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Judicial Watch • Thad Heartfield Financial Disclosure Report for 2010

Thad Heartfield Financial Disclosure Report for 2010

Thad Heartfield Financial Disclosure Report for 2010

Page 1: Thad Heartfield Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:18

Date Created:October 17, 2011

Date Uploaded to the Library:November 21, 2013

Tags:HEARTFIELD, Thad Heartfield, shares, 2010, Market, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Govermnent Act 1978
Rev. 1/2011 	FOR CALENDAR YEAR 2010 U.S.C, app..8~ 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report HEARTFIELD, THAD U.S.D.C. (TEXAS EASTERN) 
05/10/2011 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
DISTRICT COURT JUDGE (SENIOR) Annual Final
i[~ Initial 
12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained Ibis Report and any 
modifications pertaining thereto, is, opinion, compliance 

~Jth applicable laws and regulations.
300 WILLOW STP~ET, I~M. 212 
BEAUMONT, TEXAS 77701 
Revie~sJng Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must follower~ Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. tR,pocting individual only; seepp. 9-13 f!ling instructions,) 
NONE(No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. ~R,ponlng individual only; ~,~ ~,p. 14-16 filing instructions.) 
NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 

Heartfield, Thad 
Name Person Reporting Date Report
III.
 NON-INVESTMENT INCOME. tRepo,,i,g di,.id~at spouse: ~eepp. IZ-24 ~ling in,,r~c,ions.)
 Filers Non-lnvestment Income NONE (No reportable non-investment income.) 

DATE SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-lnvestment Income -tf you were married during any portion the reportlng year, complete this section. 
(Dollar amount not required except for honoraria.) 

NONE (No reportable non-investment income.) 
DATE_ SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, Iodglng, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PA1D PROVIDED GIFTS. (Includes those spouse and deprndent children; see pp. 28-31offiling instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. ancl,des those o:spouse und de~,endent children; see pp. 32-33 filing instructions.)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

Date Report

Name Person Reporting
05/10/2011

VII. INVESTMENTS and TRUSTS -income, ,oi.e, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(t) (2) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 	Code div., rent, Code Method buy, sell, mrrddd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Western National Life Ins. Co. Interest 
Western National Life Ins. Co. Interest 
Wells Fargo, Checking Interest 
Wells Fargo, Checking Interest 
Wells Fargo, Checking Interest 
Enerrvest Operating LLC Royalty 
Three Forks Resources Royalty 
Enterprise Crude Oil LLC Royalty 
UBS RMA Interest 

10. 
UBS IRAfll Money Market Interest 

II. Oppenheimer Strategiclncome Dividend 
12. 
Federated Bond Fund Dividend 

13. 
PimcoTotal Return Fund Dividend 

14. 
Bond Fund America Dividend 

15. 
Greenwood Trust 7.00 CPN 8/9/10 Interest 	Sold 01/26/10 

16. 
Discover Bank 6.95 8/9/10 Interest 	Sold 08/09/10 

17.
 Discover Bank 6.8 9/7/10 Interest 	Sold 09/07/10 Income Gain Codes: =$1.000 less =$1.001 $2.500 =$2.501 $5,000 =$5.001 $15,000 =$15.001 $50.000 (See Columns and D4) =$50,001 $100.0~0 =$100,001 $1,000.000 =$1.000,001 $5,000,000 =More than $5,000.000 Value Codes =$15.0~O less =$15.001 $50.000 =$50.001 $100.000 =$100.001 $250.000 
(See Columns and D3) =$250.001 $500.000 =$500.001 $1,000.000 =$1.000.001 $5.000.000 =$5.000,001 $25.000.000 =$25.000.001 $50.000.000 -More than $50,000,000 Value Mclhod Codes =Appraisal =Cost (Real Estale Only) =As~ssmcnt =Cash Market  
(See Column C2) =Book Value =Other =E:.timated  

Name Person Reporting 	Dale Report
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 of.filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(l) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior diselosur Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/sller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private transaction) 
18. 
Providian Natl 6.10 3/7/I Interest 

19. 
HTF Amer Growth Fund 	None 

20. 
HTF American Grth Income 	None 

21. 
HTF American GlobaIGrth 	None 

22. 
HTF Franklin Mutual Shares 	None 

23. 
Amer Funds High Income Dividend 

24. 
Merrill Lynch Note 5.0 1/15/15 Interest 

25. 
Vanguard REIT ETF Dividend 	Sold 11/05/10 

26. 
Doral Bank Catano 2.80 7/9112 Interest 

27. 
CIT Salt 3/25 7/8/13 Interest 

28. 
Goldman Sachs 3.50 2/4/14 Interest 

29. 
Goldman Sachs 3.75 2/4/16 Interest 

30. Shares Boxx Inv Grade Fund Interest 

31. Shares Barclays 1-3 Treas Fund Interest 

32. Shares Barclays Aggregate Bnd Fund Interest 

33. Shares Barclays TIPS Bnd Fnd Interest 

34. Shares Barclays 3-7 Tsy Fund Interest =$1.00l 52,500 =$5,001 $15,000 
(See Columns and D-I) =$50.001 5100,000 =5100.001 $1,000.000 =$1.000.001 $5,000,000 =More than $5,000.000 Income Gain Codes: =$1,000 less =$2,501 55,000 =$15.001 Value Codes =$15,0QO less -$15,001 $50,000 =550,001 $100.00~ =$I00,001 $250,000 
(See Columns and D3) ~$250,001 $500,000 =5500.001 $1,000,00Q =$1,000.001 $5,000,000 =$5,000.001 $25,000,000 =$25,000,001 $50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Rcal Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value -Other =Estimated  

Name Person Reporting 	Date Report
HEARTFIELD, THAD 	05/I0/2011
VII. INVESTMENTS and TRUSTS -inco.,o, t,.l.e, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(i) (2) (I) (2) (1) (2) (3) (4) (s) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., r~nt, Code Method buy, sell, mm/dd/y~ Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 	
UBS IRA#2 Money Market Interest 

36.
 HTF American Growth Income 	None 

37. 	
HTF American Growth None 

38. 	
HTF American Global Growth None 

39. 	
HTF Franklin Mutual Shares None 

40. 	
San Antonio ISD 3.0% due 8/15/I0 Interest Matured 08/16/10 

41. 	
Tarrant College 3.5 due 2/15110 Interest Matured 02/I 6/I 

42. 	
FFI Institutional Tax-Exempt Money Marke~ Dividend Redeemed 01128/I Fund 

43. 	
Merrill Lynch Bank Deposit Program Interest Buy 01128/10~ Money Market 

44. 	
Redeemed 03/02/I 

45. 	
Premium Deposit Account Money Market Interest Buy 03/02/10 

46. 	
Redeemed 09/03/I 

47. 	
Preferred Deposit Money Market Interest Buy 09/03/I 

48.
 Nuveen Insured Premium Income Fund Dividend 

49. 	
Nuveen Insured Quality Muni. Fund Dividend 

50. 	
Nuveen Insured Muni. Opportunity Fund Dividend 

51. 	
Weslaco ISD 4.5% due 2/15/25 Interest Buy 03/05/10 Income Gain Codes: 1,000 less =$1,001 $2,500 =$2,501 $5,0~0 =$5.1)01 -$15,1)00 =$15.06~ $50.000 (See Columns and D4) =$50,001 $10~,009 =$100,001 $1,0~,009 =$1,000,~01 $5.0~0,0~ =More than $5,00~.0~0 Value Codes $15.000 less =$15,001 $50,000 =$50,001 $100,000 $100.001 $250,009 
(See Columns and D3) -$250.0~1 $500,000 =$50~,001 $1,1~0.000 =$1,0~}.0~1 $5,000,000 =$5.000.001 $25,000.000 $25,0@),001 $50.000,000 More than $50.0~0.000 =Cash Market 
ISle Column C2) =Book Value -Other =Estimated Value Method Codes =Appraisal =Cost (Real Estate Only) =As~ssmcnt 
Name Person Reporting Date Report
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (i) (2) Value Value Code Method (J-P) Code (Q-W)  Type (e.g., buy, sell, redemption)  Transactions during reporting period (2) (3) (4) Date Value Gain mm]dd/yy Code2 Code (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  
52.  Harlandale ISD 4.75 due 8/15/36  Interest  
53.  Houston Area Water 5.5 due 3/I/12  Interest  
54. Water Developmt Board 5.0 due 7/15/21  Interest  
55.  Spring ISD 4.4 due 8/15/I  Interest  
56. 57.  San Antonio Electric Gas 5.25 due 2/I/14 San Antonio Water Rev. 5.0 due 5/15/13  Interest Interest  
58. Tech Univ. Revs. 5.0 due 8/15/25  Interest  
59.  San Antonio Electric Gas 5.25 due 2/I/I  Interest Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,0~) =$5.001 $15,000 =$15.001 $50.000  
(See Columns and IM) =$50.001 $100,000 =$100.001 $1,000.000 =$1,000.001 $5.000.000 =More than $5.0(~.000 Value Codes $15.000 less =$15,001 $50.000 $50,001 100,000 100,0~1 -$250.000  
(see Columns and D3) =$250.001 $500,000 =$500,001 $1,000.000 =$1,000.001 $5.000,000 =$5.000.001 $25.000.000 =$25,000,001 $50.000.000 -More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estalc Only) =Assessment =Cash Market  
{See Column C2) =Book Value =Other =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (In,tlcate part report.)  

Name Person Reporting Date Report
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside emplo:)anent and honoraria and the acceptance gifts which have been reported are compliance ~vith the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/THAD HEARTFIELD 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. app..~ I01-II1) Person Reporting (last name, first, middle initial) Court Organization Date Report HEARTFIELD, THAD U.S.D.C. (TEXAS EASTERN) 08/11/201 Title (Article judges indicate active senior status; 5a. Report T~,ve (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) 

Nomination, Date 01/01/2010 DISTRICT COURT JUDGE (SENIOR) Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Off~ce Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations.

300 WILLOW STREET, RM. 212 
BEAUMONT, TEXAS 77701 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followecL Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. me~,orti,,~ i.divi,~ual o.ly; seeps,. 9-13 filing instructions.) 	NONE (No reportablepositions.) POSITION NAME ORGANIZATION/ENTITY 

lI. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions,) 1-~ NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Heartfield, Thad 
Name Person Reporting

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 filing instruction~) Filers Non-Investment Income NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE Spouses Non-Investment Income s,ou were married during any portlon the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children: see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE 

Date Repor~ 08/I 1/2011 
INCOME (yours, not spouses) 
ITEMS PAID PROVIDED GIFTS. ancluae~ those spouse and dependent children; see pp. 28-31 filing instructions.)  
NONE 0Vo reportable gifts.)  
SOURCE  DESCRIPTION  VALUE_  
VI. LIABILITIES. ancludes thoso olspouse und dependent children; seepp. 32-33 filing instructions.)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

Name Person Reporting Date Report
HEARTFIELD, THAD 08/I 1/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure  Income during reporting period (2) Amount Type (e.g., Code div., rent, (A-H) int.)  Gross value end reporting period (i) (2) Value Value Code Method (J-P) Code  (I) Type (e.g., buy, sell, redemption)  Transactions during reporting period (2) (3) Date Value mm/dd/yy Code (J-P) (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  Western National Life Ins. Co.  Interest  Western National Life Ins. Co.  Interest  Wells Fargo, Checking  Interest  Wells Fargo, Checking  Interest  Wells Fargo, Checking  Interest  Enerrvest Operating LLC  Royalty  Three Forks Resources  Royalty  Enterprise Crude Oil LLC  Royalty  UBS RMA  Interest  
10.  UBS IRA#1 Money Market  Interest  
II.  Oppenheimer Strategic Income  Dividend  
12.  Federated Bond Fund  Dividend  
13.  PimcoTotal Return Fund  Dividend  
14.  Bond FundofAmerica  Dividend  
15.  Greenwood Trust 7.00 CPN 8/9/10  Interest  Sold  01/26/10  
16.  Discover Bank 6.95 8/9/10  Interest  Sold  08/09/10  
17.  Discover Bank 6.8 9/7/10  Interest  Sold  09/07/I Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =S5,001 $15,090 =$15,001 $50,000  
(See Columns and D4) =$50.001 $100,000 =$100,001 $1,090.000 =$1.000.001 $5,000,099 =More than $5.000,00~ Value Codes =$15,000 less -$15,(Ktl $50.0~0 =$50.0~1 $100.000 $100,001 $250.00~  
(See Columns and D3) =$250.001 $500,0~0 =$500.001 $1,000,000 =$1.000.001 -$5.000,000 =$5.000,001 -$25,000.000 ~$25,1~90,001 $50.00~.000 =More than $50.00~.000 Value Method Codes =Appraisal =Cost (Real E~tate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Eslimated  

Name Person Reporting 	Date Report
HEARTFIELD, THAD 	08/11/2011
VII. STMENTS and TRU STS -incor~e, ,al~e, ,rans~c,io~s ancl~dos ,ho~o ~po~e a~d dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
Description Assets 
(t) (2) (i) (2) (]) (2) (3) (4) 
Place "(X)" after each asset 	Amount Typo (e.g., Value Value Type (e.g., Date Value Gain Identity Code mm/dd/yy Code buyer/seller
exempt from prior disclosure div., rent, Code Method buy, sell, Code (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
18. Providian Natl 6.10 3/7/11 Interest 
19. HTF Amer Growth Fund 	None 
20. 
HTF American Grth Income 	None 

21. 
HTF AmericanGlobaIGrth 	None 

 22. HTF Franklin Mutual Shares 	None 
23. 
AmerFunds High Income Dividend 

24. 
Merrill Lynch Note 5.0 1/15/15 Interest 

25. 
Vanguard REITETF Dividend 	Sold 11/05/10 

26. 
Doral Bank Catano 2.80 7/9/12 Interest 

27. 
CIT Salt 3/25 7/8/13 Interest 

28. 
Goldman Sachs 3.50 2/4/14 Interest 

29. 
Goldman Sachs 3.75 2/4/16 Interest 

30. Shares Boxx Inv Grade Fund Interest 

31. Shares Barclays I-3 Treas Fund Interest 

32. Shares Barclays Aggregate Bnd Fund Interest 

33. Shares Barclays TIPS Bnd Fnd Interest 

34. Shares Barclays 3-7 Tsy Fund Interest =$15.001 $50.000 (See Columns and D4) =$50,001 100,000 =$100.001 $1,000.000 1.000.001 $5.000,000 =More than $5,000,000 Income Gain Codes: 1,000 less =$1,001 $2.500 -$2,501 $5,000 =$5,001 $15.000 Value Codes $15,000 less $15.001 $50,000 50,001 100,000 $100,001 250,000 
(S Columns and D3) =$250,001 $500,000 =$500.001 I.O00.000 =$1,000.001 $5.000,000 =$5,000,001 $25.000,000 =$25.000.001 $50.000.000 -More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Eslale Only) =As::,cs.~menl =Cash Market  
(See Column C2) =Book Value =Other =E~fimated  

Name Person Reporting 	Date Report
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period ()) (2) (2) (t) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (if private (Q-W) transaction) 
35. 	
UBSIRA#2 Money Market Interest 

36.
 HTF American Growth Income 	None 

37. 	
HTF American Growth None 

38. 	
HTF American Global Growth None 

39. 	
HTF Franklin Mutual Shares None 

40. 	
San Antonio ISD 3.0% due 8/15/10 Interest Matured 08/16/10 

41. 	
Tanant College 3.5 due 2/15/10 Interest Matured 02/16/10 

42. 	
FFI Institutional Tax-Exempt Money Market Dividend Redeemed 01/28/10 Fund 

43. 	
Merrill Lynch Bank Deposit Program Interest Buy 01/28/10 Money Market 

44. 	
Redeemed 03/02/10 

45. 	
Premium Deposit Account Money Market Interest Buy 03/02/10 

46. 	
Redeemed 09/03/10 

47. 	
Preferred Deposit Money Market Interest Buy 09/03/I 

48. 	
Nuveen Insured Premium Income Fund Dividend 

49. 	
Nuveen Insured Quality Muni. Fund Dividend 

50. 	
Nuveen Insured Muni. Opportunity Fund Dividend 

51. 	
Weslaco ISD 4.5% due 2/15/25 Interest Buy 03/05/10 =$15,001 $50,000 (See Columns and D4) =$50.001 $10~.000 =$100,001 $1,0~0,000 =$1,0~0,001 $5.000,0~O -More than $5,000,000 Income Gain Codes: 1,000 less -$1,001 $2,500 =$2,501 $5.000 =$5,001 $15,000 Value Codes =$15.000 less =$15,001 $50,000 =$50,001 100.000 100.001 $250.1)00 
(See Columns and D3) =$250.09 $500.1)0~ =$5~,001 $1,000,0~0 =$ .000,001 $5,0~3,000 =$5,900,~31 $25,00~.000 .b~O0.001 50.000.000 ore than $50,000,000 =Cash Market 
~Sce Column C2) =Bot~k Value =Other ~Estimated Value Method Codes. =Appraisal =Cost (Real Estate Only) =As~ssmcnt 
Name Person Reporting Date Report
NONE (No reportable income, assets, transactions.) INVESTMENTS and TRUSTS -income, value, transactions ancludes those spouse and dependent children; see pp. 34-60 filing instructions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (2) Value Value Code Method (J-P) Code (Q-W)  Type (e.g., buy, sell, redemption)  Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private lransaction)  
52. Harlandale ISD 4.75 due 8/15/36  Interest  
53. Houston Area Water 5.5 due 3/I/12  Interest  
54. Water Developmt Board 5.0 due 7/15/21  Interest  
55. Spring ISD 4.4 due 8/15/I  Interest  
56. San Antonio Electric Gas 5.25 due 2/I/14 57. San Antonio Water Rev. 5.0 due 5/15/13  Interest Interest  
58. Tech Univ. Revs. 5.0 due 8/15/25  Interest  
59. San Antonio Electric Gas 5.25 due 2/1/I  Interest Income Gain Codes: =$1,000 less =$1.001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50.000  
(See Columns and D4) =$50,001 $100,000 =$100,001 $1.000,000 =$1,000.0~1 $5,000,000 =More Ihan $5,000.000 Value Codes =$15,0~3 less =$15.001 $50.0~0 =$50,001 $1130.000 =$10~.0~1 $250.000  
(See Columns and D3) =$250,001 $500,000 =$500,001 $1.000.000 =$1,000,001 =$25,000.001 $50.000,000 =More than $50,000.0~0 Value Method Codes =Appraisal =Cost (Rcal Estate Only) =Assessment =Cash Market  
(See Column C2) =Bo~k Value =Other =Estimated  

Name Person Reporting Date Repor~
VIII. ADDITIONAL INFORMATION EXPLANATIONS. Andarko Petroleum Corp. (#6 from 2009) had changed #6, and 2010. General American Universal Life (#7 from 2009) had distribution 2010. 
Name Person Reporting Date Report
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was ~vithheld because met applicable statutory provisions permitting non*disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq, U.S.C.  7353, and Judicial Conference regulations. 
Signature: s/THAD HEARTFIELD 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT 3"0 CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544