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Judicial Watch • Thomas L. Ludington – 2010

Thomas L. Ludington – 2010

Thomas L. Ludington – 2010

Page 1: Thomas L. Ludington – 2010

Category:Federal Judges

Number of Pages:20

Date Created:September 12, 2013

Date Uploaded to the Library:November 17, 2014

Tags:Thomas L Ludington, Ludington, thomas, 2010, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-1I1) Person Reporting (last name, first, middle initial) Ludington, Thomas Court Organization District Court (Eastern) Date Report 4/18/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 1/1/2010 12/31/2010 Chambers Office Address U.S. Courthouse 1000 Washington Avenue Bay City, 48708 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date PORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Director Gerstacker Foundation 
 
Saginaw Valley State University Foundation 
Trustee Albion College 
Director Thomas Ludington Foundation 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 01/01/03 Michigan Judges Retirement System 
 
LudinQton, Thomas 
 
 
 
III, NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2010 Federal Court Salary $165,000.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV, REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS income, atue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (1) (2) (1) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Jncomc Gain Codes: =$1,000 less =$1,001-$2,500 =$2.501 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) =$50,001 -$!00.000 =$100,001 -$1,000,000 =$1,000,00 I-$5.000,000 =More than $5.000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 I00,000 =$I 00.00 -$250,000 
(Sec Columns and D3) =$250,001 -$500.000 =$500,001 -$1 ,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
18. Vanguard Convertible Sec (Dow Savings Plan) KKL401K None 
19. Vanguard Global Equity (Dow Savings Plan) KKL 401K None 
20. SSgA Stable Value -State Michigan 457 Plan (TLL) None Sold (part) 03/22/10 
21. PIMCO Total Return-State Michigan 457 Plan (TLL) None Buy 03/22/10 
22. Dodge Cox Stock-State Michigan 457 Plan (TLL) None Duy 03/22/10 
23. SSgA Stable Value -State Michigan 401K plan (TLL) None 
24. PIMCO Total Return -State Michigan 401K plan (TLL) None Sold (part) 03/22/10 
25. Oakmark Equity Income Fund-State Michigan 401K (TLL) None Buy 03/22/10 
26. MFS Total Return -State Michigan 401K plan (TLL) None 
27. Dodge and Cox Stock -State Michigan 401K plan (TLL) None 
28. Lord Abbett Mid-Cap Value State Michigan 401K (TLL) None Sold 02/26/10 
29. Rowe Price Mid Cap Value Fund-State Michigan 401K (TLL) None Buy 02/26/10 
30. RidgeWorth Funds -State Michigan 401K(TLL) None 
31. American Funds Europacific -State Michigan 401K (TLL) None 
32. Chemical Bank Savings -FBO Interest 
33. Federated Balanced (CFC) -FBO Dividend 
34. Edu Savings Program -FBO None 
 
 
 
VII. INVESTMENTS and TRUSTS income, va1ue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(4) 
(1) (2) (I) (2) (I) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) 
(A-H) (if private int.) (J-P) Code redemption) (J-P) 
transaction) 
(Q-W) Income Gain Codes: ,000 less =$1.00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 E=$15,00l -$50,000 
(See Columns and 04) =$50,00  00,000 I00,00 -$1,000.000 =$1.000.001-$5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$!00,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1.000,001 -$5,000,000 =$5,000,00  $25,000,000 =$25,000,00  $50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Ludington, Thomas 
4/18/2011 
VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (I) 
(2) (2) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) Jncomc Gain Codes: =$1.000 less =$1.001 -$2.500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,001 -$!00.000 =$!00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00I -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250.001 -$500,000 =$500.00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50.000.000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (I) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) 
52. L-3 Communications, Inc Dividend Sold 11/17/10 
53. Flower Foods Dividend Buy 07/19/10 
54. Meridian Value Fund None Sold 03/11/10 
55. ING Global Natural Resources Fund None Buy 11/17/10 
56. MFS Utilities Fund None 
57. Royce Low-Priced Fund None Buy (addI) 03/11/10 
58. Buy (addl) 11/17/10 
59. Columbia Seligman Comm Fund None 
60. ITT Education Services Inc None Buy 07/19/10 
61. Vanguard Energy Fund Dividend Sold (part) 03/11/10 
62. Buy (add!) 07/19/10 
63. Vanguard Spc Hlth Fund None Sold 07/19/10 
64. Janus Overseas Fund Dividend Buy 07/19/10 
65. MSCI Canada Index Fund None Buy 07/19/10 
66. Dodge Cox Intl Stock Fund None Buy (add!) 03/11/10 
67. Sold 07/19/10 
68. Metro Inc Class None Buy 11/17/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 $5,000 =$5,001 -$15,000 =$15,00I -$50,000 
(Sec Columns and D4) =$50.00I 00,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$I5.000 Jess =$15,001 -$50,000 =$50,001 -$100.000 =$100,001 -$250,000 
(Sec Columns and D3) =$250.001 -$500,000 =$500,00 -$1,000,000 =$1 ,000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(4) 
(I) (2) (1) (2) (I) (2) (3) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value 
Gain 
Identity 
Code 
Code buyer/seller 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
(A-H) 
(A-H) (if private int.) (J-P) Code redemption) (J-P) 
transaction) 
69. MFS Intl New Discovery Fund None 
70. Pepsico Inc Dividend Buy 07/19/10 
71. Morgan Stanley Inst Intl Real Estate Fund None 
72. Price Media Tel Fund None Sold (part) 11/17/10 
73. Owens Minor Inc None Buy 11117/10 
74. Alexanders Inc None Buy 11117/10 
75. TCO Ltd Class Dividend Sold (part) 03/11110 
76. Bank Nova Scotia Dividend Sold (part) 07/19/10 
77. Power Financial Corp Dividend Sold 03/11/10 
78. Shoppers Drug Mart Corp Dividend Buy (add!) 07/19/10 
79. Harris Cap PFD Dividend 
80. Permian Basin Royalty None Buy (add!) 03/11110 
81. Sold (part) 03/11/10 
82. Sold (part) 07/19/10 
83. Cenovus Energy Inc Dividend Sold 11117/10 
84. EnCana Corp Dividend Sold 11/17110 
85. Sabine Royalty Trust None Sold (part) 03/11/10 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001-$50,000 
(See Columns and 04) F=$50.00l-$IOO.OOO G=$IOO.OOl -$1,000,000 =$1,000,001 -$5,000,000 H2=More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 L=$50,001-$100,000 =SI00,001 -$250,000 
(See Columns and 03) =$250.00 -$500,000 =$500.001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 P4=More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column CZ) =Book Value V=Othcr W=Estimated 
 
 
 
-income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) 
VII. INVESTMENTS and TRUSTS NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) 
(2) (2) (I) (2) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
86. Magellan Midstream None Sold (part) 03/11/10 
87. Sold (part) 11/17/10 
88. NuStar Energy None Sold (part) 03/11/10 
89. Sold (part) 11/17/10 
90. National Health Investors Dividend Buy 08/31/10 
91. Sold (part) 11/17/10 
92. Sunoco Logistics Partners None Sold (part) 03/11/10 
93. Sold (part) 07/19/10 
94. Realty Fund Dividend Sold (part) 07/19/10 
95. Sold (part) 11/17/10 
96. Energy Transfer Partners None Sold (part) 03/11/10 
97. Sold (part) 11/17/10 
98. Entertainment Pptys Dividend Sold (part) 07/19/10 
99. Sold 08/31/10 
100. Health Care Ppty Inv, Inc Dividend Buy (add!) 03/11/10 
101. Sold (part) 07/19/10 
102. Sold 11/17/10 Income Gain Codes: ,000 less =$1,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec ColumnsC Iand DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
Date Report 
Name Person Reporting 
4/18/2011 
Ludington, Thomas 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during Gross value end 
 
Transactions during reporting period 
Description Assets 
(including trust assets) reporting period ofreporting period 
(I) (2) (1) (2) (I) (2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$I ,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,001-$!00,000 =$100.00I -$1,000.000 =$1,000,001-$5,000,000 ll2 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 I00,000 =$100.00 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1.000,001 -$5,000,000 =$5,000,00 -$25.000.000 =$25,000,00 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50.00  00,000 =$100,00 -$1,000,000 =$1,000.00 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,00 -$50,000 =$50.00  00,000 =$I 00.001 -$250,000 
(Sec Columns and 03) =$250,001  $500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment Cash Market 
(Sec Column C2) =Book Value Other =Estimated 
 
 
Name Person Reporting 
Date Report 
 
4/18/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; SI!/! PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (1) (2) 
(4) (5) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) 
(A-H) (ifprivate 
transaction) 
(Q-W) Income Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50.00 -$I 00.000 =$100.001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 Jess =$15.001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250.001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 -$25,000,00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Column; and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.001 -$50,000 =$50,001 -$100.000 =$I00,001 -$250,000 
(Sec Columns and 03) =$250.00 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 More tha11 $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment :oCash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (1) (I) (2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) 
171. Thornburg Intl Value Fund-FBO Dividend Buy (addI) 03/10/10 
172. Sold 07/20/10 
173. Janus Overseas Fund-FBO#I None Buy 07/20/10 
174. Morgan Stanley Inst Intl Real Est -FBO Dividend 
175. Vanguard Energy Fund -FBO Dividend 
176. ATCO Ltd Class -FBO Dividend Sold (part) 03/10/10 
177. Canadian Natural Resources-FBO#I None Buy 11/16/10 
178. Power Financial Corp -FBO Dividend Sold 03/10/10 
179. American Gen Fin -Bond 5/15/10-FBO#I Interest Matured 05/15/10 
180. Caterpillar Fin -Bond 2/15/11-FBO#I Interest 
181. Cap Corp Bond-FBO#I 8/15/15 None Buy 12/20/10 
182. Metro Inc -FBO#I None Buy 11/16/10 
183. Harris Cap-FBO Dividend 
184. Realty Inc Fund-FBO Dividend Sold (part) 07/20/10 
185. MSC! Canada Index Fund-FBO#I Dividend Buy I/16/10 
186. Avalon Bay Communities Inc-FBO# Dividend Sold (part) 11/16/ 
187. Cenovus Energy-FBO#l Dividend Buy (add!) 03/10/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and D4) =$50,001  $100,000 =$100,001  $1,000;000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001  $250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00I  $1,000,000 =$1,000,001  $5,000,000 =$5,000,00 -$25,000,000 =$25,000.001 -$50,000.000 =More lhan $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (1) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
188. Sold 11/16/10 
189. EnCana Corp-FBO# Dividend Sold 11/16/10 
190. Shoppers Drug Mart Corp-FBO# Dividend Buy 03/10/10 
191. Sold 11/16/10 
192. Firstbank Puerto Rico CD-FBO#I 7/11/13 Interest 
193. Money Bank CD-FBO#I 12/13/10 Interest Matured 12/13/10 
194. Bank oflndia, NY,CD-FBO#I 9/26/12 Interest 
195. Wachovia Bank CD-FBO#I 8/15/13 Interest 
196. WesternbankCD-FBO#I 11/20/14 Interest Sold 04/30/10 
197. Ft. Walton DefBond-FBO#I 6/15/12 None 
198. Superior, Bond-FBO#I 3/1/14 Interest Buy 05/21/10 
199. Marlboro Twp, Bond-FBO#I 12/1/13 Interest Buy 05/18/10 
200. Goldman Sachs Bond-FBO#I 10/15/15 None Buy 12/21/I 
201. Sabine Royalty Trust -FBO Dividend 
202. Alger Hlth Sci Fund -FBO None Sold 11/16/10 
203. MFS Utilities Fund-FBO Dividend 
204. Rowe Price Fincl Srvc -FBO Dividend Income Gain Codes: =$1,000 less =$1,00 -$2,500 c=$2,501 -$5,000 D=$5,001 -$15,000 =$1 S,00 -$50.000 
(See Columns and D4) f=$50,001 -$100,000 G=$100,00l -$1,000,000 =$1,000,001 -$5.000,000 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(Sec Column; and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 P4=More than $50,000,000 Value Method Codes Q=Appmisat R=Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value =Other =Estimated 
 
 
 
 
 
Date Report 
Name Person Reporting 
Ludington, Thomas 
4/18/2011 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) 
(I) 
(2) 
(I) 
(2) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) 
(A-H) (if private int.) (J-P) Code redemption) (J-P) 
transaction) 
(Q-W) 
 
 Jncomc Gain Codes: A=$1,000 less B=$1,001 -$2,500 C=$2,50 $5,000 =$5,001 -$15,000 E=$15,001 -$50,000 
(See Columns and 04) 	F=$50,001 -$100,000 G=$l00,00I -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00 -$50,000 L=$50,001 -$100,000 =$100.00 -$250.000 
 
(Sec Columns and 03) 	N=$250,001 -$500,000 0=$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 -More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (1) (2) (I) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) 
222. Metro Inc A-FB0#2 None Buy 11/16/10 
223. MSC! Canada Index Fund-FB0#2 Dividend Buy 07120110 
224. Merrill Lynch Bond -FBO 3/29/11 Interest 
225. Miami Dade Cnty -FBO 4/1/10 Interest Matured 04/01/10 
226. Sabine Royalty -FBO Dividend Buy (add!) 07/20/10 
227. Sold (part) 11/16/10 
228. Magellan Midstream -FBO Dividend Buy (addI) 07120110 
229. Sold (part) 11/16/10 
230. Realty Fund -FBO Dividend Shoppers Drug Mart Corp FB0#2 Dividend Buy 03/10/10 
232. Sold 11/16/10 
233. Alger Hlth Sci Fund -FBO None Sold 11/16/10 
234. First Eagle Overseas Fund-FB0#2 Dividend Buy (addI) 03/10/10 
235. Capital One -FBO 9/4/12 Interest 
236. MFS Utilities Fund -FBO Dividend 
237. Rowe Price Fine! Srvc -FBO Dividend 
238. Money Bank CD-FB0#2 10/9/13 Interest Income Gain Codes: =$I ,000 less =$1.00 -$2.500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00I -$50,000 
(See Columns D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes )=$15,000orlcss =$15,001 -$50,000 =$50,00I -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,00I -$500,000 =$500,00I -$I ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real E>tatc Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions