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Judicial Watch • Terence C Kern Financial Disclosure Report for 2005

Terence C Kern Financial Disclosure Report for 2005

Terence C Kern Financial Disclosure Report for 2005

Page 1: Terence C Kern Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:19

Date Created:December 1, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Terence C Kern, TERENCE, Distribution, Royalty, Estate, united, 2005, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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TCK;jlw Encl. 

United States District Court  
Northern District Oklahoma  
United States Courthouse  
333 4th, Room 411  
Tulsa, 74103  
Terence Kern  {918) 699-4770  
United States District Judge  (918) 699-4771 Fax  

August 2006 
Hon. Ortrie Smith, Chair 
Judicial Conference the United States 
Committee Financial Disclosure 
One Columbus Circle, 
Washington 20544 
RE: Calendar Year 2005 Filing 
Dear Judge Smith: 
Part VII, page lines 8-15, the parenthetical "(X)" has been inserted account for asset acquired through inheritance. 
Part VII, page line 49, the full name the specific investment company (Morgan Stanley) has been inserted. 
Part VII, page lines 10, and 13-15, 2004 report listed various estate assets which were not listed individually the 2005 report. These assets have been inserted lines 50-54 with explanation Part Vill. you should have additional questions, please advise. 
TCK;jlw Encl. Government Act 1978 
Rev.112006 
FOR CALENDAR YEAR 2005 U.S.C. app. /OJ-/I Date Report Person Reporting (last name, first, middle initial) Court Organization 
0510212006
KERN, TERENCE USDC/NDOK Reporting Period Title (Artlcle III judges indicate active senior status; Sa. Report Type (check appropriate type) 
magistrate judges indicate full-or part-time) 
01/01/2005 
Nomination, Date 
U.S. District Judge (Active) 
Initial Annual Final 
12/31/2005 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
United States Courthouse 
333 West 4th Street, Rm41 
Tulsa 74103 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Repordng individual only; see pp. 9-13 ofinstructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Personal Representative (see Part Vlll)  Estate -see Part VIII. 

,___, 

(/)  
II. AGREEMENTS. (Repordng individual only; see pp. 14-16 ofinstrucdonsJ [KJ NONE (No reportable agreements.)  :;c::i> ::oz f"l10 c.:.; ):-> lij-q  
PARTIES  TERMS 

Name Person Reporting 
05/02/2006
KERN, TERENCE 
III. N-JNVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[Kl NONE (No reportable non-investment income.) 
INCOME

-transportaJ/on, lodging, food, entertainmenL 
[!] 

05/02/2006 

Name Person Reporting 
05/02/2006
KERN, TERENCE 
VII. INVESTMENTS and TRUSTS -income, value, transactions (lndudes those the spouse and dependent children. see PP J4-s1 filing instructions) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less B-$1,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (Sec Columns and 04) F=$50,00l -$100,000 G=$100,00i -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes -SI 5,000 less K=$15,00l -$50,000 L=$50,00l -$100,000 M=$100,00l -$250,000 (Sec Columns and 03) =$250,00I -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 (Sec Colwnn C2) V=Other Value Method Codes =Cost (Real Estate Only) T=Cash Market 
Q=Appraisal =Assessment =Book Value W=Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 

Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
18. China Direct Trading Colp  
19. Xeta Tech  None  
20. Pfizer Inc.  Dividend  
21. Brokerage Account  
22.MSDW!nc  
23. Active Asset Money Fund  
24. Cisco Systems  None  
25. Cisco Systems  None  
26. Cyberguard Colp  None  
27. Knight Trading Group  None  
28. Nokia ADR  Dividend  
29. Gemstar-TV Guide  None  
30. Cyberguard Colp  None  
31. Microsoft Colp  Dividend  
32. Sun Microsystems Inc  None  
33. Unit Trust Sector Biotech  Dividend  
34. Amgen Inc  None Income during reporting period Gross value end reporting period Transactions during reporting period  
(1)  (2)  (1)  (2)  (1) not exempt from disclosure  
Amount Code (A-H)  Type (e.g. div., rent,. int)  Value Code (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy.sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

Sell  
Sell  
Sell  
Sell  
Sell  
Sell  
Sell  Partial Sell  
Sell  
Sell  

Fell below  
threshold.  

Fell below  
threshold.  
Fell below  
threshold.  
10/06  
10/06  
10/06  
10/06  
10/06  
10/06  
10/06  
10/06  

1/07  
10/06 Income Gain Codes: =$1,000 orless =$1,001 -$2,500 =$2,501 -SS,000  D=SS,001-SIS,OOO =SIS,001 -SS0,000  
(See Columns and 04)  F=SS0,001-$100,000 =$100,001 -$1,000,000 =$1,000,001-$S,OOO,OOO =Mon: than $5,000,000 ValueCodes =SIS,000 less  K=$15,001-$SO,OOO  L=SS0,001-$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 s500,001 -s1,ooo,ooo =$1,000,001-$5,000,000 =SS,000,001 -$25,000,000 Value Melhod Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than SS0,000,000  T=CashMarlorting period Gross value end reporting period Transactions during reporting period  (2)  (I)  (2)  (I)  Ifnot exempt fromdisclosure  
Amount Code (A-H)  Type(e.g. div., rent. int)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (S) Identity buyer/seller (if private transaction)  

52. Estate -Stokely-Van Camp shares  None  Redeemed  2004  See VIII.  
53. Estate -Bank Okla acct for Estate 54. Estate -Personal Property  Distribution None  Distributed Distributed  4/20 4/20  See VIII. See VIII. Income Gain Codes:  A=Sl,OOOorless  B=Sl,001-$2,500 =$2,501 -$5,000  D=$5,001 -$15,000  E=$15,001-$50,000  
(Sec Colunms and D4)  F=$50,00l -$100,000  G=$100,001 -$1,000,000 =$1,000,001-$5,000,000 =Moro than $5,000,000 Value Codes =$15,000 less  K=$15,00I -$50,000  L=$50,001 -$100,000 =$100,001 -$250,000  
(See Colunms and 03)  N=$250,001 -$500,000  0=$500,001-$1,000,000 =$1,000,001-$5,000,000  P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Moro than $50,000,000  T=CashMarlcet  
(Sec Column C2) =Appraisal  Y=Other =Assessment =Book Value  W=Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparlo/ReporL) 
Part l:Ln Personal Representative Estate #1, discharged September 23, 2005. 
Part YII:Ln 8-16: Estate was closed April 20, 2005, and assets distributed. See also Part Yll:Ln 50-54. 
Part VII:Ln 18: Listed 2004 FDR but value has declined below reporting threshold 
Part VII:Ln 22: Listed 2004 FDR but value has declined below reporting threshold. 
Part VII:Ln 23: Listed 2004 FDR but value has declined below reporting threshold. 
Part VII:Ln 49: Morgan Stanley Money Market Funds (X) 
Part VII:Ln 50: This asset was sold 91112004; proceeds deposited Bank Oklahoma Acct (Part Vll:Ln. -2005) and distributed April 20, 2005. 
Part VII:Ln 51: Mineral acres distributed April 20, 2005. 
Part VII:Ln 52: Asset redeemed 11/4/2004; proceeds deposited Bank Oklahoma Acct (Part VII:Ln 53) and distributed April 20, 2005. 
Part VII:Ln 54: Personal property distributed April 20, 2005. 

Name Person Reporting 
05/02/2006
KERN, TERENCE 
IX. CERTIFICATION. certify that all information given above (including information pertaining sponse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and bonoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) KERN, TERENCE Court OrganiZ>tion USDC!NDOK Date Report 05/02/2006 Title (Article Ill judges indicate active senior status; magistrate judges indicate run-or part-time) U.S. District Judge (Active)  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01101/2005 12/31/2005  
Sb. Amended Report Chambers Office Address United States Courthouse 333 West 4th Street, 411 Tulsa 74103 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions iu:companying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Personal Representative (see Part Vlll) Estate -see Part VIII. 
(:.) !"'-"'i' 
: .... 
.-:.-,(!I: 
Month-
Code 
Code 
buyer/seller 
transaction) 
redemption) 
Day 
(if private 
(A-H)
(J-P)
'-- Income Gain Codes: =S1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$I 5,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,00 -SI 00,000 =$100,00 -$I ,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,00I -$50,000  L=$50,001 -$100,000 =SJ00,001 -$250,000  
(See Columns and 03)  N=$250,00 -$500,000  0=$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes  P3=$25,000,00 -$50,000,000  R=Cost (Real Estate Only)  P4=More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment =Book Value  W=Estimated  

Date Report 
05/02/2006
KERN, TERENCE 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP. 14-57 filing instructions) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) reporting period reporting period (1) 
Place "(X)" after each asset 
(2) 
Ifnot exempt from disclosure 
(2) 
(1) 
Amount Type (e.g. 
Value
Value 
Type (e.g. 
(3)
(2) 
(4) 
(5) 
Code div., rent, exempt from prior disclosure Code Method 
buy, sell, 
Date 
Value 
Gain 
Identity 
Code 
merger,
(A-H) int.) 
(J-P) 
Month-
Code 
buyer/seller
Code 
redemption) 
Day 
(if private 
(Q-W) 
(A-H)
(J-P) 
transaction) Income Gain Codes:  A=$1,000 less =Sl,001 -$2,500 =$2,50 -$5,000  D=S5,00l -Sl5,000  E=$15,00l -S50,000  
(See Columns and 04)  F=$50,00I -$I 00,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$ 15,000 less  K=$15,00 -$50,000  L=$50,001 -$100,000 =$100,001 -$250,000 Columns and 03)  N=$250,001  $500,000  o=$500,001  Sl,000,000  Pl=Sl,000,001  $5,000,000 =$5,000,00 -$25,000,000 Valu Method Codes =$25,000,00  $50,000,000 =Cost (Real Estat Only) -More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Oth  S=Assessment  
U=Book Value  W=Estimated  

Date Report 
05/02/2006
KERN, TERENCE 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/ReporL) 
Part l:Ln Personal Representative Estate #1, discharged September 23, 2005. 
Part VII:Ln 8-16: Estate was closed April 20, 2005, and assets distributed. 
Part VII:Ln 18: Listed 2004 FDR but value has declined below reporting threshold. 
Part VIl:Ln 22: Listed 2004 FDR but value has declined below reporting threshold. 
Part VII:Ln 23: Listed 2004 FDR but value has declined below reporting threshold. 

Date Report 
KERN, TERENCE 
05/02/2006 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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