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Judicial Watch • Thomas C Platt Financial Disclosure Report for 2009

Thomas C Platt Financial Disclosure Report for 2009

Thomas C Platt Financial Disclosure Report for 2009

Page 1: Thomas C Platt Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:9

Date Created:November 11, 2013

Date Uploaded to the Library:November 21, 2013

Tags:Platt, Thomas C Platt, TRUSTEE, thomas, 2009, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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nepor, Req~treabytheZtm~ nO~0... Gove~ment Act 1978 
~. ~/:0~0 FOR CALE~AR ~AR 2009 u.s.c, app. ffff 101-I11) Person Reporting (last name, first, middle initial) Court Organization Date Report 
PLATT, THOMAS 	EASTERN DISTRICT NEW YORK 05/03/2010 Reporting Period 
magistrate judges indicate full- pard-time) Date 01/01,2009 Title (Article 111 judges indicate active senior stares; ~a, Report ~ype (~eck ~ppropriate type) 
t-"] Nomination, 
U.S. DISTRICT JUDGE (SENIOR) Initial ~[ff] Annual Final 
12,/31/2009 5b. [--] AmendedReport Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations.

U.S. DISTRICT COUKT 
P.O. BOX 9014 
CENTI~,,L ISLIP, NEW YORK 11722 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign I~st page. POSITIONS. ~po.i.~ ~.a~,,~a.~t o.~,; p~,. ~-.t ~Ung i.~,,~..~o.s.) 
~NONE (No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY Trustee 	U/W Charlotte Platt Lyman 
II. AG~E3~NTS. (Reporting individuul onlvz seepp. 14.16 offiling instruction~) ~""  ~-~-~ NONE (No reportable agreements.)  
DAT~  PARTIES AND TERMS  

Platt, Thomas Name .....Reportiag Date Report
III. NON-INVESTMENT INCONIE. tRe~,or,i.g individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) ]:)ATE SOURCE AND TYPE INCOME 
(yours, not spouses) Trustee (Commissions $8,100.00 Spouses Non-Investment Income -If you were married daring anyportion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 
DA_D._L~ SOURCE AND TYPE 

IV. REIMBURSEMENTS -transl~ortation Iodglng, food, enlertai ..... (Includes those spouse and dependent children," see pp. 25-27 filing instructions.) 
[[[[[] NONE (No reportable reimbursements.) ,D___TE~ LOCATION PURPOSE 
ITEMS PA1D PROVIDED Employment Law Seminar March 19, 2009 NYC Conference Judicial Colfference June 10, 2009 Boltons Landing, New 
Conference York Pr~Arr, ~Iao~IAS IFTS. ct.des ,hos. .~,o~..,,d de,,,,,,,~.,,t children; see pp. 28-31 offiling instructions.) NONE (No reportable giJts.) SOURCE DESCPdPTION  VALUE  
VI. LIABILITIES. :Includes those ....... dependent children; see pp. 32.33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION  VALUE CODE  

Name P~rsoa Reporting 	Date Report
F~CIALDI$CLOSU~ ~PORT PLATT, THOMAS 
VII. IN~STMENTS and TRUSTS --i~o~ .... ..... lions (fncludes those orsr .... dependent children; seepg. 34-60 fillng instruction) 
NONE (No reportable income, assets, transactions.) E.[C. 
~seription A~ets Income during Gross value end Transactions ~ring reposing period (including ~sI assets) reposing period reposing peri~ (~) (~) (3) a)~ 
Place "~)" a~er each asset :~oumI T)ge(e.g., Value Value T~e(e.g., Date Value Gain Idegtityof exempt from prior disclosure Code div., rent, Code Method buy, sell, ~d~ Co~ Code 1,: buyerlseller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-~ transaction) 	
Alls~le Co~. Common Dividend 	
Black Decker Common Dividend 	
Canadian Pacific (Ltd.) Common Dividend 	
Coaoo Philips Dividend 	
Direct Group lnc. None 	
Discover Financial Services Dividend 	
Dupont Nemours Common 

Dividend Paso Corp. Common Dividend 	Encana Corp. Common Dividend 
Exxon Mobil Common Dividend 
GeneralElectric Common
11. Dividend 

12. 	
Halliburtoo Co. Common Divideod Hartford Fin. Serv. Group Common Dividend 
14. 	
Host Hotels Resorts Dividend 
15. 	
IBM. Common Dividend 
International Paper Co. Com~non

16. Dividend 

17. 	
lIT Industries Common Dividend Value C~e$ =$15,~0 mess =$15,001 150,~)0 =$50,~1 $I~,000 =$100,~1 1250,000 PLATT, THOMAS 
VII. INVESTMENTS and TRUSTS inco.,e, ,,.l.e, tr..~.cao,~ a.e~.a,, t~o,~, o/wo,,~ a,p~.t children; see pp. 34-60 f!li~g instructions.) NONE reportable income, assets, transactions.) ............ 

Description ~sets Income during Gross valne e~d Tran~ctions dnring reposing period 
(including t~st assets) reposing pefi~ (repo~gl) .riod (t) ~2) (3) (4) (5) (2) (2) Pla~ "~)" after each asset .~ount T~e (e.g., Value Value Type (e.g., Date Value Gain Jd~ntiD exempt from prior ~selosure Code div., r~t, Code Method bny, sell. ~/d~D, Code Code bnyer/selter (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction 
~8. Morg~ Stanley Common Dividend 
19. News Corp. Ltd. Preferred 	None Pepsico Common Dividend  21. Progress Energy Common Dividend 
22. 
Sears Holding 

NoneK 
23. 
Starwood Hotels Common Dividend _4. Sun Trust Common Dividend 
25. 
Yum Brands Common Dividend 
26. 
UBS (Paine Webber) Cash Fund lnt.,q)iv. 

27. 
Chase Bank Interest 

28. Series Bonds Interest 

29. 
IRAs- Chase Interest 

30. 

31. 
Trustee-Trust Aunt Dividend 

32. 
DirectTV Group Inc. 

33. 
DuPontDeNemours 

34. 
Exon Mobil Corp.
 Income Gain Codes: =$1,000 less =11,001 $2,500 =$2,S0~ $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Columm and I)4) =$50,001 $10O,000 ~$t00,001 $1,000,000 =$1 ,O00,~OI $5,000,000 ~2 =More than $5,000,000
 Value C0dea =$L5,000 less =$15,001 $50,000 =$50.001 $100.000 =$100.O01 $250.000 
(See Columns and D3) =$250,001 $500.000 =$500.00l $1.000,000 ~$1,000.001 $5,000,00~ 5.O00.001 $25,000,000 =$25,000.001 $50.000,000 ~More than $50,000,000 Value ~,t ~thod Codes =Appraisal =Cost (Real Estate Only) =Assessment --Cash Market  
(See Colurtm C2) -Book Value =Otb~:r =Estimated .... Person Reporting
VII. INVESTMENTS and TRUSTS .... value, transactions (Includes those spouse and aepe.ae.t chltar~.; see vp. 34-6o of.tiring instructions.) NONE (~ro reportable income, assets, transactions.) 
Description Assets Income during Gross vaIue end Transactions during reporting period (ia~luding trust assets) reporting period reporting period ([I) (2) (I) (2) 

Amounl Value Type (e.g.,I Gain 
exempt from prior disclosure Code Code Method buy, sell, buyer/seller 

Place "(X)" a:[~er each assetType (e.g.,Value 	Date Value Identity 

div., rent, rnm/dd~y Code Code int) (JP) Code3
[redempti~) i(Q-W)
IlA-H) 
35. 	
Genl Electric 

36. 	
IntlPaper 

37. 	
News Corp. Ltd. 

38. 	
Pepco Holdings, Inc. 

39. 	
Raytheon 

40. 	
Xcel Energy Inc. (formerly Nthn States 
Power Minn) 

41. 	
UBS (Paine Webber) RMA-Govt Cash Fund 

42. 	
U.S. Treasury Note 

43. 

44. Income Gain Codes: =$1,000 les~ =$1,091 $2.500 =$2.501 $5,0A) =$5,001 $15~000 =515,001 (See Columns and D4) ~$50,001 $100,0O0 =$100,001 ,000.000 ~$1,0~9,0{I $5,009,000 =More than $5,000,000 Value Codes =$15,000 te~ -~$15,001 $50,000 =$50,001 $100,09D =$100,0Ol $~50.000 (See Columns and D3) =$250,001 SS00,000 ~$501].001 51,000,000 =$1,0~O,001 $5,000,000 =$5,(M)0,001 $25,000,0~0 -$25,000,001 $50,~)0,000 =Mo~ than $50~000,000 Value Method Codes =Appraisal =Cost (Rear Estate O~ty) ~Assessmens =Cash Market (Se~ Column C2) =Book Value =Other =Estimated 
VIII. AI)DITIONAL INFORMATION EXPLANATIONS. a.dic.,,oa, Gifts Forbes Magazine annual subscription gift from Mr. Steve Forbes value $59.95. VII. Investments and Trusts Lines 3!-42: co~ple years ago, Conmaittee rep agreed with me, trust assets need ot~ly disclosed further details required.  
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and beliei; and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRI~IINAL SANCTIONS U.S.C. app.  104) 
F1LING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544