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Judicial Watch • Thomas L Ambro Financial Disclosure Report for 2006

Thomas L Ambro Financial Disclosure Report for 2006

Thomas L Ambro Financial Disclosure Report for 2006

Page 1: Thomas L Ambro Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:14

Date Created:September 13, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Ambro, Thomas L Ambro, Appraisal, Assessment, thomas, Estimated, 2006, transactions, IRS, Financial Disclosure, ICE, CIA, income, Judge


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United States Court Appeals 
for the Third Circuit 

Chambers Federal Building, Lock Box THOMAS AMBRO 844 King Street Circuit Judge May 14, 2007 Wilmington, 19801 
Via Federal 
Committee Financial Disclosure  c::i  ,.._, __,  :::0  
Administrative Office the United States Cottrls  (") c::>:::::; (/) ............  :z:::-<  
One Columbus Citc1e, N.B.  (:.:: :P" :::::o:;;:rcic1  c..n  
Suite 2-301 Washington, D.C. 20544 Attn: Mr. George Reynolds  cJ::r.:i ,,r---') .i:=  

Re: 2006 Financial Disclosure Dear George: 
(1) 
Under "VI. Liabilities," have added information concerning partial limited guarantees that have executed past years with respect three commercial loans. The first was loan 2001 for the construction commercial building. The second was for the second building the same site 2003, and the third was for the third building the same site 2005. had not realized that guarantees needed listed liabilities, but was informed your office that need so. Because this was not listed prior Disclosure Reports, please consider this amending those Reports for the years which they apply. 

(2) 

Please let know there are any questions you the Committee may have. 

Enclosures Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.SC. app. IOI-I Person Reporting (last name, first, middle initial) Ambro, Thomas Court Organization U.S. Court Appeals, 3rd Cir Date Report 05/14/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 12/31/2006  
Sb. Amended Report Chambers Office Address Federal Courthouse 844 King Street, Lock Box Wilmington, 19801 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable Jaws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee Thomas Ambro Revocable Trust 
Member Georgetown University Alumni Admissions Program Board Advisors 
Chairman Georgetown University Northern Delaware Alumni Admissions Program 
Member Board Editors, Delaware Lawyer 
Member Board Editors, Delaware Law Review 
Co-Chair Collins Seitz Bankruptcy Inn the American Inns Court 

Member Board Trustees the American Inns Court 
,..__,c:::::::i -.....) 
::.c,.. 
mII, AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) _..
...-'.-. 
 NONE (No reportable agreements) ... 
,..,,,. ;;:--.. 

q''
PARTIES AND TERMS :c"':.
.. . 

JIJ, NON-INVESTMENT COME, (Reporting individual and spouse; see pp. 17-14 instructions.) Filer's Non-Investment Income 
 NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse'S Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amounl not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2006 State Delaware 

JV, REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 ins/ructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION April 5-8, Tampa, FL, Section Business Law Spring Meeting (Transportation, Lodging Meals) 

October 16-17, New York City, NY, Co-chairing seminar legal opinions (Transportation, Lodging Meals) GIFTS. (Includes those spouse and dependent children. See pp. 18-31 instructions.) 
 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 31-33 instructions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  Commerce Bank, N.A.  Partial guarantee commercial loan Springside, LLC (Part VII, Linc IOI)  Commerce Bank, N.A.  Partial guarantee commercial loan Springside, LLC (Part VII, Linc IOI)  Commerce Bank, N.A.  Partial guarantee commercial loan Springside, LLC (Part VII, Line IOI) 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(l)  (2)  (l)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$I 00,00 ,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =o:$ 5,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50.000,000 =Cost (Real Estate Only) =More than $50,000,000 ==Cash Market  
(See Column C2) =Appraisal  V==Other =Assessment =0Book Value ""Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

--$I 00,000 =$100,001 -$250,000 (See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes "'Cost (Real Estale Only) =Cash Market (See Column C2) V:=:Other =Appraisal ""Assessment =Book Value ""Estimated 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Income Gain Codes: =.$1 ,000 less ,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =SI ,000,001 -$5,000,000 =More than $5,000,000 Value Codes "'$15,000 less =$15,00 -$50,000 =$50,00 00,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,00 -$I ,000,000 1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 :=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Name Person Reporting 
Date Report 
Ambro, Thomas 
05/14/2007 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those oft1te spouse and dependent children. see PP 34-60 offilinc instrucnons.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  reporting period  

(I)
(2) 
(2) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code Transactions during reporting period  
(I) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =SI 00,00 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes ==$ 15,000 less =$I 5,00 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other ""Assessment Book Value =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes; ==SJ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$I 00,00 -$l ,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes ""'$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 ""Cost (Real Estate Only) =More than $50,000,000 ==Cash rket  
(See Column C2) ==Appraisal =Other =Assessment ""Book Value ""Estimated  

VII. INVE TMENT and -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (1) Type (e.g. buy, sell, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

103.  Matthews Asia Pacific Fund  None  Part Sale  7/18  
104.  Sell  1Oil  
105.  Middletown Professional Properties, LLC (2004 -$80,925)  Rent  
106.  Oakmark Select Fund  None  Sell  7/11  
107.  Schneider Value Fund  Dividend  Buy  513  
108.  Trust #13  Interest  
109.  -Delaware Health Faes Bond  Buy  7/14  
110.  Buy  7/21  Sell  8/4 Income Gain Codes: =$1,000 less 8=$1,00i $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 (See Columns and 04) =$50,001 -$!00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes ""$ I5,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 (See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes :Cost (Real Estate Only) ""Cash Market =Appraisal =Assessment -=Book Value =Estimated 

(See Column C2) V::::Other 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofRepor) Note receivable reported Part VII, Page Line 77, principal was paid full 2006. Asset reported Part VII, Page 11, Line 114, from prior report, now being reported Trust #12. Asset reported Part VII, Page 11, Line 104, prior report was gifted Georgetown University during 2006 charitable donation. The market value reported for Trust #13 represents cash sweep account. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure.  further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-30 One Columbus Circle, N.E. Washington, D.C. 20544