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Judicial Watch • Theresa L. Springmann – 2011

Theresa L. Springmann – 2011

Theresa L. Springmann – 2011

Page 1: Theresa L. Springmann – 2011

Category:Federal Judges

Number of Pages:14

Date Created:December 1, 2012

Date Uploaded to the Library:December 21, 2014

Tags:Riversource, Theresa, Springmann, Theresa L Springmann, 2011, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev: 112012 
FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Springmann, Theresa Court Organization Northern District oflndiana Date Report 0511012012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Active Sa. Report Type (check appropriate type) Nommation Date Imtial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/3112011 Chambers Office Address 
U.S. Courthouse 1300 South Harrison Street Fort Wayne, 46802 
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Personal Representative 	Estate 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[2] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
Date Report 
Name Person Reporting 
0511012012 
Springmann, Theresa 
IIJ. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -I/you were maied during any portion the reporting year, complete this section. 
(Dollar amount not requ1red except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
JV. REIMBURSEMENTS --transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children, ;ee 25-27 filing mstructwns) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
Name Person Reporting 
05/10/2012 
Springmann, Theresa GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Chase Master Card 	Credit Card 
 
 
 
05/10/2012 
Springmann, Theresa 
VII. INVESTMENTS and STS income, value, transactions (Jnc/11des those spouse and dependent children; see PP 34-60 filing instmctions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reportmg period ofreporting period 
 
(I) 
(2) 
(I) 
(2) (2) 
(3) (4) (5) 
Amount Type g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
exempt from prior disclosure 
(A-H) mt.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) IRA#! 
-Riversource Life Ins. Fixed account Dividend Redeemed 4/1/201 (part) 
Redeemed 4/29/1 Income Gam Codes. A=$1,000orless =$1,001 -$2,500 42,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50.001 -$100,000 =$100.001 -$1.000,000 =$1,000,001 -$5,000,000 =More than $5.000,000 Value Codes =$15.000 Jess =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250,001 -$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes Q=Appra1Sal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
05110/2012 
Springmann, Theresa 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (1f private 
 
transaction) 
18. Redeemed 8/15111 (part) 
19. Redeemed (part) 9130111 
20. Redeemed (part) 1111111 
 
21. 
Redeemed 12/1/11 (part) 
 
22. 
Redeemed 1216111 Income Garn Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5.001 -$15,000 =$15.001 -$50.000 
(Sec Columns and 04) =$50.001 -$100,000 =$100.001 -$1,000.000 =$1.000,001 -$5.000.000 Jl2 =More than $5,000.000 Value Codes =$15.000 less K=$15,001 -$50.000 =$50,001 -$I 00.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other =Estnnated 
 
 
05/10/2012 
Springmann, Theresa 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transact10ns during reporting period (including trust assets) reportmg period ofreporting period 
(2) 
(I) 
(2) (3) 
(5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
35. Redeemed (part) 3/1/11 
 
36. Redeemed 12/6/11 (part) 
38. 
Annuity -Riversource Fixed Annuity Dividend Redeemed 5/19/11 (part) 
 
39. 
 
40. 
IRA#3 Income Gam Codes =$1,000 less 41,001 -$2,500 =$2.501 -$5,000 D=$5.001-$15.000 415,001 -$50.000 
(See Columns and D4) =$50,001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(See Columns and 03) =$250,00 -$500.000 =$500,001 -$1,000.000 41,000,001 -$5 000,000 =$5.000.001 -$25 ,000.000 =$25,000,001 -$50,000,000 =More than $50,000.000 Value Method Codes =Appraisal R=Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr W=Estnnated 
 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transact10ns dunng reportmg period 
(includmg trust assets) reportmg period reporting period 
 
(I) (2) (I) 
(2) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes 41,000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(Sec Colmnns and 04) F450.001 -$100,000 =$100.001 -$1.000.000 Ill =$1.000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100,00 -$250.000 
(Sec Columns and 03) =$250,00 -$500,000 =$500,00 -$1,000.000 =$1,000.001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000.00 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estnnatcd 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reportmg penod (including trust assets) reporting penod reporting period 
69. 
Buy 2115111 (add!) 
70. 
Buy 3/15111 (add!) 
71. 
Buy 5/16/11 (add!) 
72. 
73. Compagme Financiere Richemont Switz Dividend Buy 11511 
common shares 
74. Exelon Corp. common shares Dividend 
Buy 2/11/1 
75. Exelon Corp. common shares Dividend 
Buy 311 Ill (add!) 
76. Apple common shares 
Buy 3/14/11 JNone 
77. Applied Materials common shares 
4/28/11Dividend Buy 
78. Abbott Labs common shares Dividend 
4/28/1 
JBuy 
79. Coinstar Inc Common shares 
7/6/11None Buy 
80. Ford common shares 
1/3/11None Sold 
81. Broadcomm common shares Dividend 
l/12/11 
Sold 
82. Apple common shares 
2/JO/ 
None Sold 
83. Starbucks common shares Dividend 
Sold 311011 
84. Rowe Price retirement Income Fund Dividend 
Buy 5/31/11 
(add!) 
85. Rowe Price New Asia Buy 1/13/1 
Dividend 
(2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type g., Date Value Gain Identity 
Code 
exempt from pnor disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int) (J-P) Code3 redemption) (J-P) (A-H) (if private 
transaction) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 D=$5.001-$15,000 =$15,001 -$50.000 
(Sec Colmnns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001  $5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
{Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estnnated 
 
 
Date Report 
Springmann, Theresa 
05/10/2012 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc111des those spouse and dependent children; see pp. 34-60 offitinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(!) 
(2) (2) (2) 
(3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes A=$1,000 Jess =$1,001 -$2.500 42.501 -$5,000 D=$5,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and 04) =$50.001 -$!00,000 =$!00.001 -$1.000.000 Iii =$1.000,001 -$5.000.000 Ji2 =More than $5,000.000 Value Codes =$15, 000 less K=$15,001-$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250,00 I-$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.001 -$50.000,000 =More than $50,000,000 Value Method Codes Q=Appra1Sal =Cost (Real estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other W=Estimated 
 
 
Date Report 
Name Person Reporting 
0511012012 
Springmann, Theresa 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(includmg trust assets) reporting period reporting period 
 
(I) 
(2) 
(I) {I) 
(2) (3) 
(4) 
Place (X) after each asset exempt from pnor disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mrnldd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
103. Buy (add!) 3/31/11 
 
104. Buy 4/29/1 (add!) Income Gam Codes =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 D=$5,001-$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50.001 -$I 00.000 =$I 00.00 $1.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and DJ) =$250.00 -$500.000 =$500,00I -$1,000.000 =$1.000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.00 -$50.000.000 =More Ihan $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estnnatcd 
 
 
05/10/2012 
Springmann, Theresa 
VII. INVEST MEN and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transact10ns during reporting period 
(including tru;t assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (ifprivate 
 
transaction) 
120. Buy 5/16/11 (add!) Sold 5/16/11 
122. common shares Dividend 
 
123. 
American Electric Power common shares Dividend Income Gam Codes =$1.000 less =$1,00 -$2.500 =$2,501 -$5,000 45,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes 415,000 less =$15,001 -$50.000 =$50.001 -$!00.000 =$!00.001 -$250,000 
(Sec Columns and 03) =$250,001 -$500.000 =$500,00 -$1,000.000 41,000,001 -$5,000,000 =$5.000.001 -$25,000,000 425,000.001 -$50,000.000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estnnated 
 
 
Date Report 
Name Person Reporting 
Springmann, Theresa 
05/10/2012 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting penod (including trust assets) reporting period reporting period 
(I) (2) (3) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
137. Wisdom Tree Large Cap Fund Dividend 
138. 
139. 
140. Income Gain Codes =$1.000 less =$1.001 -$2.500 42.501 -$5.000 =$5.001 -$15.000 =$15,00 -$50,000 
(Sec Columns and 04) =$50.001 -$!00.000 I00.00 l.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.00 -$250.000 
(Sec Columns and D3) =$250.001 -$500.000 0=$500,001 -$1.000.000 =$1.000.001 -$5.000,000 =$5.000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other =Estunated 
 
 
Date Report 
Name Person Reporting 
tilNANCIAL DISCLOSURE REPORT Page 13of14 
05/10/2012 
Springmann, Theresa 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofreport.) Part VII: Line -Name change was Riversource Div Bond Line -Name change was Riversource Cash Mgmt Line Name change was Riversource Div Bond -Line -Name change was Riversource Cash Mgmt Line -Name change was Riversource Div Bond Line Name change was Riversource Div Bond 
Line Name change was Riversource Cash Mgmt 
Line -Disney common shares were inadvertently omitted from prior reports 
Line Name change was Rowe Pnce Retirement Fund 
 
 
Date Report 
Springmann, Theresa 
05/10/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Theresa Springmann 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544