Skip to content

Judicial Watch • Thad Heartfield Financial Disclosure Report for 2006

Thad Heartfield Financial Disclosure Report for 2006

Thad Heartfield Financial Disclosure Report for 2006

Page 1: Thad Heartfield Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:18

Date Created:September 11, 2007

Date Uploaded to the Library:November 21, 2013

Tags:HEARTFIELD, Thad Heartfield, American, Market, 2006, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Person Reporting (last name, first, middle initial) HEARTFIELD, THAD Court Organization U.S.D.C. (TEXAS EASTERN) Date Report 06/27/2007 Title (Article III judges indicate active senior status;  Sa. Report Type (check appropriate type) Reporting Period  
magistrate judges indicate full-or part-time)  
DISTRICT COURT JUDGE (ACTIVE)  Nomination, Initial    Date Annual  Final  01/01/2006 12/31/2006  

Sb. Amended Report Chambers Office Address the basis the information contained this Report and any  
modifications pertaining thereto, is, opinion, compliance  
300 WILLOW STREET, RM. 212  with applicable laws and regulations.  
BEAUMONT, TEXAS 77701  
Reviewing Officer  Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Repordng individual only; see pp. 9-13 ofinstrucdons.) 
[!]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 	.......  ..... :::0c-:
r--71 
L....
c 
c:: ...
u;:-C)
II. AGREEMENTS. (Repordng individual only; see pp. 14-16 instructions.) 
-""
[!] NONE (No reportable agreements.) (fl a}>
-rii....,.,
PARTIES AND TERMS
()rri (fl Spouse's Non-Investment Income -IJyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
IKJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
IKJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

Date Report 
Name Person Reporting 
06/27/2007
HEARTFIELD, THAD GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[RJ 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[RJ  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION 

Name Persan Reporting 
Date Report 
HEARTFIELD, THAD 
06/27/2007 
VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value
(including trust assets) period 
reporting period 
Description Assets IQcome dl!ring 
Transactions during reporting period 
(2) 
(1) (I) 
(2) 
(4) 
(5)
(3) 
Place "(X)" after each asset :Amount Type (e.g. 
Value Value exempt from prior disclosure div., rent, Code Method (A-H) int.) (J-P) Code3 (Q-W)
lc.k' 
Annuity Ins. Co. (AIG) Interest Annuity Ins. Co. (AIG) Interest 
Type (e.g. buy, sell, redemption) Date Value Month -Code Day (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
Southtrust Bank, Checking Interest Southtrust Bank, Checking Interest 
Southtrust Bank, Checking Interest 
Hebbronville State Bank Stock None Sell 3/21 
Anadarko Petroleum Corp. Royalty 
General American Universal Life None 

UBS RMA Dividend 
10. UBS IRA#! Money Market Interest FICO strips 2/3/08 None 
12. Treas. strips 5/15/09 None 

13. 
Fannie Mae (FNMA) 6.15 12/10/07 Interest 

14. 
Fed. Home Loan Mortgage (FHLMC) 5.125 Interest 10/15/08 

Fed. Home .Loan Bank 5.79 4127109 Interest 
16. 
FNMA Call Step-up Nts 4.0 9/21112 Interest 

17. 
FHLMC Callable 4.625 5/28/13 Interest Income Gain Codes: 1,000 less =Sl,001 -S2,500 =S2,50 -S5,000 =$5,001 -Sl5,000 15,00 -S50,000  
{See Columns and 04) =SS0,001 -SI00,000 =SI00,001 -$1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less  K=Sl5,00l -S50,000 =S50,00I -SI00,000 =SI00,001 -S250,000  
{See Columns and 03) =S250,00I -$500,000 =$500,001 -Sl,000,000 =Sl,000,001 -SS,000,000 =S5,000,001 -S25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Markel  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
06/27/2007
HEARTFIELD, THAD 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes thse the spouse and dependent children. see PP 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end
(including trust assets) reporting peno reporting peno 
Transactio during porti_ng peri  
(I) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  

(1) 
- 

Place "(X)" after each asset Type (e.g. Value Value Code
exempt from prior disclosure div. rent, Code Method (A-H) Ior int.) (J-P) Code (Q-W) 
18. FHLMC Mtn Callable 5.0 1/30/14 Interest Buy 
3/1 
19. 
FHLMC Step Mtn 4.5 10/15/16 Interest 

20. 
FHLB Callable 5.0 6/26/18 Interest 

21. 
Alliance Bernstein Grth Inc. Dividend 

22. Equally Weighted SP 500 Fund Dividend 

23. 
Oppenheimer Strategic Income Dividend 

24. 
Federated Bond Fund Dividend 

25. 
Davis New York Venture Dividend 

26. 
Pimco Total Return Fund Dividend 

Bond Fund Amer. Dividend 
28. 
EuroPacific Growth Dividend 

29. 
Growth Fund America Dividend 

30. 
Investment Co. America Dividend 

31. 
First USA Bank 5.75 2/28/06 Interest Redemption 2/28 

32. 
Greenwood Trust 7.00 CPN 1/26/10 Interest 

Discover Bank 6.95 CPN 8/9/10 Interest 
34. 
Discover Bank 6.8 CPN 917/10 Interest Income Gain Codes: =SI ,000 less =51.00t -52.500 =$2,50 -S5,000 =S5,00t -St5,000 15,00 -$50,000  
(See Columns and D4) =550,001 -$100,000 =5100,00t -St,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =5t5,00t  $50,000  L=550,00t -SI00,000 =SIOO,OOt -5250,000  
(See Columns and DJ) =5250,001 -5500,000 =$500,001 -Sl,000,000 =Sl,000,001 -55,000,000 =$5,000,00  525,000,000 Value Method Codes =$25,000,001  S50,000,000 =Cost (Real Estate Only) =More than $50.000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
HEARTFIELD, THAD 
06/27/2007 
VII. INVESTMENTS and TRUSTS NONE (No reportable income, assets, transactions.) Description Assets Income !il!ring Gross value !!I en.: c:j:...
II. AGREEMENTS. (Reporting Individual only; see pp. 14-16 instructions.) 
!i1 --.-") 
 NONE (No reportable agreements.) 
c:-;> 
-,:1-)>
PARTIES AND TERMS -!) ,.,, _JI. 

Date Report 
05/03/2007
HEARTFIELD, THAD 
III, N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

INCOME 
(yours, not spouse's) 08/0712006 Attorney fee from Chapter Trustee regarding Troy Dodson 4860 Construction Co., Inc. (originated mid-l 980s) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.) 

AND TYPE 

IV, REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependeni children. See pp. 25-27 instructions.) 
 NONE (No reportable reimbursements.) 

 

V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[R] NONE (No reportable gifts.) 
DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[RJ NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 14-60 filing 1nstructwns.J NONE (No reportable income, assets, transactions.)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
Annuity Ins. Co. (AIG) Interest 
Annuity Ins. Co. (AIG) Interest 
Southtrust Bank, Checking Interest 
Southtrust Bank, Checking Interest 

Southtrust Bank, Checking Interest Hebbronville State Bank Stock Dividend Sell 3/21 
Anadarko Petroleum Corp. Royalty aeneral American Universal Life None 
UBS RMA Dividend 
IO. 
UBS IRA#l Money Market Interest FICO strips 2/3/08 None 
12. Treas. strips 5/15/09 None 

13. 
Fannie Mae (FNMA) 6.15 12/10/07 Interest 

14. 
Fed. Home Loan Mortgage (FHLMC) 5.125 Interest 10/15/08 

15. 
Fed. Home Loan Bank 5.79 4127109 Interest 

16. 
FNMA Call Step-up Nts 4.0 9/21112 Interest 

17. 
FHLMC Callable 4.625 5/28/13 Interest Income Gain Codes: =$1,000 orless =$1,00 -$2,500 =$2,501 -S5,000  D=$5,001 -SJ5,000 =$15,001. $50,000  
(See Columns and D4) =$50,00  00,000 =SI00,001 -SI ,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -S50,000 =$50,00 -$I 00,000 =SI00,001 -$250,000  
(See Columns and 03)  N=S250,00I -$500,000  0=$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =Mo"" than $50,000,000  T=Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment =Boo Value =Estimated  

Date Report 
05/03/2007
HEARTFIELD, THAD 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing
instructions.) NONE (No reportable income, assets, transactions.) 
Income Gain Codes: =St ,000 less 1,00 -S2,500 =S2,501 -SS,000 D=SS,001 -SIS,000 15,00 -SS0,000 (See Column and 04) =$50,00 -SI 00,000 I00,00 1,000;000 =Sl,000,001 -$5,000,000 =More than SS,000,000 
Value Codes 15,000 less K=Sl5,00l -S50,000 =SS0,00 I00,000 I00,00  $250,000 (See Column and DJ) =S250,00I  SS00,000 =SS00,001  Sl,000,000 =Sl,000,001  SS,000,000 =SS,000,001  S25,000,000 =S25,000,00I -S50,000,000 =More tha SS0,000,000 
(See Column C2) V=Other 
Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal ssessmcnl =Book Value =Estim
ated 

Date Report 
05/03/2007
HEARTFIELD, THAD 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
35. 
Providian Nat'! 6.10 CPN 317111  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (l)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Interest 
36. 
Hartford Select (HTF) Leaders Var. Annuity 

37. 
HTF Amer. Growth Fund Dividend Buy 6/26 

38. 
HTF American Orth. Income Dividend Buy 6/26 

39. 
HTF American Global Grth Dividend Buy 6126 

40. 
HTF Franklin Mutual Shares Dividend Buy 6/26 

41. 
HTF MFS Total Return Sell 6/26 

42. 
UBS IRA#2 

Hartford Select Leaders Variable Annuity (HTF) 
44. HTF American.Growth Income Dividend Buy 6/26 
HTF American Growth Dividend Buy 6/26 
46. HTF American Global Growth Dividend Buy 6/26 
HTF Franklin Mutual Shares Dividend Buy 6/26 
HTF MFS Total Return Sell 6/26 
49. 
Money Market Dividend 

50. 
Nuveen Insured Muni. Oppor. Fund Dividend 

51. 
Nuveen Insured Quality Muni. Fund Dividend Income Gain Codes: 1,000 less =SI ,00 -S2,500 =S2,50 -$5,000 =SS,00 15,000 =SI S,00 -S50,000  
(See Columns and 04) =S50,00 -SI 00,000 =SI00,001 -Sl,000,000 =Sl.000,00t -$5,000,000 =More than SS,000,000 Value Codes =SI S,000 less  K=SIS,OOt -SS0,000 =SS0,00 -SI 00,000 =SIOO,OOl -S2SO,OOO  
(See Columns and DJ) =$250,001 -SS00,000 =SS00,001  Sl,000,000 =Sl,000,001 -S5,000,000 =S5,000,001 -$25,000,000 Value Method Codes =S2S,000,001 -$50,000,000 =Cost (Real Estate Only) =More than SS0,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Inco Gain Codes: =SI 0000 less =St .00 -S2,500 =$2.501 -S5.000 =S5,00I -$15,000  E=Sl5,00l S50,000  
(See Columns and 04) =$50,001 -$100,000  G=SIOO,OOl -Sl.000,000 =$1,000,001 -$5,000,000 =More than S5,000,000 Value Codes 15,000 less =$15,001 -S50,000  L=S50,00I -SI00,000 =SI00.001 -$250,000  
(See Column and 03)  N=$250,001 -$500,000  o=$500,001 -Sl.000,000 =$1,000,001 -$5,000,000 =ss,000.001 -s25.ooo.ooo Value Method Codes =s2s,ooo.001 -s5o,ooo.ooo =Cost (Re Estate Only) =More than S5o.ooo.ooo ash Market  
(See Column C2) =Appraisal  V=Other =Assessm ent  
U=Book Value  W=Estimated  

Date Report 
05/03/2007
HEARTFIELD, THAD 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporL) certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544