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Judicial Watch • Thomas A Varlan Financial Disclosure Report for 2010

Thomas A Varlan Financial Disclosure Report for 2010

Thomas A Varlan Financial Disclosure Report for 2010

Page 1: Thomas A Varlan Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:16

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:Varlan, Merged, Century, Thomas A Varlan, Advisors, thomas, Fidelity, American, 2010, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act ofl978
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..~ I01-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Varlan, Thomas U.S. District Court, Tenn. 05/12/2011 Reporting Period Title (Article II! judges indicate active senior stares; 5a. Report Type (check appropriate type) 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 District Judge Active Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address 	8.On the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. District Court 
800 Market Street 
Knoxville, "IN 37902 

Re~dcwing Officer 	Date 
IMPORTANT TES: The instructions accompanying this form must followet Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (r~o~ng individual only; see pp. 9-13 fillng inMructlon) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Advisory Board 	University Tennessee, Department Political Science 
Director 	Bearden High School Foundation 
Successor Trustee 	Alexander Varlan Revocable Living Trust 
Member 	Judicial Conference the United States 
Associate Board 	University Tennessee, College Arts and Sciences 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 fillng instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Varlan, Thomas 
III. NON-INVESTMENT INCO ME. (R,po,~,g dlvid,,I,,d spo,se: seepp. IZ-2 of~li, Filers Non-Investment Income NONE non-investment income.)(No reportable DATE SOURCE AND TYPE  INCOME (yours, not spouses) Spouses Non-Investment Income -if you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE  
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION  PURPOSE  ITEMS PAID PROVIDED GIFTS. cl,~es ,hos, spouse u,d de~.d,,, child,~.; s~e pp. 2S-31 filing instructions~)  
NONE (No reportable g~s.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. ancl,,~e~ ~ho~ o/spo~se ond d~,en~n, children; see pp. 32-3J filing in~tructlon)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  

Varlan, Thomas 	05/12/2011
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets 	Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) (I) (2) (I) (2) (3) (4) (5) (I) identity
Place "(X)" after each asset Amount Typ~ (e.g., Value Value Type (e.g., Date Value Gain exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~ Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	AmSouth Bank Accounts Interest 	
Coca Cola Common Stock Dividend 	
BBT Common Stock Dividend 
U.S. Savings Bond Interest 	
Tennessees BEST Prepaid Tuition Accounts Interest 	
Strategic Portfolio Service Advantage IRA Dividend Fidelity Adv. Strategy Income Dividend UMB Scout Stock Dividend Fideltiy Advisor New Insights Dividend 

10. Century Equity Income Dividend 

11. 	
-Fidelity Advisors Float Dividend 

12. Franklin Mutual Discovery Dividend 

13. American Century Diversified Bond Dividend 

14. American Century Heritage Dividend 

15. Franklin Mutual Discovery Dividend 

16. American Century Equity Income Dividend Merged 01/02110 (with line 10) 

17. Fidelity Advisors New Insights Dividend Merged 01/02/10 (with line Income Gain Codcs: -$1,000 Icss =$1,001 $2.500 =52.501 $5,000 =$5,001 $15,0~0 =$15,001 $50.000 (See Columns and 50.001 100.000 100.001 1.000.000 1.000.001 5.000.000 112 ore Ill,an Value Codes =SI 5.0(~ less =$15.0OI $50.000 =550.001 510~.000 =$100.001 $250.000 
ISce Columns and D3) =$250.001 5500.000 =$50~.001 $1,0~0.000 =51.000.0~1 55.000,000 =$5.000.001 $25.000.00~ -525.000.001 $50.00~.0~1 =More Ihan $50.00~.000 -~?ash Markc~ 
(See Column C2) t3~k Value =Other =Estimated Value l.lclhod Codes =Appraisal =~ost {Real Estate Only) =Asscssmcn! 
Varlan, Thomas 05/12/201
VII. INVESTMENTS and TRUSTS -income, value, transactions tlncludes those spouse and dependent children; see pl~ 34-60 fillng instructions.) 
NONE (No reportable income, assets, transactions.) Description Assets (including trust asse~) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (t) (2) Amount Type (e.g., Code div., rent, (A-H) int.)  Gross value end reporting period (i) (2) Value Value Code Method (J-P) Code (Q-W)  (t) Type (e.g., buy, sell, redemption) Transactions during reporling period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  
18. 19. 20. 21. 22.  -American Century Heritage -UMB Scout Stock -American Century Diversified Bond -Fidelity Advisor Float Rt. -Fidelity Advisors Strategy Income  Dividend Dividend Dividend Dividend Dividend  Merged (with line 13) Merged (with line Merged (with line 13) Merged (with line Merged (with line  01/02/10 01/02/10 01/02/10 01/02/10 01/02/10  
23.  -Fidelity Advisor Float Re.  Dividend  Merged (with line  01/02/10  
24. 25. 26. 27. -American Century Heritage -American Century Heritage -American Century Diversified Bond -Putnam Absolute Return 100  Distribution Dividend Dividend Dividend  Merged (with line 14) Merged (with line 14) Merged (with line 13) Buy  01/02/10 01/02/10 01/02/10 02/16/10  
28. Strategic Advantage Service Portfolio IRA  Dividend  
29. Franklin Mutual Discovery  Dividend  
30. -UMB Scout Stock  Dividend  
31. Fidelity Advisors Strategy Income  Dividend  
32. American Century Equity Income  Dividend  
33. Fidelity Advisors Float Rt.  Dividend  
34. Fidelity Advisors New Insights  Dividend Income Gain Codes: (See Columr~s and 1)4) Value Codc~ (SeeColumnsCI and D3) =$1.000 less =$50.001 $100,000 =515,000 o les~ :$250.001 $500.000 =$1.001 $2.500 =$100.0OI $1.000,000 =$15,001 550.000 $500.001 $1.0~0.000 =$2.501 $5.000 =$1.000.001 $5.000.000 =$50.001 $100.000 =51.000.001 55.000.000 =$5.0OI $15.000 112 =More than $5.000.000 =5100.001 $250.000 =55.000.001 $25.000~) =515.1)01 $50.000 =$25.000.001 $50.000.000 ~More ihan 550.000.000 Value Method Codes =Appraisal -~:ost (Real l~tale Only) =Assessment =Cash Market  
ISee Column C2) =Bc~k Value =O~hct =Estimated  

Varlan. Thomas 05/12/201
VII. INVESTMENTS TRUSTS i.co,ne, vot,,e. ~a.$actlo~ (Includes those ofspoase and dependent children; see plx 34-60 filing instraction~) 
NONE (No reportable income, assets, transactions.) Description Assets (including ~mst assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2)[ Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end ofrrponing period (I) (2) Value Value Code Method (J-P) Code (Q-W)  (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/ddhyy Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  
35. American Century Diversified Bond  Dividend  
36. American Century Heritage  Dividend  
37. Putnam Absolute Ret 100  Dividend  Buy  01/15/10  
38. 39. 40.  Strategic Porlfolio Service Advantage, SEP/ IRA Ishares Russell 3000 Index Fund Varlan Revocable Living Trust    Dividend Dividend None  Merged (with line 28) Merged (with line 28)  01/15/10 01/15/10  
41. Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2..501 $5,000 =$5.001 $15.000 =$15,001 -$50.000  
(See Columns and IM) -$50.001 $100,000 =$100.001 $1.000.000 =$1,000,001 $5.000.000  112 =More Ihan $5.000,000 Value Codes =$15.000 less =$15.001 $50.1)00 =$50.001 $100,000 =$100.001 $250.000  
(See Columns and D3) =$250.001 $500.000 =$500.001 $1.000.000 =$1.000.001 $5,000,000 =$5.000.001 $25.000.000 =$25.000.001 $50,00).000 =More than $50.000,000 Value Method Codes =Appraisal =:Cost (Real Estate Only) =Assessment -~2ash Markc~  
(See Colmnn C2) =Book Value =O~her =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS.  

Name Person Reporting Date Report

IX. CERTIFICATION, certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best kno~ledge and belief, and that any information not reported was ~vithheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature s/Thomas Varlan 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..~;.~" 101-111) Court Organization Date Report Varlan, Thomas U.S. District Court, Tenn. 08/17/201 Person Reporting (last name, first, middle initial) Reporting Period Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate type) 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 District Judge Active Initial Final Annual 
12/31/2010 
5b. Amended Report Chambers Office Address 8.Off the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

with applicable laws and regulations. 
800 Market Street, Suite 143 
Knoxville, 37902 District Court 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where.rou have reportable information. Sign last page. POSITIONS. ~R,vo,~,z ~.divld.at o.ty; s,e vv. 9.1~ omi.g instructions.) NONE(No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Advisory Board University Tennessee, Department Political Science 
Director Bearden High School Foundation 
Successor Trustee Varlan Revocable Liv Trust 
Member Judicial Conference the United States 
Associate Board University Tennessee, College Arts and Sciences 

II. AGREEMENTS. t~,po,i,g i.ai~ia.~t o.ty; s,, pp. 14-16 firing instructions.) J-~ NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 
Varlan, Thomas 

III. NON-INVESTMENT INCOME. tRepo~ng individual and spouxe; see pp. 17-24 filing instruction.~) Filers Non-Investment Income NONE(No reportable non-investment income.) 
DATE SOURCE AND TYPE 

INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting )ear, complete this section. 
(Dollar amount not required except for honoraria.) 

NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS --transpo.a~o~, lodging, load, ente.a~nmen~ 
(Includes those spouse and dependent children; see pp. 25-27 filling instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. anct,,des those spo~e ,,nd de~,endent children; see pp. 28-31 filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
Vl. LIABILITIES. ancl,,d~ those o/spo~e ,,nd de~,endent children; see pp. 32-33 filing instructions.)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE INVESTMENTS and TRUSTS -income, value, t~a,~a.lo~ (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporling period 
(i) (2) (I) (2) (3) (4) (5)
~1 (i) (2) Place "(X)" after each asset Amount Type (.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, rnm/dd~,y Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	AmSouth Bank Accounts Interest 
Coca Cola Common Stock Dividend 	
BBT Common Stock Dividend 
U.S. Savings Bond Interest 	
Tennessees BEST Prepaid Tuition Accounts Interest 	
Strategic Portfolio Service Advantage IRA Dividend Fidelity Adv. Strategy Income Dividend UMB Scout Stock Dividend Fideltiy Advisor New Insights Dividend 

10. Century Equity Income Dividend 

11. Fidelity Advisors Float Dividend 

12. Franklin Mutual Discovery Dividend 

13. American Century Diversified Bond Dividend 

14. American Century Heritage Dividend 

15. Franklin Mutual Discovery Dividend 

16. American Century Equity Income Dividend Merged  01/02/10 
(with line I0) 

17. Fidelity Advisors Newlnsights Dividend Merged 101/02/10 
(with line Income Gain Codes: -$1,000 less =$1,001 $2.500 =$2,501 $5,000 =$5.001 $15.000 =$15.001 $50.000 (See Columns and D4) $50.001 $100.00O =$IO0.OOI $1.000.000 Ill =$l.000.0OI $5.000.000 112 =More than $5.000.000
 Value Codes =$15.000 less =$15.001 $50.000 =$50.001 $100.000 =$100.0OI $250.0~1 

IScc Columns and D3) $250.001-$500.000 O=$500.001.$1.000.000 =$1.0OO.001 $5.000,000 =$5.0~O.0OI $25.000.000 =$25.000.0OI $50.000.000 =More than $50.000.000
 Value Method COdes ~Cos! tRcal Estate Only) =As~ssme~! =Cash Market :Appraisal 
(See Cohtmn C2) =Book Value :Olher :Eslima~cd 

Varlan, Thomas 	08/17/201 II. INVESTMENTS and STS -incom,, ,.alum, ~o~actlo~ anciud~ thos~ o/spouse and dependent children; see pl~ 34-60 filing instructions) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end 	Transactions during reporting period 
(including trust assets) reporting period reporting period (2) (1) (2) (3) (4) (5) (1) (2)
Place "(X)" after each asset 	Type (e.g., Value Value Type (e.g., Date Value Gain Identity Amount 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/sellerI(A-H) int.) (J-P) Code redemption) (J-P) (A-I) (if private (Q-W) transaction) 
18. American Century Heritage Dividend Merged 01/02/10 (with line 13) 

19. UMB Scout Stock Dividend Merged OI/02/lO (with line 

20. American Century Diversified Bond Dividend Merged 01/02/10 (with line 13) 

21. Fidelity Advisor Float Rt. Dividend Merged 01/02/I0 (with line 

22. Fidelity Advisors Strategy Income Dividend Merged 01/02/10 (with line 

23. Fidelity Advisor Float Rt. Dividend Merged 01/02/10 (with line 

24. American Century Heritage Distribution Merged 01/02/10 (with line 14) 

25. American Century Heritage Dividend Merged 01/02/10 (with line 14) 

26. American Century Diversified Bond Dividend Merged 01/02/10 (with line 13) 

27. Putnam Absolute Return 100 Dividend Buy 02/16/10 

28. 	
Strategic Advantage Service Portfolio IRA Dividend 

29. Franklin Mutual Discovery Dividend 

30. UMB Scout Stock Dividend 

31. Fidelity Advisors Strategy Income Dividend 

32. American Century Equity Income Dividend 

33. Fidelity Advisors Float Rt. Dividend 

34. Fidelity Advisors New Insights Dividend lncome Gain Codes: =$1,000 less =$1,001 $2,500 =$2.501 $5,000 55,001 515.000 =515,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100.001 $1.000.000 111 =$1.000,0~1 $5.0~O.000 112 =More lhan 55.000.000
 Value Cod~ =515.000 less =$15.001 550.0(~) -$50.0)1 $100.000 =510~).001 $250.000 

(Scc Columrts and D3) =5250.001 5500.000 =5500.001 $1.00~.000 51.000.001 $5.000,000 =55.000.001 $25.000.0~O =$25.000.001 $50.000.0~0 =More Ihan $50.00~.000
 Value Method Codes =Appraisal =Cost (Real l~talc Only) =Asscssmcnl =Cash [Slarkcl 
(See Column C2) =O~her =Estimated =[look Value 
Name Person Reporting 	Date Report INVESTM ENTS TRU STS i,.co,.e, vat.,,, tra.s~.io.s a.aud.s ,hos~ o/spots. ~.d d,p~.de.t chiU,,.: s~e pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
(I) (2) (i) (2) (i) 
Place "CA)" after each asset 	Amount Type (e.g., Value Value Type (e.g., Code buy, sell,
exempt from prior disclosure div., rent, Code Method (A-H) int.) (J-P) Code ~:temption) (Q-W) 
35. American Century Diversified Bond Dividend 

36. American Century Heritage Dividend 

37. Putnam Absolute Ret IO0 Dividend Buy 

38. 	
Strategic Portfolio Service Advantage, SEP/ Dividend Merged IRA (with line 28) 

39. 	
-Ishares Russell 3000 Index Fund Dividend Merged (with line 28) 

40. 
Varlan Revocable Living Trust None 

(X) (See Part VIII) 

41. Income Gain Codes: =$1.000 less :$1.001 $2.500 =$2.501 $5.000  
(See Columns and D4) =$50.001 $100.000 =$100.001 $1.0~0,000  Ill =$1.000,001 $5.000.00~ Value Codcs =$15.000 Icss -$15.001 $50.00~ $50.0~1 $10~.000  
(See Columns and D3) =$250.001 $500.000 -$500.001 $1.0~0.000 =$1.000.001 $5.000.000 =$25,00~.001 $50.000.000 =More Ihaa $50.0~0.000 Value Method Codes =Appraisal :Cost (Real Estate Only) :Asscssm,"m  
(See Column C2) -Book Value =Olh...r :kstimawcd 
Transactions during reporting period 
(2) (3) (4) 
Dale Valu~ Gain 

mm/dd/yy Code Code (J-P) (A-H) 
01/15/10 01/15/10 01/15/10 :$5.001 $15.000 112 =More lhan $5.000.000 =$100.001 $250.000 =$5.000.001 $25,000.000 :Cash Market 
(5) Identity 
buyer/seller (if private transaction) =$15.001 $50.000 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part rcpor~) Part VII, Line :_" ~-7~,I, ii_  

Name Person Reporting Date Report
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Thomas Varlan 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544