Skip to content

Judicial Watch • Thomas L Ambro Financial Disclosure Report for 2010

Thomas L Ambro Financial Disclosure Report for 2010

Thomas L Ambro Financial Disclosure Report for 2010

Page 1: Thomas L Ambro Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:21

Date Created:November 12, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Ambro, Thomas L Ambro, thomas, Estimated, 2010, INVESTMENTS, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-1I Person Reporting (last name, first, middle initial) Ambro, Thomas Court Organization U.S. Court Appeals, 3rd Cir Date Report 05/10/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address Federal Courthouse 844 King Street, Lock Box Wilmington, 19801 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee Thomas Ambro Revocable Trust 
Member (Emeritus) Georgetown University Alumni Admissions Program Board Advisors 
President Richard Rodney Inn Court  Member  Georgetown University Northern Delaware Alumni Admissions Program  Member  Board Editors, Delaware Lawyer  Member  Board Editors, Delaware Law Review  Member  Board Trustees the American Inns Court Foundation  

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 

[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Ambro, Thomas 

05/10/2011
Ambro, Thomas 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse1 Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 State Delaware -salary 

l.V.
REIMBURSEMENTS -transportation, lodging.food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  American Bar Association  May 8-9, 2010  Washington,  Standing Committee Fed  Transportation  
Judicial Improvements  

American Bar Association May II, 2010 New York City, Working Group Legal Transportation Opinions American Bar Association Oct 18-20, 2010 New York City, Working Group Legal Transportation Opinions 
Bringham Yound University Nov 4-6, 2010 Provo, Moot Court Competition Transportation, Lodging Meals American Bar Association Nov 14, 2010 Philadelphia, Standing Committee Fed Transportation Judicial Improvements 

Ambro, Thomas 
05/10/2011 Harvard Law School Dec 7-8, 2010 Cambridge, Financial Restructuring Transportation, Lodging Meals Kauffinan Foundation Roundtable GIFTS. (Includes those spouse and dependent children; see pp.18-31 filing instructions.) 
[{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 

instructions.) NONE (No reportable liabilities.) 
CREDITOR 	DESCRIPTION VALUE CODE 	Commerce Bank, N.A., now known Bank 	
Commerce Bank, N.A., now known Bank 	
Commerce Bank, N.A., now known Bank 

05/10/2011
Ambro, Thomas 
VII. INVESTMENTS and -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(1) (2) (2) (2) (3) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Code 
Code2 Method 
buyer/seller
exempt from prior disclosure div., rent, buy, sell, mm/dd/yy Code2 Code 
(A-H) int.)  Code  redemption)  (J-P)  (ifprivate  
(Q"W)  transaction)  
Wilmington Trust Account  Interest  

Wilmington Trust Account Interest Wilmington Tax Exempt Investor None Income Gain Codes: =$1,000 less  B=$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100.000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$I 00,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250.001 -$500.000 =$500,00 -$I ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Ambro, Thomas 
05/10/2011 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(1)  (2)  (1)  (2)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  .Date  Value  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (if private  
(Q-W)  transaction)  

18. -Artio Global INVT FDS Intl Equity Sold 02/26/10 (part) 
19. 
Sold 06/16/10 (part) 

20. 
Sold 12/13/10 Income Gain Codes:  A4l,000orkss  B$l,00l -$2,500 42,501 -$5,000  D$5,00l -$l5,000  E$l5,00l -$50,000  
(See Columns and D4) $50,00l -$100,000 $100,00 -$I ,000,000 $1,000,001 -$5,000,000 More than $5,000,000 Value Codes $15,000 less $15,001 -$50,000 $50,00l -$100,000 $100,001 -$250,000  
(Sec Columns and DJ) $250,001 -$500,000 $500,00 -$I ,000,000 =$1,000,001 -$5,000,000 $5,000,00 -$25,000,000 $25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) =Assessment Cash Markel  
(See Column CZ) Book Value =Other ="Estimated  

05/10/2011
Ambro, Thomas 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.)- NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting period 

(!) (4) 
Place "(X)" after each asset exemptfrom prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, orint.)  Value Code2  (J-P)  Gaiil Code (A"H)  Identity buyer/seller (if private transaction)  
Buy (add'!)  03/24/IO  

36. Buy 04/28/10 (add'!) 
Buy 05/26/10 (add'!) 
38. Buy 06/23/10 Income Gain Codes: =$1,000 less 41,001 -$2,500 42,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) :=oAssessmcnt =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
05110/2011
Ambro, Thomas 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

(See Column C2) =Book Value =Other =Estimated 

05/10/201 
Ambro, Thomas 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
Ambro, Thomas 
05/10/2011 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.J NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting 
0511012011
Ambro, Thomas 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reportingperiod  
(including trust assets)  reporting period  ofreporting period  

(2) (1) (2) 
(2) 
(3) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div;, rent; int.)  Value Code (J-P)  Value Method Code (Q"W)  Type(e.g.; buy, sell, redemption)  Date ml11/dd/yY  Value Code2  Gain Code (A-H)  buyer/seller (ifprivafo transaction)  
103.  Buy (add'!)  03/03/10  

104. 
-Loomis Sayles FDS Bond Fund Retail Buy 12/3 III0 Class 

105. 
-Matthews Intl Asian Growth Income Buy 12121110 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,001 -$250,000  
{Sec Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/10/2011
Ambro, Thomas 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

0511012011
Ambro, Thomas 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reporting period  
(3)  (4)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div, rent,  Code2  Me.thod  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction)  

154. -Vanguard Inflation Protected Securities Buy 
12/31/10 
(add'!) 
155. 
-Intel Corp Intc Buy 08/09/IO 

156. 
-Fairholme Funds Inc Focused Income Buy 04/08/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/10/2011
Ambro, Thomas instructions.) NONE (No reportable income, assets, transactions.) =Estimated 

05/10/2011
Ambro, Thomas 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during oss value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (3) 
Gain Identity 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Code 
Code buyer/seller
exempt from prior disclosure div., rent, Code2 Method buy,:sell; mm/dd/yy Code 
(A-H) 
(A-H) (if private int.) (J-P) Code3 redemption) (J-P) 
transaction)
(Q-W) 
188. 
Sold 06/16/10 (part) 

189. 
Sold 08/23/10 

190. 
Buy 12/20/10 (add'!) Income Gain Codes:  A=$1,000 less =$1,001 -$2,500  c=$2,501 -$5,000  0=$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100.000 4100,001 -$1,000,000 =$1,000,00 -$5,000,000 ore than $5,000,000 Value Codes =$15,000orlcss 415,001 -$50,000  L=$50,001 -$100,000  M=$100,001 -$250,000  
(Sec Columns and 03) =$250.001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000  P4=More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value Other  W=Estimated  

05/10/2011
Ambro, Thomas 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1ncludes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 

0511012011
Ambro, Thomas 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.J NONE (No reportable income, assets, transactions.) 
Description ofAssets Income.during Gross value end 
(includipg trust assets) reporting period reporting period 

(I) (2) 	(5) 
Place "(X)" after each asset Amount Type (e. g., Value Value Identity exempt from prior disclosure div., rent, Code2 Method buyer/seller
Code (A-H) int.) Code (if private (Q-W) 
transaction) 
222. 	
-Nuveen Tradewinds Global All-Cap Buy 12122110 Inst! 

223. 
-Vanguard Municipal Bond Fund High Buy 12/31/10 Yield Port 

224. 
Springside, LLC (2000 -$300,000) 	None 

225. 
Legg Mason Opportunity Trust None 	Sold 03/03/10 Jncome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001. -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than. $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(See Column CZ) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (2) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., di.v., rent, int.)  Value Code2 (J-P)  Value Method Code  (e.g., buy, sell, redemption).  Date  Value Code2 (J-P)  Gain Code  Identity buyer/seller (ifprivate transaction)  
239.  -Gwinnett Cnty Sch Dist G/O  

240. 
-Tennessee Ser G/O 

241. 
-Maryland Loe ACS 2nd Ser Gf0 

242. 
-Cherokee Cnty Sch Sys G/O 

243. 
-Illinois Toll Hwy Auth Rev Priority 

244. 
-New York Environmental Faes Corp 

245. 
-Arizona Brd Regents Univ Sys Rev Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5.000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000  0=$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate partofreport.) 
Asset listed Part VII, Line 226, has rental income from property located Middletown, DE. This asset was purchased 2004 for $80,925. 
Asset listed Part VII, Line prior year report, should not have been listed part sale. The asset was completely sold 2010. 
Asset listed Part VII, Line 126 changed from XTO Energy Inc Exxon Mobil Corp

Date Report 
Ambro, Thomas 
05/10/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regnlations. 
Signature: Thomas Ambro 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



Sign Up for Updates!