,000 Value Codes =$15,000 less =$15,001 -S50,000 =S50,00I -$100,000 =SI00,001 -S250,000 
(Sec Columns and 03) =$250,00 -$500,000 =$500,00 -s ,000,000 =$,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Nelson, Susan 
07/27/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 	IRA #2: (2010 2011 Reports) Investments were consolidated.; fund name changed Wells Fargo Diversified Capital Builders Fund. Paso Energy Corp. Stock: 	(line of2010 report) This stock was sold number years ago. just became aware the fact that not any longer investment portfolio. 	 
Northern States Power XCEL Energy Inc. -common stock (line of2009 report) was sold 2009. Note disclosure under Section Part VII, page line where disclosed the transaction but failed include the word SELL. 	 
Evergreen Accounts: Nos. (2010 report) These investments were consolidated and the funds name was changed Wells Fargo Diversified Capital Builders Fund. 	 
UGTMA Acct. #2: (line of2010 Report) This was cashed during 2008 2009. 
UGTMA Acct. (line of2010 Report) This was cashed during 2008 2009. 
UGTMA Acct. #2: (line of2010 Report) This was cashed before 2010. 
UGTMA Acct. (line of2010 Report) This was cashed before 2010. 
 
 
IO. UGTMA Acct. (line of2010 Report) This was cashed before who longer dependent. UGTMA Acct. was 
 
 
 
 
 
Date Report 
07/27/2011 
Nelson, Susan 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
Signature: Susan Nelson 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544