Skip to content

Judicial Watch • Thomas B Russell Financial Disclosure Report for 2010

Thomas B Russell Financial Disclosure Report for 2010

Thomas B Russell Financial Disclosure Report for 2010

Page 1: Thomas B Russell Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:12

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:Paducah, Thomas B Russell, Regions, Russell, thomas, 2010, INVESTMENTS, EPA, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978
FOR CALENDAR YEAR 2010 U.S. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Russell, Thomas United States District Court -05/11/2011 Title (Article IlI judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
Article llI- Active Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with appllcable laws and regulations.

501 Broadway, Federal Building 
Paducah, 42001 

Reviewing Officer Date 
IMPORTANT NOTES: The instruc~ons accompanying this form must followe Complete aii pa~, checking the NONE box for each part where you have reportable information. Sign last pag~ POSITIONS. ~Re~,or~.g i,d~vta~t onty; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Partner First Investors Paducah (Investment Club) See additional information 

II. AGREEMENTS. mepo,~,g ~,a~v~a~ot o~ty; seepS,, 4-~6 filing instructions.) NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 
Russell, Thomas 
III. NON-INVESTMENT INCOME. tRepo~ng individual andspouse; see pp. 17-24 filing instruction) Fliers Non-Investment Income  NONE non-investment income.)(No reportable  
DATE  SOURCE AND TYPE  INCOME  
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section.  
(Dollar amount not required except for honoraria.)  NONE (No reportable non-investment income.)  
DATE  SOURCE AND TYPE  
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment.  
(Includes those spouse and dependent chiMren; see pp. 25-27 filing instructions.)  
NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED GIFTS. anctud~ ,hose spo,~e ond depende,t children; see pp. 28-31 fillng instructions.)  
NONE (No reportable.gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. and"des ~ose spo~e ond dependent children; see pp. 32-33 filing instruction)  NONE (No reportable liabilities.)  
CREDITOR  .DESCRIPTION  VALUE CODE  

Name Person Reporting 	Date Report
VlI. INVESTMENTS and TRUSTS -inco,~e, vaue, transactions anciud,~ ~hose o/sponse and depende,~ children; see pp. 34-60 filing instructions.) ~-~ NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (!) (2) (2) (3) (4) (5) Place "CA)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idenlity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) wamaction) 
Checking Account Paducah Bank Interest 
Checking Account Regions Bank Interest 
IRA, UBS(See Sec. VIII) Dividend 
AmerFDS Cap. World Gr. Inc. 
American Mutual Funds 
Amer. Funds Investments Co. America 
Amer. Funds, Washington Mutual Investors 
IRA, UBS~ See Sec VIII) Dividend 
AmerFDS Capital World Growth 

10. 
Amer. Funds, Investment Co. America 

11. 
Savings Acct. Regions Bank Interest 

12. 
Common Stock, Regions Bank Dividend 

13. 
IRA -Regions Bank (See Sec. VIII) Div/Int 

14. 
U.S. Treas. SEC Strip 

15. 
Regions Trust Money Market 

16. 
FannieMae DTP 	Buy 08/02/10 

17. 
Federal Home Loan Bank Value Codes =$15.000 =$15,001 $50.000 =$50,001 $100,000 =$100,001 $250,000 
(See Columns and D3) =$250.0~1 $500,000 =$500,001 $1,000,000 =$i~0~0,001 $5,000,000 =$5,0~0,001 $25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real E~tate Only) =Assessment =Cash Market  
(See Column C2) =Book Value ---Other =Estimated  

VII. INVESTMENTS and TRUSTS ....... lue, transactions (Includes those sponse and dependent children; seepp. 34-60 fillng instructions.) 

NONE (No reportable income, assets, transactions.)  
Description Assets (including trust assets) Place ~(X)R after each asset exempt from prior disclosure  Income during reporting period (I) (2) Amount Type (e.g., Code div., rent, (A-H) int.)  Gross value end v.-porting period (1) (2) Value Code (J-P) Value Method Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P). (A-H)  (5) Identity buyedscller (ifpdvate transaction)  
18.  Allianz CCM Capital Mutual Fund  Sold  09/27/10  
19.  Managers Cadence Cap  Buy  09/27/10  
20. 21.  American Century Equity Income Mutual Fund Federated Kaufmann Mutual Fund  
22.  First Investors Paducah (See See. VIII)  Dividend  
23. 24. Bane (common) IBM (common)  Sold (part)  01/08/10  
25.  Abbott Lab (common)  
26.  Cisco Sys (common)  
27.  Intel (common)  
28.  Schlumberge (common)  
29.  Simon (common)  
30.  Anadarko (common)  
31.  Loews (common)  
32.  Fastenal (common)  
33.  Microsoft (common)  
34.  Coke (common) Value Codes =$15,000 less =$15,001 $50,000 --$50,001 $100,000 =$100,001 $250,000  
(See Columns and D3) =$250,1)01 $500,000 =$500,001 $1,000,000 =$1,000,00i- $5,000,000 =$5,1100,001 $25,000,000 =$25,000.001 $50,0~0,000 =More titan $50,000.000 Value Method Codes =Appraisal =~2est (Real Estate Only) =Assessment =Cash Markel  
(See Column C2) =Book Value -~)~her =Estimated  

Vll. INVESTMENTS and TRU STS -income, vaue, ~,o,~ocao,~ and~d~ those spouse a,~t delta,dent cmld, en; see ~t. ~4-60 NONE (No reportable income, assets, transactions.) 
B.C. Description Asscts Income during Gross value end Transactions during reporting period 
(including taust assets) reporting period reporting period 
(i) (2) (l) (2) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method  buy, sell, mm/dd]yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 
Johnson (common) 

36. 
Minnesota (3M) (common) 

37. Corp. (common) 	Sold 01/27/10 

(part) 
38. 	
Proctor (common) Sold 04/14/10 
(part) 

39. 
CSI (common) 

40. 
Exon Mobil (common) 

41. 
Oracle (common) 

42. 
Texas Instruments (common) 

43. 
Comcast (common) 

44. 
Walgreen (common) 

45. 
Adobe Sys (common) 

46. 
B.P. PLC (common) 

47. 
Hospira (common) 

48. 
Ebay (common) 

49. 
Texas Inds (common) 	Sold 04/13/10 

50. 
Apple (common) 

51. 
Kaucx(common) 

E--$15,001- $50,000
 Value: C~es =$15,000 =$15,001 $50,000 =$50,001, $100,000 =$100,001 $250,000 

(See Colunms and D3) =$250.001 $500.000 =$500.001 $1,000,000 =$1,000,001- $5,000,000 --$5.000,001 $25,000.000 =$25.000.001 $50,1)00.000 =More than $50 000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value ---Other =Estimated 
VII. INVESTMENTS and TRUSTS -income, v,aue, t,o,~ocao,s ancl~des those s~,o~e ond depe,~e,~ children; see pp. 34-60 firing instru~on~) NO~ reportable income, assets, ~ansac~ons.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including mist assets) reporting period reporting period 
(I) (2) (I) (2) (1) (2) (3) (4) (5) Place "CA)" after ~ach asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt f~om prior disclosure Code div., real Code Method buy, sell, mm/dd~" Code Code buyeffsallcr 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
52. 
Ishares (IWM)(common) 

53. 
Best Buy (common) 

54. 
Helix (common) 

55. 
Allscripts (common) 

56. 
SLF 

57. 
Portfolio 

58. 
SPDR 

59. 
Citigroup 

60. 
Trinity 

61. 
Dell 

62. 
Seaddll (previously mislabled Scandrill) 

63. 
Wells Fargo 

64. 
AIG 	Sold 09/27/10 

65. 
Gilead 

66. 
China Mobile 

67. 
Coming 

68. 
FIuor =$15,001 $50,000
 Value Codes =$15,000 o~" le~ =$15,001 $50,000 =$50,001 $100,(X)0 =$100.001 $250,000 

(See Colunms and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$I,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,0~0,000 =More than $50,000,000
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessmcm =Cash Market 
(See Column C2) =Book Value --01h~ =Estimated 

Russell, Thomas 05/11/2011
VII. INVESTMENTS and TRUSTS -~.co,,,e. ,,,,t,,e, tr,,,~,,~io,~ a,,d,,d.~ os~ spo,,se ,,,,,~ depe,,de,,t dtild, e,,; se~ pp. 34-60 filing instruction)  NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including Irust assets)  reporting period reporting periOd  
(1)  (2)  (1)  (2)  (1)  (2) (4)  (5)  
Place "CA)" after each asset exempt from prior disclosure  Amount Code  Type (e.g., div., rent,  Value Code  VaLue Method  Type (e.g., buy, sell,  Date VaLue mm/dd/yy Code  Gain Code  Identity b~yerlseller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  
69.  National (NOV)  
70. Steel  Sold  09/27/10  
71.  Clean  
72.  Sigma (SIGM)  Sold  
73. TFX  Sold  05/28/10  
74. Semi (AMSC)  
75.  Cresud  
76.  Plexus  
77.  Ashland (ASH)  Buy  05/07/10  
78.  Dynamic (BOOM)  Buy  02/04/10  
79.  Tata (TTM)  Buy  02/04/10  
80.  Yum (YUM)  Buy  02/04/10  
81.  Vanguard (VWO)  Buy  02/05/10  
82.  Vanguard (VEA)  Buy  02/05/I0  
83.  Qualcomm (QCOM)  Buy  04/22/10  
84.  Toyota(TM)  Buy  08/11/I0  
85.  Ford (F)  Buy  04/13/10 =$15,001 $50,000 Value Code~ =$15,0~0 le~ =$15,001 $50,000 =$50.001 $100.000 =$100.001 $250,0~0  
(See Colurans and D3) =$250,001 $500,000 =$25,000,001 $50.000,000 =$500,00! $1,000,000 =$1,000,001 $5.000,000 =More than $50,000,000 =$5,000,001 $25,000,0~0 Value Method Codes =Appraisal =C~ (Real Eslate Only) =Assessment =Cash Markel  
(See Column C2) =Book Value -~3ther =Estimated  

VII. INVESTMENTS and TRUSTS -inco,~e, value, ,ra,~ctio,~ anctudes those o/spouse dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure  Income during reporting period (1) (2) Amount Type (e.g., Code div., rent, (A-H) int.)  Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code (Q-W)  (1) Type (e.g., buy, sell, redemption)  Transactions during reporting period (2) (4) Date Value Gain mm/ddiyy Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  
86.  Tesoro (TSO)  Buy  04/13/10  
87.  Hewlett (HPQ)  Buy  09/28/10  
88.  Sturm (RGR)  Buy  !09/28/10  
89.  CAT  Buy  01/27/10  
90.  CAT  Sold  08/11/I0 =$15,001 $50,000 Value Codes =$15.000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000  
(See Colunms and D3) =$250,001 $500,000 =$500,001 $I,000,000 =$1,000,001 $5~000,000 =$5,000,001 $25,000,000 =$25.000.001 $50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cosl (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value -~3ther =Eslimated  

Name Person Reporting Date Report

VIII.
 ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofrepor~)
 POSITIONS October 1996, became member investment club known First Investors Paducah, which organized partnership. There are partners divided into teams. Each team invests their portion. only have control over the investment team. have 1/15 interest all investments. 
VII. INVESTMENTS AND TRUSTS 
(No. IRA- UBS 

(No. -I0) IRA UBS 
(No. 21) IRA Regions Bank have IRA with Regions Bank and UBS. Other than making allocation choice between bonds, sto~ks, money markets, etc., have control over the IRA 

account. not consulted nor give advice the individual investments. 
(No. 22-90) First Investors Paducah investment club organized partnership. There are partners divided into teams. Each team makes 

independent investment oftbeir portion. have control over the investments the other teams. have 1/15 interest all the investments. Items 
thru represent the stock investments the club. Line reflects the estimate 1/15 interest. 
(No 19) Alliance (CM Capital) exchange for Managers Cadene Capital 9/2/I0 Value Gain 
(No. 72) Sigma sold I0/I0/09 Code Gain Code 
(No. 76) Plexus (PLXS) believe this was mistakedly omitted from 2009 report. was purchased 9/5/08 and has value code (J) and gain code of(A).
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reportedare compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: S/Thomas Russell 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
UNITED STATES DISTRICT COURT 
WESTERN DISTRICT KENTUCKY 

FEDERAL BUILDING CHAMBERS 
501 BROADWAY. ROOM 121 THOMAS RUSSELL 
PADUCAH, 42001 CHIEF UNITED STATES DISTRICT JUDGE 
(270) 415-6430 
August 25, 2011 

Judge Bobby Baldock 
Chair, Judicial Conference the United States 
Committee Financial Disclosure 
One Columbus Circle, N.E. 

Washington, D.C. 20544 
Dear Judge Baldock: thank you for your letter August 10, 2011, requesting clarification Part VII, page lines and 58, where listed "Portfolio" and "SPDR." 
"Portfolio" Portfolio Recovery Associates with symbol ofPRAA. "SPDR" SPDR Series Trusts, Exchange Trade Fund (ETF), which invests public equity markets the United States. 
Please advise additional information needed. 
Very truly yours, 
United States District Court 
TBR:Im 

Russell, Thomas



Sign Up for Updates!