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Judicial Watch • Thomas D Schroeder Financial Disclosure Report for 2010

Thomas D Schroeder Financial Disclosure Report for 2010

Thomas D Schroeder Financial Disclosure Report for 2010

Page 1: Thomas D Schroeder Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:10

Date Created:November 11, 2013

Date Uploaded to the Library:November 21, 2013

Tags:Instl, Thomas D Schroeder, SCHROEDER, ISHARES, Pimco, thomas, Fidelity, vanguard, 2010, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app.  I01-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Schroeder, Thomas Middle Districtof 07/08/2011 Title (Article Ill judges indicate active senior status; 5a. Report Type (check approprinte Reporting Period 
magistrate judges indicate full- parbtime) Nomination, Date 01/01/2010 District Judge Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

with applicable laws and regulations.
251 North Main Street, Suite 223A 
Hiram Ward Federal Courthouse 
Winston-Salem, North Carolina 27101 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed Complete all parts, checking the NONE box for each part where you have reportable information. Sign last pag~ POSITIONS. me~,~.~ individuol o.; ~ee vv. 9-13 filing instructlon~ 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Board Member 	Notre Dame Law Association 

II. AGREEMENTS. ~R,porang individual only; see pp. 14-16 filing instr.cdons.) 
[-~ 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Schroeder, Thomas 
Ill. NON-INVESTMENT INCOME. tR,por~ng individual andspouse; see pp, 17-24 filing instructions.) Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 

INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this sectiot~ 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
DATE  SOURCE AND TYPE  
1.2010  Piedmont Land Conservancy, salary  

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 off!ling instructions.) NONE (No reportable reimbursements.) 

SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
Arizona State University April 23-27, 2010 Phoenix, Non-educational seminar: Meals, hotel, transportation Sandra Day OConnor School Forum the Future Law Legal Education 
(participant) 	
N.C. Association Defense June 17-20, 2010 Hilton Head, Annual CLE meeting Meals, hotel, transportation Attorneys 
Name Person Reporting Date Report GIFTS. anc~udes ,hose,o s~,o~e ond ~,~,en~t children~ see pp~ 28-31 filing instruction~) 
NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
tuition and housing balance for 2010 enrollment None 
tuition and housing balance for 2010 enrollment None 

Name Person Reporting 	Date Report

Schroeder, Thomas 	07/08/2011
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-w) transacuon) 	Wachovia Accounts Interest 	BBT Account Interest Treasury Series Bonds 	None 	
First Tennessee Accounts Interest 	
Arbor Joint Account (at Fidelity 
Investments) 	
-iShares Russell 1000 Index Dividend 	
-PowerShares FTSE RAFI 1000 Dividend Buy 10/18/10 	
Buy 12/13/10 
(addl) 	
Buy 12/13/10 
(addl) 

10. 	
-iShares Russell 2000 Index Dividend Sold 06/23/10 

11. 	
-iShares MSCI EAFE Index Dividend Buy 06/23/10 
(addl) 

12. 	
Buy 10/18/10 
(addl) 

13. 	
Buy 12/13/10 
(addl) 

14. 	
Buy 12/13/10 
(addl) 

-iShares MSCI Emerging Markets Index Dividend Buy 06/23/10 
16. 	
Buy 10/18/10 
(addl) 

17. 	
Buy 12/13/10 (addl) Income Gain Codes: =$1,000 less =$1,0~1 $2,500 =$2,501 $5,000 =$5.0~1 $15.000 =$15,0~1- $50.0130 (S~e olunms and I)4) ~$50,001 $100,000 =$100,001 $1.000,000 111 =$1,000,001 $5,000.0~0 tl2 =More than $5.000.0~1
 Value Codes =$15.000 e~s =$15.001 SS0.0~) =$50.001 $100.000 100.001 $250.0(30 

(S~e Columns and D3) =$250,001 $500,000 =$500.001 $1.00~.000 =$1,0~0,0~1 $5.000,0~) =$5,000.001 $25,000,000 =$25,000.001 $50.0~0.000 =More lhan $50.000,000
 Value Method Codes =Appraisal ~CosI (Real Estate Only) :Asscssmem =Cash Markel 
(S~ Column C2) -Book Value -~91her =Estimated 

Schroeder, Thomas 	07/08/2011
VII. INVESTMENTS and TRUSTS -income, votue, .... ,;o~ (Includ~ those spouse and dependent children; seeplx 34-60 fillng instructlon) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets 	Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
() (2) (I) (2) (1) (2) (3) (4) (5) 

Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaetlon) 
18. 	
-PIMCO Low Duration Fund Instl Dividend Buy 10/18/10 

19. 	
Buy 12/13/10 
(addl) 

20. 	
-Vanguard Ltd-Term Tax Exempt Adm Dividend 

21. 	
-Vanguard Short-Term Tax Exempt Dividend Sold 06/23/10 

22. 	
-Vanguard Short-Term Investment-Grd Adn Dividend Buy 06/23/10 

23. 	
-Fidelity Tax Free Money Market Dividend 

24. 	
-Fidelity Instl: Tax Exempt Portfolio Dividend 

25. 	
Arbor Joint Account (at Fidelity 
Investments) 

26. 	
-iShares Russell 1000 Index Dividend Sold 01/21/10 (part) 

27. 	
-PowerShares TFTSE RAFI 1000 Dividend 

28. 	
-iShares Russel120001ndex Dividend Sold 01/21/10 

29. 	
-iShares MSCI EAFEIndex Dividend 

30. 	
-iShares MSCI Emerging Markets Index Dividend Buy 01/21/10 
(addl) 

31.
 -PIMCO All Asset Fund Instl Dividend 

32. 	
-PIMCO I-5 Year U.S. TIPS Bond Index Dividend Buy 10/18/10 

33. 	
-Vanguard Inflation-Protected Sec. Dividend Sold 01/21/10 
(part) 

M.. 	Sold 10/18/10 Income Gain Codes: =$1,0~0 less =$1,001 $2,500 =$2,501 $5,000 =$5,0~1 $15,000 =$15.091- $50.0~ (Sc Columns and 1)4 =$50,001 $100,000 =$100.001 1,000.090 1.000.001 $5.000.000 112 =More than $5.00~,000
 Value COdc~ =$15.000 less =$15,001 $50.000 =$50.001 $100.000 =$100,001 $250.1)00 

(See Columrts and D3) =$250.001 $500.000 =$500,001 $1,000.000 -$1,C00,001 $5.0(~0,000 =15,1X~1,001 $25.000,000 =$25.000.001 $50,000.000 =More than $50.000.0~0
 Value Method Codes =Appraisal =Cost tReal Eslate Only) =As.mssmem =C~.sh Market 
{See Column C2) =Book Value -~gther =Estimated INV ESTMENTS and TRU STS -i.com., v.~u., tr.,~..io~, ttnctudes ,hose olspo~se o,,a a~pende,,t children: see plx 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including t~st assets) reporting period reporting period 
(t) (21 (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private Uamaction) 
35. 	
-PIMCO Global Advantage Strategy Bond Dividend Buy 01/25/10 Instl 

36. 	
Vanguard Short-Term Invstmnt-Grd Dividend Sold 01/21/10 (pan) 

37. 	
-Eaton Vance Floating Rate Adv Dividend Sold 01/21/10 (part) 

38. 	
-Fidelity Tax Free Money Market Dividend 

39. 	
IRA (at Fidelity Investments) 

40. 	
-iShares Russell 1000Index Dividend 

41. 	
-PowerShares FTSE RAFI 1000 Dividend 

42. 	
-iShares Russell 20001ndex Dividend Sold 06/23/10 

43. 	
-iShares MSCI EAFE Index Dividend 

44. 	
-iShares MSCI Emerging Markets Index Dividend 

45. 	
-PIMCO All Asset Fund Instl Dividend Buy 06/28110 

46. 	
-Vanguard Inflation-Protected See. Dividend Sold 06/23110 

47. 	
-Vanguard Short-Term Invstmnt-Grd Dividend Sold !06/23/10 

48. 	
-Eaton Vance Floating Rate Adv. Dividend Sold 06/23/10 (part) 

49. 	
Buy 10/18/10 (addl) 

50. 	
-Fidelity Cash Reserves (X) Dividend 

51. 	
IRA (at Fidelity Investments)
 Income Gain Codes: =$1,000 less =$1.001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15.0~1- $50,000 (See Columns and IM) =$50.001 $10~,090 =$100,0~1 $1,000.0~0 =$1,0~0,001 S5,0~0.000 tl2 =More than $5,000,000
 Value COdc~ =$15.000 le*s =$15,~01 $50.000 =$50,001 $100.000 =$100.001 $250,000 
(S~e Columns and D3) =$250.001 $500.000 =$500,001 $1,000,000 =$1,000,001 $5.000.000 =$5.000.001 $25,000,000 Value Method Codes =$25.000,001 $50.000.000 =Appraisal =COSl (Real Estate Only) =More than $50.000.000 =Assessment =Cash Market  
ISce Column C2) =Book Value =Other =Estimated  

NONE (No reportable income, assets, transactions.)  
Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure  Income during reporting period (I) (2) Amount Type (e.g., Code div., rent, (A-H) int.)  Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  Transactions during reporting period (2) (3) (4) Date Value Gain mm/ddh~ty Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private tramaction)  
52.  -iShares Russell 1000 Index  Dividend  Sold .(pan)  06/23/10  
53. 54.  Sold (pa~) Sold (pan)  10/18/10 12/13/10  
55.  Sold (pan)  12/13/10  
56.  Sold (pan)  12/13/10  
57.  -PowerShares FTSE RAFI 1000  Dividend  
58.  -iShares MSCI EAFE Index  Dividend  
59. -iShares MSCI Emerging Markets Index  Dividend  
60.  -PIMCO All Asset Fund Instl  Dividend  Buy  10/20/10  
61. 62.  -Eaton Vance Global Absolute Return  Dividend  Buy (addl) Buy  12/15/10 06/25/10  
63. 64. 65. -PIMCO I-5 Year U.S. TIPS Bond Index  Dividend  Buy (addl) Buy (addl) Buy  10/20/10 12/15110 I0/18/10  
66. 67. -Vanguard Inflation-Protected Sec. Adm  Dividend  Buy (addl) Sold  12/13/10 10/18110  
68. -PIMCO Global Advantage Strategy Bond Instl  Dividend  Buy  06/23/10 Income Gain Codes: (See Columns and D4) Value Codc~ (See Colunm~ and D3) Value Mclhod Codes (S~e Column C2) =$1,000 less =$50,001 $100,000 =$15.000 less =$250.001 $500.000 =$25.~00.001 $50.0~0.000 =App~isal =Book Value =$1,001 $2,500 =$100.001 $1,000.000 =$15,001 $50.0~) =$500.001 $1,0