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Judicial Watch • Thad Heartfield – 2012

Thad Heartfield – 2012

Thad Heartfield – 2012

Page 1: Thad Heartfield – 2012

Category:Federal Judges

Number of Pages:8

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Thad Heartfield, WATER, wells, texas, American, Growth, 2012, filing, Market, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Government Act 1978 
Rev. 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) HEARTFIELD, THAD Court Organization U.S.D.C. (TEXAS EASTERN) Date Report 05/13/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) DISTRICT COURT JUDGE (SENIOR)  Sa. Report Type (check appropriate type) Nomination Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2012 1213112012 Chambers Office Address 
300 WILLOW STREET, RM. 212 BEAUMONT, TEXAS 77701 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! ONS. (Reporting individ11a/ only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individ11a/ only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

05/13/2013
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse'S Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount no/ required exceptfor honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes !hose spouse and dependent children; see pp. 25-27 o(filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (lnc/11des those spo11se and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (lnc/11des those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

05/13/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1ncfodes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 
(I) 
(2) (2) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Western National Life Ins. Co.  Interest Western National Life Ins. Co.  Interest Wells Fargo, Checking  Interest Wells Fargo, Checking  Interest Wells Fargo, Checking  Interest Three Forks Resources  Royalty Enterprise Crude Oil LLC  Royalty Saving Bonds (X)  Interest UBSRMA  Interest  
JO. UBS IRA Money Market  Interest  
11. Oppenheimer Strategic Income  Dividend  
12. Federated Bond Fund  Dividend  
13. Pimco Total Return Fund  Dividend  
14. Bond Fund America  Dividend  
15. American Funds High Income  Dividend  
16. Franklin Templeton Global Benefit Fund  Dividend  
17. Lord Abbott Short Duration Income Fund  Dividend Income Gain Codes: =$1,000 less =$1,001  $2.500 =$2.501 -$5.000  D=$5,001 -$15,000  E=$15,001-$50.000  
(See Columns ond D4)  F=$50.001  $100.000 =$100.001 -$1.000.000 =$1.000.001 -$5,000,000  112 =More than $5,000.000 Value Codes =$15,000 less =$15.001 -$50.000 =$50.001 I00.000 =$100.001  $250.000  
(Sec Columns ond DJ) =$250,001 -$500.000 =$500,001. $1.000.000 =$1,000.001  $5,000,000 =$5.000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More thon $50.000.000 Value Method Codes =Appraisol =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

HEARTFIELD, THAD 
05/13/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (1) (1) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. Pimco Low Duration Fund  Dividend  
19. Pioneer Strategic Income Fund  Dividend  
20. Cit Salt .25 /8113  Interest  
21. Goldman Sachs 3.50 2/4/14  Interest  
22. Goldman Sachs 3.75 2/4/16  Interest  
23. Merrill Lynch Note 5.00 1/15/15  Interest  
24. Shares Barclays Tips Bond Fund  Interest  
25. Unts AAM Nav Dial High Income #39  Interest  
26. Unts AAM Nav Dial High Income #55  Interest  Buy  07/13/12  
27. HTF American Growth Fund  None  
28. HTF American Growth Income  None  
29. HTF American Global Growth  None  
30. HTF Franklin Mutual Shares  None  
31. Jackson National Van Annuity  None  
32. UBS IRA Money Market  Interest  
33. HTF American Growth Income  None  
34. HTF American Growth  None Income Gain Codes: =$1.000 less  B41.00I -$2.500 =$2.501 -$5,000 =$5,001 -$15.000 =$15.001 -$50,000  
(See Columns and 04) =$50.001 -$100.000 =$100,001 -$1.000,000  Ill =$1,000.001 -$5.000.000  112 =More than $5.000,000 Value Codes =$15,000 less  K=$15,00l -$50.000 =$50,001 -$100,000 =$100.001 -$250.000  
(See Columns and D3) =$250,00 -$500.000 =$500,00 -$1,000.000 =$1,000.001 -$5,000.000 =$5,000.001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/13/2013
VII. INVESTMENTS and TRUSTS --income, vallle, transactions (lncl11des those ofspo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) 
(I) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. HTF American Global Growth  None  
36. HTF Franklin Mutual Shares  None  
37. Houston Area Water 5.5% 03/01/12  Interest  Redeemed  03/01/12  
38. Texas Tech Univ. Rev. 5.0% 08/10/18  Interest  Redeemed  02/15/12  
39. Nuveen Insured Municipal Premium Income Fund2  Dividend  
40. Nuveen Insured Quality Municipal Fund  Dividend  
41. Nuveen Insured Municipal Opportunity Fund  Dividend  
42. Merrill Lynch Bank Deposit Program mkt)  Interest  
43. Weslaco !SD 4.5% 02/15/25  Interest  
44. Harlandale !SD 4.75% 08/15/35  Interest  
45. Texas State Water Finl. 5.0% 08/01/18  Interest  
46. Univ. North Texas Fin'g. Sys. 5.0% 04/15/24  Interest  
47. Texas Water Devel. Board 5.0% 07115121  Interest  
48. San Antonio Elec. Gas 5.25% 02/01/14  Interest  
49. Virginia St. School Fin'g 3.75% 08/01/28  Interest  
50. Alabama St. Pub. Schools 2.5% 03/01/24  Interest Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50,000  
(Sec Columns and D4) =$50.001 -$100.000 =$100,001 -$1.000.000 =$1.000.001 -$5,000.000  112 =More than $5,000.000 Value Codes =$15,000 less  K=$15,00l -$50,000 =$50.001 -$100.000 =$100.001 -$250.000  
(See Columns and D3) =$250.00 -$500.000 =$500.00 $1.000.000 =$1,000.001 -$5,000.000  1'2 =$5.000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

05/13/2013 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
VII. Investments and Trusts 
No. from 2011 report, "Enerrvest Operating LLC" had income for the year 2012. 

05113/2013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: THAD HEARTFIELD 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544