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Judicial Watch • Thad Heartfield – 2003

Thad Heartfield – 2003

Thad Heartfield – 2003

Page 1: Thad Heartfield – 2003

Category:Federal Judges

Number of Pages:20

Date Created:February 2, 2005

Date Uploaded to the Library:October 19, 2013

Tags:HEARTFIELD, Thad Heartfield, American, Growth, Gross, 2003, EPA, TRUSTS, dividend, IRS, ICE, CIA, Federal Judge, income, Judge


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Rev.._tr.!004 Calendar ear 2003 Person Reporting (Last name, Finrt nan:ie. Middle initial) Court Organization Date Report 
HEARTIPIElD, lHAD U.S.D.C. (TEXAS EASTERN) 1/30/2004 Title (Article ill Judges indic:ate 1ictiveorsenior status; RcportType (check appropriate type) Reportir1g Period 
magistrate jll1dges indicate full-or pim-t:itne) DISTRICT COURTJUDGE (ACTIVE} Nominati1111, Inilial Date @Annual Final 1/112003 12/31/2003 Chambers Office Address POST OFIFICE BOX 949 the basis ofthe infurmation contained _in this Report and any modifications pertaining thereto. is, 0pmion, compliance with applicable laws and 1-egulations. 
BEAUMONr,TEXAS m04 
Date. _____ 
 
J[MIORTANT NOTES: Tiie i:nslnlctions accompanying this form must followed. Complete all parts, checking the NONE box for each part 1whc:re you haveno reportal,le information. Sign last page. POSflrIONS. (Rcportiing midividual onty; see pp. 9-1_3 filing instructions) 
 NONE -(No reportable positiions.) 
Il. AGREEMENTS. (Repcirting individual only; see pp. 14-16 filing instructions) 
 NO:NE -(No reportable agreements.) 
-;iJ fl; !I ..-. ......... ,:! 
rrg1m S1anlcy (MS. -MS IElA.#1 MoneyMarket .Dividend 
13. IRA Financing 0Cllp. lICO Strips 213/08 None 
14. ipsS/15/09MS IRA U.S. Treasury Stl: None 
15. 16. 17. 18. IRA Fannie Mae (FM1A) 12110/07 -M:S J:EtA Fed. Home I..oan Mortgagc{FHLMC) S.1l2S CPN 10/15/08 llt.A Fed. Home I..oan Bank5.79CPN 4!.!7/(>9 Bt.A Fannie Mae (FN1!.{A) 6.40 CPN S/14/09 Jntm:st Jntcrcst Interest Interest Income/Gain Codes.: $1,,000 less Sl,001-$1,500 S2,501-$5,000 $5,00J-$15,000 Sl5,001-$S0,000 
(See Ctilumns andD4) $51),001-$100,000 SJ00,001-Sl,000,000 Sl,OOO,OOJ-$5,000,000 =More than $5,000,0DO Value Corie:;: HS,000 less Sl5,00!-$50,000 sso,ooi-s100,oa(> s100,001.s2so,ooo 
(See Columns and D3) $250,000-$:500.0GO $500,001-Sl,OOO,OOO Si,OOO,Oli:-5:5.000.000 $5,000,001-S2S,000,00(1 $25,000,001-$50,CHI0.0[1(1 =$More than $50,000,00() =Cost (Rea. Estatt Only) -sessment Castlllvlarket B1ok V;:tiue Other Estimated 
F.IN.iNc1u DISCLOSURE REPORT 
Name ofPerson Reporting HEARTFIELD, TilAD 7130/2004 V1L JNVESTJ.IIENTS ancl TRUSTS -income. value, tiious rmc1uc1es those orlhe spouse and dependent !l1tlldre11. See pp. 34-57 ming mstnmtions.> 
..Page of:; Dage of5i 
HEARTFIELD, THAD 7130/2004 -income, value, transcatiDllS (includes those the spouse and d,ependent cln1dmt. See pp. 34--51 filing instrucom.) 
VII. INVESTMENTS and ..USTS 
Income durillg Gross value end Tmnsacfions during reporting period De1Seription Assets reportingperiod 
lepmting period 
:ludingtrust assets) (im 
Ifnot exempt from 
(1) (2) (1) 
(l) 
Piace (X) after each asset eempt Amount Value Value Type (e.g. 
Date: 
Value Identity 
Type (e.g. 
mpriordisclosure 	div. rent. 
buy, sell. 
:tm 
Code2 Method Month-Codel Code2 buyer/1iellcr 
Day 
Code3 m:rger, 
redemption) (ifp?Nate 
(A.-H) mt.) 
(J-P) 
{A-H) 
(Q-W) 
transaction) 
SS. MSIRJ H1F MFS Tolal RJ::tmn 
56. IIU. Money Market (X) 
57. NmCC11 Insured Quality Munidpal Jund 
58. Nurec:i:1 lnsured Premium Jncacne Municipal Fund 
59. NUreeI Insured Municip11l Op:oity Fund 
60. 	Allian Money Res. 
61. 
Dallas ISD Bond 4.25% 15/10 
 
62. 
Gcc1rgctown Utility Bond l.80% 8/lS/04 
 
 
63. 	 
Houston Area WatcrC:orp 5.5% 3/1/12 
 
64. 
Pcadm:id Certificate Ob:ligatim 5/.25Ai 3/1/10 
 
 
65. 	Plmo .lX ISD Bond 4.91o 2115/07 Certificat.e ofObHgatio1115.S% 2/15/09 
67. Sacc: Certificate ObliJpitiol15.0% 2/15/08 
None buy 10/9 .])ividend Dividend lDividend Dividend Interest Interest Interest Interest Interest Interest Interest 
68. Sm:tAl1tonio Electric G11s S/2S% 211111 
69. 	SartAl1tonio Water R.ev Bond i.-SSOO,OOO S500,0Cli-Sl,OOO,OOO Si!.OOO,OOi-$5,000,00:l =$5,000,00l -:>25,000,000 ;;zs,ooo,oo:-ss.000,000 S-More than $50,000,000 Appraisal ==Cost (Real Estme On!y,1 =Assessment Cash/Mart::. Bo:1!; Valu.: 
 
FINANCIAL DISCLOSURE: REPORT 
Date elf Report HEARTFIELD, THAD 
J>age of5  -... l/30/2004VIl. INVESTMENTS :md TRUSTS -income, lll lranscations (includes thos oflhe spouse and dependent children, See pp. 34-57 filing instrucl:ions.) Income during 
De1scription Assets reporting period (inclwiing trust assets) 
Plac:c (Xf aflcr each as.et excmipt AUllllllll Type (e.g. 
ftmn prior disclomn: 
div. rent. Cadet 
Code3 merger, 
Day 
{.J-P). 
(A-H) 
(J-P) 
int.) 
Gross value end Transactions during n:portitig period reporting period 
lfnot exempt from 
(1) 
Date: 
Value type (e.g. 
ValUC! 
Value 
Identity Code2 
Gain Method buy, sell, 
Month 
Codc2 beyctfs1ellerCadet 
redemption) 
(Q-W) 
(ifpriwite 
redemption 
Interest 
7115 
73.  Tciais Water Develop Bond 4.6% 15103 
(See Colum11sBl andD4) $1,(lOO less Sl,00 lS2,500 S2,SO l-$5,0C>O $5,001-$15,000 S50.001-Sl00,000 SJOO,OOl-S!,OG0,000 =More tilanSS,000,000 
Sl,000,001-SS,OOCl,OOO Va!ae Co1des:  $15,00G less S,00l-S50,000 SSO,OO!-Sl00,000 Sl00,otll-S250,000 
,see Columtis anrl D3) l:lS0,00[).$500,0DO $500,001-SJ,ODiJ,OOO S!.000,001-S:S,OOD.OOO $S,000,001-S2S,OOO,OOD :?.25,0(Ju,001-$50,000,00!1 =$Mme than SS0,000,000 Vame }vl1:fuod Cod -z:. ij!ptdisal =Cost (Keal Esule Only) Assessment Clish!Ma.-i:et 
(t:-= 2.oiurre1 :::: Book Vahle Ofoer 
 
transal::l:ion) 
Name Person Reporting 
FINA.NC DISCLOSURE REPORT 
HEARTFIELD, 1HAD 
(Indicate patt Report.} 
vm. ADI>filONAL JNFORMATION EXPLANATIONS 
VII. INVE:TMENTS AND TRUSTS 
68. San Ar1tot:Lio Electric Gas -This line combination oflines and 61. 
 
FiNAllCl?L DISCLOSURE REPORT ..tc: 
HEARTFIELD, THAD 
IX. CERTIFICATION. certify 1that all information. given above (including information pertaining spouse and minor dependent children, any) ac1:mate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutiory provisions permitting non-disclosure. furtl:iter certify that earned income from outside employment and honoraria and the acceptance gifts which have been 
- 
reported are compliance with the provisions of5 U.S.C.  501 seq. U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES ORF.AILS FILE T.HIS REPORTMA.Y SUBJECT CIVIL .AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCilONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United S1a1ies Courts Suite2-301 One Collllllhus Circle, N.E. Washington, D.C. 20544 
Report Requ ired the Ethics 
r 
in Government Act 1978 Calendar Year 2003 U.S.C. app.  101-111) Person Reporting (Last name, First name, Middle initial) Court Organization Date Report 
HEARTF!ELD, 1HAD U.S .D.C. (TEXAS EASTERN) 5/5/2004 Title (Article III Judges indicate: active senior status; ReporlT}Pe (check appropriate type) Reporting eriod 
magistrate judges indicate full-or part-fone) Nomination, Date 111/2003 
DIST RICT COURT JUDGE (ACTIVE) Initial @Annual Final 1213112003 Chambers Office Address the basis the information contained this Report and any 
POST OFFICE BOX 949 modifications pertaining thereto, is, opinion, complianc:e with applicable Jaws and regulations. 
BEAUM:ONT, TEXAS 77704 
Reviewing Officer Date 
 
NOTES: 1he instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part POSITIONS. (Repollting individual only; see pp. 9-13 offiling instructions) 
 NONE -(No reportable positions.) 
POSffiON 
NAMEOFORGANUTIONffiNTITY 
 
 
Name Person Reporting 
F.lNAliCIAL DISCLOSURE REPORT 
Date 
HEAR1FIELD, THAD 
 
III. NON-INVESTINT JNCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filers Non-Investme1t1t Imome N()NE -(No reportable: noninvestment income.) SOURCE AND TYPE INCOME (yours, not spouses) Spouses on-Investm1mt Income -(Ifyou were married during any portion the reporting year, please complete this section. (dollar alil()unt not required except for honoraria) 
 NONE -(No reportable: non-favestment income.) 
AND TYPE 
IV. 	RE,IJMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE -(No such Tep(lrtabll: reimbursements.) 
.... 
Name Pers011 Reporting HEARTFIELD, THAD 
F.INA.NCIAL DISCLOSURE REPORT GIFrs. nncludes those spouse and dependent children. See pp. 28-3 instructions.) 
 NONE (No suchrepor1table:gifts.} Ll.AlULITIES. (Includes those spouse and dep ndent children. See pp. 32-34 instructions.) 
 NONE (No portable liabiliti 
s.) 
CODE 
 
Name Person Reporting 
Date 
HEARTFIELD, THAD 
-income, value, transcations (includes those the spouse and dependent children. See .34-57 filing ins1ructions.) 
VIl. INVESTMENTS and TRUSTS 
Income during Gross value end cif Transactions during reporting period 
Description Assets reporting period reporting period 
including trust assets)! 
(1) (2) (1) (2) (1) not exempt from disclosure 
(2) (5]1 
lace (X) after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain  Identity 
from prior disclosure Code! div. rent Code2 Method buy, sell, Month Code2 Code:! buyer/seller 
(A-H) int) (J-P) Code3 {Q-W) tneJbllf, redemption) Day (J-P) (A-H) (ifpiivate transaction} 
 
DNONE {No reportable income, assets, transactions) 
A1mencan neral Annuity A Interest 
Ainencan neral Annuity Interest 
 
 
Set uth trust Bank., Checking Interest 
So>uthtru Bank, Checking Interest 
Southtrust Bank, Checking Interest 
Hebbronville State Bank Stock, Hebbronville, None 
Anadi LTko Petroleum Corporation (X) Royalty 
General American Universal Life (X:) None 
 
10. 
 
11. 
 
12. StanleyAAA oneyMarket Dividend mStanleyIRA#l (MSllRA#l) IRA#1 Money Market Dividend IRA Financing Corp. FICO Strips 2/3/08 None 
13. A#1 U.S. Treasu1y Strips 5/15/09 None 
14. 
 
MS: IRA Fannie Mae (FMNA) 6.15 12/10/07 Interest 
15. 
 
16. Fed. Home Loan Mortgage (FHLMC) Interest 
5.1: :::PN 10/15/08 
17. 18. 7/0! Fed. Home LJan Bank 5.79 CPN Fannie Mae (FNMA) 6.40 CPN 5/14/09 Interest Interest Income!Gain Codes: $1,000 Jess ,001-$2,500 $2,50 J-$5 ,000 $5,001-$15,000 $15,00!-$50,000 
(See Columns andD4) $50,00J-$!00,000 00,001-$ !,0()0,000 Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less =SI 5,001-$50,000 $50,001-$100,000 $100,001-$250,000 
(See Columr and D3) $250,000-:150(1,000 $500,001-$1,000,000 $1,000,001-$5 ,000,000 $5.000,001-$25 ,000,0D{J $25,D00,001-$50,000,000 =SMore than $50,0D0,000 Value Method Codes Appraisal  Cost (Real Estte Only) Asscssmeitt CashiMarket 
(See Column C2) =Book Value =Other =Estimated 
 
VIL INVESTMENTS and TRUST -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) Description Assell: (including trust assets) Income during rep ortiug period Gross value end reporting period  Transactions during reporting period 
 
{I) (2) (1) not exempt from disclosure 
(5) 
(4) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g. div. mil iint.) Value Code2 (J-P) Value Method Codc3 (Q-W) 
19. IRA Fed. Home Loan Mortgage (FHLMC) 8/15/12 Interest 
20. IRA.#1 Info. Fllll1d -Name changed from T1chnology Fund None 
21. IRA Alliance Premier Grth Fund None 
22. IRA Opperbeimer Stnategii: Income Fund Interest 
23. 24. IRA Merrill Lync:h Flllndamental Growth Fund IRA Federated Bond Fund None Interest 
25. IRA Davis New York Venture Fund Dividend 
26. IRA PIMCO Total Return Fund Interest 
27. IRA Merrill Lync:h Global Value Fund None 
28. M:S IRA Bond Fund America Interest 
29. M:S IRA Europacific Growth Fimd Dividend 
 
Type (e.g. buy, sell, 
merger, 
redemption) 
buy 
sell 
sell 
Date: 
Value Gain Idcmtity 
Month 
Code2 Code buycr/seller 
Day (J-P) (A-H) (ifprivate  
traniiaction) 
 
3/4 
ton 
10n 
30. IRA #.1 Growth Fund .Ar.nerica Dividend 
31. IRA Investment Comp1any America Dividend 
32. IRA Merrill Lynch Basic Value Fund None sell 10n 
33. Discover 5.20 CPN 2128/03 Interest matured 2128 
34. Discover 5.45 CPN 3/1/04 Interest 
35. IBA American N1tional 5.60 CPN Interest 
2128/05 
36. IBA First USA Bank 5.75 CPN 2/28/06 Interest Income/Gain Codes: $1,000 Jess Sl,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,00(1 
(Sec Columns and 04) $50,001-$100,000 =$100,001-$1,000,000 .000,001-$5,000,000 =More tlian $5,000,000 Value Codes: $15.,000 less $15,001-$50,000 $5(),001-$!00,000 $100,001-$250,000 
(See Columns and 03) $2513,000-$500.000 $500,001-S!,OOO,OOO $1,000,001-$5,000.000 $5,000,001-$25 ,000,000 $25,.000,001-$50,000,000 $More than $50,000,000 VfJlue M::lhod Codes lppraisal Cost (Real Estate Only) Assessment Cash/Market 
(Se IBA#1 HF American rowth Fund Interest None buy 10/9 
 
44. Income 	None buy 10/9 
M.. IR.A#1 HF American rowth 
 
M.. IRA#1 HF American Global Growth 	None buy 10/9 IRA HF Franklin ta1 Shares 	None buy 10/9 
45. 
 
46. 
MS: IRA HF MFS Total RetumFund 	None buy 10/9 
48. 
Morgan Stanley IRA (MS IRA#2) IRA Merrill Lynch Fun damental Growth None 	sell 1on 
49. IRA Merrill Lynch Glo bal Value Fund None 	sell 10n 
50. IRA Hartford Select Leaders Variable 
Armuiy(HF 
51. IRA HF American owthFund None buy 10/9 
52. 53. 54. IRA HF American owth Income IRA HF American fobal Growth IRA HF Franklin tual Shares None None None buy buy buy 10/9 10/9 10/9 
Income/Gain Codes: $1,0CIO orless =$1,001-$2,500 =S2,50J-$5,000 $5,00J-$15,000 $15,001-$50,00(1 (Sec Colunms and D4) $50,CIOl-$!00,000 $100,001-$1,000,000 $1,000,00l-$5,000.000 =More !hau $5,000,000 
Value Codes: $15,0lO less 5,001-$50,000 $50,001-$100,000 $100,001-$250,000 
(See Columns and $250,000-$500,000 $500,001-Sl,OOO,OOO SL000,001-$5.000,000 $5,000,001-$25,000,000 $25 ,000,00 l-S50,000,000 $More than $50,()00,000 Value Method Codes AppnrisaJ =Cost (Real Estate Only) (See Column C2) =Book Value =Other = Estimated 
Date Report Name Person Reporting 
VIL :INVESTMENTS and IRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing in.