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Judicial Watch • Thomas L Ambro Financial Disclosure Report for 2007

Thomas L Ambro Financial Disclosure Report for 2007

Thomas L Ambro Financial Disclosure Report for 2007

Page 1: Thomas L Ambro Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:13

Date Created:November 18, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Ambro, Thomas L Ambro, thomas, board, 2007, INVESTMENTS, EPA, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 USC app.  101-111) Person Reporting (last name, first, middle initial) Ambro, Thomas Court Organization U.S. Court Appeals, 3rd Cir Date Report 05/812008 Title (Article lII judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active  Sa. Report Type (check appropriate type) Nominalion, Date Initial [Z] Annual Final Sb. Amended Report Reporting Period 01/01/2007 12/3112007 Chambers Office Address Federal Courthouse 844 King Street, Lock Box Wilmington, 19801 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompa11yi11g this form must followed. Complete all parts, checki11g the NONE box for each part where you have 110 reportable i11formatio11. Sig11 011 last page. JTJ NS, (Reporting individual only; see pp. 9-I filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Trustee  Thomas Ambro Revocable Trust  

Georgetown University Alumni Admissions Program Board Advisors 
Georgetown University Northern Delaware Alumni Admissions Program 
Board Editors, Delaware Lawyer 
Board Editors, Delaware Law Review 
Board Trustees the American Inns Court 

Editorial Board The Business Lawyer 
Editorial Board Business Law Today Member 	Executive Committee the Board Directors the Federal Judges Association ""'
JI, AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.)

(/) c::::> 
c:o ::u
[ZJ NONE (No reportable agreements.) ,-r; 	::;;::::;:i::..
a:;;;:
cn::''()
PARTIES AND TERMS ..!>
c:;;;::
:::0 -..D
rri

Date Report bro, Thomas 
05/8/2008 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 	INCOME Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section 
(Dollar amount not required except for honoraria.)  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE 2007  State Delaware 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainmen 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED  American Bar Association  Jan 11-15, 2007  Duke University School Law  Feb 22-24, 2007 American Bar Mar!S-18, Washington, Transportation, Lodging Meals Association 2007 
SBL Spring Meeting 

American Bar Aug 10-13, San Francisco, ABA Annual Transportation, Lodging Meals Association 2007 Meeting 
American Inns Court 	Sep 29-0ct 
London, England See Part VIII Transportation, Lodging Meals 2007 
University Chicago Oct 31-Nov Chicago, Symposium Transportation, Lodging Meals Law School 2007 Participant 
American Bar Nov 16, Washington, CLE program Transportation Association 2007 panelist 

Date Report 
Ambro, Thomas 
051812008 GIFTS. (Includes tliose spouse and dependent children; see pp. 28-31 filing instructions.) 
[l] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE  
VI. LIABILITIES. (htc/udes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  Commerce Bank, .A.  Partial guarantee commercial loan Springside, LLC (Part Vll, Line 92)  Commerce Bank, N.A.  Partial guarantee commercial loan Springside, LLC (Part Vll, Line 92)  Commerce Bank, .A.  Partial guarantee commercial loan Springside, LLC (Part VII, Line 92)  

Date Report bro, Thomas 
05/812008 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
------
Income during Gross value
Dcscriplion Assets 
----------r:: 
reporting perio 
(including trust assets) 
reporting period 
(I) 
(2) 
(I) 
(2e
Amount 
Value
Type (e.g., 
Place "(X)" after each asset 
Code 
Code
div., rent, 
MetValhod
exempt from prior disclosure 
(A-H) int.) 
Cod
(J-P)
Tm""" '""""'"' ;oo Typ1icg, !:e :;n buy, sell, !Month -Code Code buyer/seller
redemption). Day (A-H) (if private 
(J-P) 

=$'15."oo
=$50,001=$15,001
=$500,001
=$1,000,001 ""CashMark

Value Codes
(See Columns andDJ) =$15,000 =$250,001-s
$500,000 
-$100,000 =$100,001 -$250,000 
-$5,000,000 =$5,000,001 -$25,000,000 

$50,000
-$1,000,000 

Date Report 
05/8/2008 bro, Thomas 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes t1tose spo11se and dependent children; see PP 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during porting period  
(including trust assets)  reporting period  reporting period  

(I) (2) 
(I) 
(2) 
(2) (3) 
(4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g., buy, sell, redemption) 
Date 
Month Day 

Value Code (J.P) 
Gain Code (A-H) 
Identity buyer/seller (if private transaction) Income Gain ""'$1,000 less 8=$1,001-$2,500 =$2,501 -$5,000 0=$5,001-$15,000 =$15,00 -$50,000 (See Columns and 04) =$50,001 -$100,000 G=$100,00l -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Si,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal "'Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) "'Book Value =Other =Estimated 

VII. INVESTMENTS and TRUSTS income, value, transactions (1nc1udes t1tose spouse and dependent c1tildre11; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" afer each ass exempt from prior disclos ure 
Income during reporting period 
(I) Amount 
Code 
(A-H) 
(2) 
Type (e.g., div., rent, int.) oss value end Transactions during reporting period  
reporting period  
(I) Value (J-P) ode (2) Value Method Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-HJ  Ide (if trans  


(5) 
ntity r/seller private action) 

(See Columns and D4) $50,001 -$100,000 =$100,001. $1,000,000 =$1,000,001 $5,000,000 "'More than $5,000,000 Value Codes '='$15,000 Jess =$15,001  $50,000 =$50,00 -$I 00,000 =$100,00t -$250,000 : (Sec Columns and DJ) =S250,00I  $500,000 =$500,00 -$1,000,000 1,000,00 -$5,000,000 =$5,000,00 $25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel 
(See Column C2) ""Book Value =Other ==Eslimated 

_____J 
Gross value end reporting period 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes t1tose spouse and dependent children; see pp. 14-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
(2) 
Transactions during reporting period 
----(2) 
(3) 
Description Assets 
Income ring 
reporting riod(including trust assets) 
(I) (2) 
Place "(X)" afer each asset 
exempt from prior disclosure 
Date
Amount 
Value 
Value 
Type (e.g., 
Gain
Value
Type (e.g., 
Identity 
Code 
Month 
Code 
Method
div., rent) 
buy, sell, 
Code 
Code 
buyer/seller 
(A-H) 
Day
Code 
redemption) int.) 
(J-P) 
(if private 
(J-P) 
(A-H) 
transaction)
(Q-W) 

(Unome Gain 
 =:$I ,000 less 8=$1,001-$2,500 =$2,501 -$5,000 D=$5,001 -$15,000 =$50,001 -$100,000 G=$100,00l -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
(See Columns and 04) ==$ 5,000 Jess K=$15,00l -$50,000 L=$50,001 -$100,000 M=$100,00i -$250,000 
Value Codes 

(See Columns and 03) 	N=$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$25,000,001 -$50,000,000 "'More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market Column C2) :=:Book Value =Other ""Estimated 

VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 14-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description sscts 
(including trust sets) 
Income during reporting period  
Gross value end  Transactions during cporting period  
reporting period  

(I) 
(2) 
(I) 
(2) (3) 
(5) asset Place "(X)" after eac  Amount  Type (e.g.,  
exempt from prior sclosure  Code  div., rent,  
(A-H) int.)  

Value
Value 
Code 
Method 
Code 
(J-P) 
(Q-W) 
Type (e.g., buy, sell, redemption) 
Date 
Month-
Day 

Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (if private  
transaction) 

- Income Gain Codes: =$1,000 less  B=$I ,00 -S2,500 =$2,501 -$5,000 =$5,001 -$15,000 (See Columns and D4) =$50,00 -$I 00,000  G=$OO,OOl -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 5,000 less =$t5,00t -$50,000 =$50,00I -$I 00,000 =SIOO,OOt -$250,000  
(See Columns and DJ) =$250,00 -$500,000 =$500,00t -$1,000,000 =St,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate .Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  
-------------  

Date Report bro, Thomas 
05/8/2008 
VII. INVESTMENTS and TRUSTS --i11come, value, tra11sactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Trnnsactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I) (2)  (I)  (2) (3)  (4)  (5) 
Amount  Type (e.g.,  Value Value  Type (e.g.,  Date Value  Gain  Identity  
Code  div., rent,  Code Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P) Code  redemption)  Day (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less ,OO -$2.500 0$2,50 -$5,000 0$5,001 -$15,000 0$15,00 -$50,000  
(See Columns and D4) 0$50,00 -$I 00,000 0$100,001. $1,000,000 0$1,000,001  $5,000,000 More than $5,000,000 Value Codes 0$15,000 less 0$15,001 -$50,000 0$50,001 -$100,000 0$100,001 -$250,000  

(See Columns and 03) s25o,oo -S5oo,ooo '0$500,001-$1,000,000 0$1,000,001  $5,000,000 $5,000,00 -$25,000,000 0$25,000,001 -$50,000,000 More than $50,000,000 Value Method Codes ""Appraisal "'Cost (Real Estate Only) ""'Assessment =Cash Market 	
[___ _cs CoilJtl'(: =Book Value Other ""Estimated 
Date Report bro, Thomas 
05/8/2008 
VII. INVESTMENTS and TRUSTS -income, value, tra11sactio11s r1ttc1udes those spouse and dependent children; see pp. 14-60 filing i11structions.J NONE (No reportable income, assets, transactions.) 
Income during 
Gross value end 
Description Ass ets 
Transactions during reporting period 
reporting period 
reporting period 
(including trust ass ets) 
(I) (I) 
assetPlace "(X)" after each  Amount  Type (e.g.,  Value  Value  Type (e.g.,  
exempt from prior dis closure  Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  

Date 
Value 
Gain 
Code2
Month 
Code 
Day 
(J-P) 
(A-HJ 
Identity buyer/seller (if private 
transaction) 
103.  Buy  7/27  
104.  Buy  8/3  
105. 106. -Nuveen Trdwinds Glbl Note Receivable from  lnterest  Buy  3/12 =$5,001 -$15,000 =$15;001 -$50,000 =More than $5,000,000 =$I 00,00 -$250,000 =$5,000,001 -$25,000,000 
1 =Cash Market 
....... 

___J 

Date Report 
Ambro, Thomas 
05/8/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto[Reporl) 
From Part IV, Lines and SBL abbreviated due spacing limitation. represents Section Business Law. From Part IV, Line Purpose, Representative British Inns Court Temple Bar Scholars Program Part VII, Line 21, asset was donated 5/15/07 along with Spectra Energy Corp. directly charity. Spectra Energy Corp. shares were obtained from spinoffof 
Duke Energy Corp. 112107. 

Date Report 
Ambro, Thomas 
05/8/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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