Skip to content

Judicial Watch • Thomas A. Varlan – 2003

Thomas A. Varlan – 2003

Thomas A. Varlan – 2003

Page 1: Thomas A. Varlan – 2003

Category:Federal Judges

Number of Pages:16

Date Created:February 3, 2005

Date Uploaded to the Library:December 30, 2014

Tags:Varlan, Thomas A Varlan, Small, Wachovia, SAVINGS, thomas, Growth, Gross, 2003, assets, spouse, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

JI. AGREEMENTS. (Reporting individual only; sec: pp. 14-16 offiliDginstructi.ons) NONE -(No reportable) 2003 
 
 
 
III. NON-INVESTMENT INCOME. (R.eporling individual and spouse; see 17-24 filing instructions) Filers Non-Investment Incom NONE -(No reportable nan-investment income.) 2.003 Bass, Berry lllld Sims PLC .Attorney (youli, not spouses) 60,603.00 Spouses Non-Investment Income-(Ifyou wcremmiedduringanypartionofthcrcpOrting year, please complete this acction. (dollar amount not required cx.ccpt far bonoraria) NONE -(Notepmtablcnon-investmmtincomc.) 2003 The Envision Group, LLC, facili1atar 
(lm:ludes tbo8c pOUSC lllld depcodmt childrm. Sec pp. 25-27 instructicms.) 
 NONE -CNosuchrcpor1ablcreimbwscmcnts.) 
NameofPccsonRcporting 
Date Report 
-, 
Varian, Thomas 
412712004 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE -(No such reportable gifts.) Knoxville Bar Association Judges Robe $300 
Bass, Berry Sims, PLC SS,218 
 
 
VI. LIABILITIES. (Includes 1hose ofspouse and ckp:ndent cbildmL See pp. 32-34 instructions.) 
 
 NONE (No rcponable liabilities.) 
CREDITOR 
 
 
 
 
 
Name Penwn Reporting Date Ri:port _Page of3 Varbm. Thomas 4/2712004 
 
H:! =-More than SS.000.000 r-Jncmne!Gain Codes: .... ... 000 icss -$1.00l-S2.SOU 
(See Columns and D4) i:-: S50.001-S lO[i.000 SlOG,OOl-Sl.000,000 Value Co: Sl5.(1{)(10,-icso SIOO.OOJ-S:.!50,(1(){ S.5.0 .OO:J,000 $15,001-$50,000 !50,001-S IOO.(){IO i.ooo.o; -SS.OOD.OOD P.! 
 
rSee Columns aru::m; SZ5o.o:Jll-S50.()()(I S50U.00i-k0,Kl,OOO sz: .oo;-$SU.OOO.. 
Income dariq: 
Gross value end JiansactiDD during reporting period 
Description Assets 
reportiug period 
n:portingperiod 
(including trust mets) exempt 
(1) (2) 
(1) (2) 
(3) 	(4) (S) 
(2) 
PlllllC cx1 after each assetexempt Amount (e.g. 
Date: 
Value Value Type (e.g. 
Value Identity from prior disclosuR 
buy, sell, 
Mondi 
Codc2 Melhod 
Code div. rmit. Codc2 Code buycrtscllcr 
int.) (J..P) Codc3 
(Q-W) 
lllClglCr, 
Day (J-P) 
(A-H). ftfprivatelraDsacticm) 
19. 
-(X) Goldman Sachs Research Select Fd. 
 
20. 
-Pimco Small Cap Value Fund Cl. 
 
 
21. -Pimco High Yield Fund 
22. 	 
-Seligman Communication lnfmmation Inc. Cl. 
 
23. 
-VIC Emerging Growth 
 
24. 	 
Wachovia Securities IRA Dividend 
 
25. 
-Evcrgrcc:n Govt. Money Mam:t Fd. Cl. 
 
 
26. -Evcrgrcc:n Omega Fd. 
27. 
-Goldman Sachs Tr. Growth Opps. Fd. 
 
28. 
-John Hancock lnvt. Tr. Small Cap F.quity Fd. 
 
 
29. -Ivy Fd. European Opportunities Fd. 
30. 	 
Bass, Baty Sims Pension Plm DMdml 
 
31. 
-AmSoulh Pooled Funds 
 
 
32. 	Bass, Baty Sims Savings Plm Dividend 
34. 
-AmSouth Pooled Funds Dividend 
UBS Retiremc:at Account Dividmd 
35. -UBS R.ctin::mcDt Money Fund DMdml Savings Bond Interest 
Codes: Sl.OOD less Sl.001-Sl.500 $15.001-SS0.000 
(See Col=: midD4) S5u.001-S100,000 s100,001s1.ooo.ooo -Sl,OOO.OOH.5.000.000 =More thanS5.00U.000 -Codes: SlS,UO -0r less SlS,OOl-50.(}(}(l $50,00J,5;100.000 SJOD.OOJ-s:!S0,000 fSe: Columns an.: SZ50.000-S:50l:,: $500.(1()1-:bl.OOO.OOO 1.000.001-5,000.()(lO =S5.0()0.00i-S:!5.000.(100 S:!5,000.001-$5G,D0U.0[1Ll A.;ipraisal Cos; t 
from priorlosun: 
Type (e.g. 
Value 
Value IdentityofAmount 
Value 
Gain 
(e.g. 
buy, sell, 
Mc:lhod 
Codc2 
Code buyer/seller 
Code2 
Codel 
n:ut. 
Jnelgm, 
Code3 
Day 
(J-P) 
(A-H) 
inl) 
nxlcmption) 
{Q-W) 
(if private 
{J-P) 
{AH) 
tramactioa) 
37. STRIPS TINT -U.S. Treasury 
lnte:rest 
CATS 
Interest 
39. Tn. State School Board Aulharity Higher Ed. Facilities lnte:rest 
40. Tc:nnCssees BEST Prepaid Tuition AccouDls lnte:rest 
41.. ln::ameGain Colics: Sl.000 less $t,OQJ.::500 iJ00,001..:bl.000,000 s1.ooo.001-ss,ooo.-00:i Moft thm ss.ooa.ooo 
:::. Value Codes: Sl5,00G 5.001-SSO,OOO !>StLOOl-$100.000 $!00.00l-S.!50,000 
 mwnnr.Cl i1I1dD3; =$50.00J-5500,0)(1 1,00u.IKll-$5.000.00 S:5.00.00J-1::!5.0ll0.00:J S:.!5,(l()O,OQ].$50.QO[l.0(1(1 More lilan 150.000.000 ost (Kea: Esmtt (Jnl, A.ss:ssrum Cashlvlari:e. Part VIl -In Part VD. line 30, 2002 report, listed Wachovia Sccmitics Money Market. That llCCOllllt still owned but now. exempt ftom disclosure due reduction income and value. Part Vil -Page Line 32-The Bass, Berry and Sims Savings Plan was rolled over 1he Thrift Savings Plan during 2003. 
 
 
 
 
Name Petson Reporting 
 
Date Report 
Varlan; Thomas 
4127/2004 
 
IX. CERTIFICATION. certify that all information given above (including infonnation pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief: and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that ea.med income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  5() seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TIIlS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FlllNG INSTRUCTIONS Mail signed original and additional copies to: 
Committee Financial Disclosure 
 
Office the United States Courts 
Suite2-301 
One Columbus Circle, .E. 
 
 
Washington, D.C. 20544 
.in Government Act 1978 
Rev.1/2004 
Calendar Year 2003 U.S.C. app.  101-111) Person Reporting (Last name. First name, Middle lni.tial) Court Organization Dateof arlan, U.S. District Court, Tenn. 41271.2004 	Title (Article Judges indicate active seaior status; ReportType (check approp:iate type) Reporting Period magistrate jud,.aes indicate full-or part-time} Nominatioo, Date 1/1/2003 District Judge -Active 
to0 JnitiaJ Annual Final 
1213112003 Cbambc:s Office Address the basis the iDformationcontainedin this Report and any 
modifications pertaining theretortillg period 
(including trust assets) not exempt 
(1) (2) 	(2) (I) 
Place (X) aft= each asset exempt 	Value Value TlPe Dam: 
Amount (e.g. 	(e.g. Value Identity 
from p.tior disclosum 	Code div. n:nt. Code2 Method bay, sen. Mondi-Code2 Code bttyerlseller 
(A-H) int.) {1-P) 	Code3 merger, Day (1-P) (A-H) (if private (Q-W) 1*mption) transaclion) 
DNONE (No n:portable income, assets, tllmsactiODS) 
AmSouth Bank Accounts Interest 	Cola Common Stock Dividelld 
 
BBT Common Stock Dividelld 	City ofKmxville Defcired Com_peosatioD.Program Dividend T(457). -Fidelity Coatrafund 6.. -Nationwide Fixed A.ccouut -Invesco Dyn.. Fnd. Inc. 
-JanusFUDd T., -Gartomma Tot. Rctum.FundD -Temp. Foreign fund Cls. 
... 
11. Wachovia Securities IRA Dividcnd  -Eve:rgreen. Govt. 
. 
-.Alliauce .Bemstein Growth Income Fd. 
 
:.,, -Dreyfus Premier Worldwide GrowthFd Cl. 
15. 
-Eaton Vance Growth Tr. Worldwide Health Science Fd. 
 
16. 
-Eve:rgreen. Omega Cl. 
 
17. 
-Fidelity Advisor Se:r. Mid-Cap 
 
18. -Ivy European Opportuuitics Fd. Cl. 
 FlNANCIAL DISCLOSURE REPORT 
NameofPersonReporting ofR.eport 
Page 2of3 
 
Varlan. Thomas 4127/2004 yn. INVESTNIBNTS and 1RUSTS -iD:ome, vaiue. transcations (includes t1ioseoftbespouseanddependentchildr= Secpp. 34-s1 filing instructions.) 
Income dw:iDg Gross value end 
T.ransactions during ieporting period De$:ription Assets fmcluding trust assets) 
not exempt 
(1) (2) (1) (2) (1) 
P!ace (X) after each asset exempt from prior disc! 
Coclc Typediv. 
rcut. 
Value Value Typebuy, sell, 
Dal=: Value Identity 
Man!h 
Codc2 Code2 
buyedselle:rDay (J-P) (A-H) [if private transaction) 
(A-H) int.) 
Code3 merger, 
tedemption) 
 
... 
19.. -Goldman Sachs Research Select Fd. 20. -Pimco Small Cap a1ue FUDd 21. -Pimco High!ieldFund 
::: 22. -Seligman Communication IDfimna.ti.on,Fd.. Inc. O.D  -VIC_Emcrging Growth 23. 
..... 
.:.,. Wachovia Securities IRA2 Dividend 
... -Ev Govt. Maney Marla:t Fd.. -Evergieen Omega Fd. 
21. -Goldman Sachs Tr. Growth Opps. Fd. 
.. 
28. -JohnHancock Invt. Tr. Small Cap Equity Fd.. 
. 29. -Ivy Fd.. European Oppartuu.ities Fd.. 
Bass, Bca:y Sims PC:DSion Plan Dividend 
:,,. 31. -AmSouth Pooled Funds ... - 
.-: 32 ,.  Bass, Beay Sims Plan Di:vidcod 
33. -.AmSouth Pooled F1JIU!s Dividc:nd 
34_. UBS R.etirrmcJt Account Divideod 
35. -UBS Retimnem Money Fund DivideDd Savings Bond 
Gross value end 
Name Person Reporting 	Date Report 
Page of3 
VarlaD, Thomas 	4/27fl.004 
VII. INVESTMENTS and TR.US -income, value, tmnscations (includes those oftbc spouse and dcperulent cllildi=. See pp. 34-57 filing inslmelious.} 
Income during Description Assets i:eportiDg period(mcludi:Dg tmst assets) 
Transactions during .reportingperiod 
not acmpt 
(1) (2) (I) (2) (I) 
(2) (3) (4) (S) 
Place (X) after each asset =mpt 
Amoullt Type (e.g. 
ftompriordisclosure 	div. r:ent. 
Type (e.g.Value Value Date: Gain Identity Method buy, sell, Month-Codel Code2 Codel buseller ,fCodc3 meiger, Day 
m!moption)(Q-W). 
(A-H) (:if private 
transaction) int) (J-P)(A-H) 
STRIPS -TINT -U.S. Tn:asury 
38. 	Tn. State School Boani Aulhority Higher Ed. Facilities 	Tennessees BEST Prepaid Tuition Accounts Interest 4.1. 
. ,_ 
-: :. 
..: ,  Part VII-Pagel, Lines 11through18 and Page Lines through29 -Any changes between the priorandcurrcntyearreport investments represent changes within IRA retirement accounts over which have decision making capacity. Part VII -Page Line -The Bass, Beay and Sims Savings Plan was rolled over the Thrift Savings Plan during 2003. 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belie: and that any infon:J.!.ation not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND Wil..FULL FALSIFIES ORF AILS FILE nns REPORT SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. 
_Washington, C20544