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Judicial Watch • Thomas L Ludington Financial Disclosure Report for 2010

Thomas L Ludington Financial Disclosure Report for 2010

Thomas L Ludington Financial Disclosure Report for 2010

Page 1: Thomas L Ludington Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:20

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Thomas L Ludington, Ludington, thomas, 2010, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-1I1) Person Reporting (last name, first, middle initial) Ludington, Thomas Court Organization District Court (Eastern) Date Report 4/18/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 1/1/2010 12/31/2010 Chambers Office Address U.S. Courthouse 1000 Washington Avenue Bay City, 48708 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date PORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Director Gerstacker Foundation  

Saginaw Valley State University Foundation 
Trustee Albion College 
Director Thomas Ludington Foundation 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PAR TIES AND TERMS 01/01/03 Michigan Judges Retirement System 

LudinQton, Thomas 

III, NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2010  Federal Court Salary  $165,000.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV, REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS income, atue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (1) (2) (1) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Jncomc Gain Codes: =$1,000 less =$1,001-$2,500 =$2.501 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000  
(Sec Columns and D4) =$50,001 -$!00.000 =$100,001 -$1,000,000 =$1,000,00 I-$5.000,000 =More than $5.000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 I00,000 =$I 00.00 -$250,000  
(Sec Columns and D3) =$250,001 -$500.000 =$500,001 -$1 ,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

18. Vanguard Convertible Sec (Dow Savings Plan) KKL401K  None  
19. Vanguard Global Equity (Dow Savings Plan) KKL 401K  None  
20. SSgA Stable Value -State Michigan 457 Plan (TLL)  None  Sold (part)  03/22/10  
21. PIMCO Total Return-State Michigan 457 Plan (TLL)  None  Buy  03/22/10  
22. Dodge Cox Stock-State Michigan 457 Plan (TLL)  None  Duy  03/22/10  
23. SSgA Stable Value -State Michigan 401K plan (TLL)  None  
24. PIMCO Total Return -State Michigan 401K plan (TLL)  None  Sold (part)  03/22/10  
25. Oakmark Equity Income Fund-State Michigan 401K (TLL)  None  Buy  03/22/10  
26. MFS Total Return -State Michigan 401K plan (TLL)  None  
27. Dodge and Cox Stock -State Michigan 401K plan (TLL)  None  
28. Lord Abbett Mid-Cap Value State Michigan 401K (TLL)  None  Sold  02/26/10  
29. Rowe Price Mid Cap Value Fund-State Michigan 401K (TLL)  None  Buy  02/26/10  
30. RidgeWorth Funds -State Michigan 401K(TLL)  None  
31. American Funds Europacific -State Michigan 401K (TLL)  None  
32. Chemical Bank Savings -FBO  Interest  
33. Federated Balanced (CFC) -FBO  Dividend  
34. Edu Savings Program -FBO  None  

VII. INVESTMENTS and TRUSTS income, va1ue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(4)
(1) (2) (I) (2) (I) (2) (3) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) 
(A-H) (if private int.) (J-P) Code redemption) (J-P) 
transaction)
(Q-W) Income Gain Codes: ,000 less =$1.00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000  E=$15,00l -$50,000  
(See Columns and 04) =$50,00  00,000 I00,00 -$1,000.000 =$1.000.001-$5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$!00,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1.000,001 -$5,000,000 =$5,000,00  $25,000,000 =$25,000,00  $50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
Ludington, Thomas 
4/18/2011 
VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) 
(2) (2) 
(5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) Jncomc Gain Codes: =$1.000 less =$1.001 -$2.500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001 -$!00.000 =$!00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00I -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250.001 -$500,000 =$500.00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50.000.000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (3) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) 
52. L-3 Communications, Inc  Dividend  Sold  11/17/10  
53. Flower Foods  Dividend  Buy  07/19/10  
54. Meridian Value Fund  None  Sold  03/11/10  
55. ING Global Natural Resources Fund  None  Buy  11/17/10  
56. MFS Utilities Fund  None  
57. Royce Low-Priced Fund  None  Buy (add'I)  03/11/10  
58.  Buy (add'l)  11/17/10  
59. Columbia Seligman Comm Fund  None  
60. ITT Education Services Inc  None  Buy  07/19/10  
61. Vanguard Energy Fund  Dividend  Sold (part)  03/11/10  
62.  Buy (add'!)  07/19/10  
63. Vanguard Spc Hlth Fund  None  Sold  07/19/10  
64. Janus Overseas Fund  Dividend  Buy  07/19/10  
65. MSCI Canada Index Fund  None  Buy  07/19/10  
66. Dodge Cox Intl Stock Fund  None  Buy (add'!)  03/11/10  
67.  Sold  07/19/10  
68. Metro Inc Class  None  Buy  11/17/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 $5,000 =$5,001 -$15,000 =$15,00I -$50,000  
(Sec Columns and D4) =$50.00I 00,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$I5.000 Jess =$15,001 -$50,000 =$50,001 -$100.000 =$100,001 -$250,000  
(Sec Columns and D3) =$250.001 -$500,000 =$500,00 -$1,000,000 =$1 ,000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(4)
(I) (2) (1) (2) (I) (2) (3) 
Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value 
Gain 
Identity 
Code 
Code buyer/seller
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
(A-H) 
(A-H) (if private int.) (J-P) Code redemption) (J-P) 
transaction) 
69. MFS Intl New Discovery Fund  None  
70. Pepsico Inc  Dividend  Buy  07/19/10  
71. Morgan Stanley Inst Intl Real Estate Fund  None  
72. Price Media Tel Fund  None  Sold (part)  11/17/10  
73. Owens Minor Inc  None  Buy  11117/10  
74. Alexander's Inc  None  Buy  11117/10  
75. TCO Ltd Class  Dividend  Sold (part)  03/11110  
76. Bank Nova Scotia  Dividend  Sold (part)  07/19/10  
77. Power Financial Corp  Dividend  Sold  03/11/10  
78. Shoppers Drug Mart Corp  Dividend  Buy (add'!)  07/19/10  
79. Harris Cap PFD  Dividend  
80. Permian Basin Royalty  None  Buy (add'!)  03/11110  
81.  Sold (part)  03/11/10  
82.  Sold (part)  07/19/10  
83. Cenovus Energy Inc  Dividend  Sold  11117/10  
84. EnCana Corp  Dividend  Sold  11/17110  
85. Sabine Royalty Trust  None  Sold (part)  03/11/10 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001-$50,000  
(See Columns and 04)  F=$50.00l-$IOO.OOO  G=$IOO.OOl -$1,000,000 =$1,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000  L=$50,001-$100,000 =SI00,001 -$250,000  
(See Columns and 03) =$250.00 -$500,000 =$500.001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000  P4=More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column CZ) =Book Value  V=Othcr  W=Estimated  

-income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) 
VII. INVESTMENTS and TRUSTS NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) 
(2) (2) (I) (2) (4) (5) 
Place (X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

86. Magellan Midstream  None  Sold (part)  03/11/10  
87.  Sold (part)  11/17/10  
88. NuStar Energy  None  Sold (part)  03/11/10  
89.  Sold (part)  11/17/10  
90. National Health Investors  Dividend  Buy  08/31/10  
91.  Sold (part)  11/17/10  
92. Sunoco Logistics Partners  None  Sold (part)  03/11/10  
93.  Sold (part)  07/19/10  
94. Realty Fund  Dividend  Sold (part)  07/19/10  
95.  Sold (part)  11/17/10  
96. Energy Transfer Partners  None  Sold (part)  03/11/10  
97.  Sold (part)  11/17/10  
98. Entertainment Pptys  Dividend  Sold (part)  07/19/10  
99.  Sold  08/31/10  
100. Health Care Ppty Inv, Inc  Dividend  Buy (add'!)  03/11/10  
101.  Sold (part)  07/19/10  
102.  Sold  11/17/10 Income Gain Codes: ,000 less =$1,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec ColumnsC Iand DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
4/18/2011 
Ludington, Thomas 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during Gross value end 

Transactions during reporting period 
Description Assets 
(including trust assets) reporting period ofreporting period 
(I) (2) (1) (2) (I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$I ,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001-$!00,000 =$100.00I -$1,000.000 =$1,000,001-$5,000,000  ll2 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 I00,000 =$100.00 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1.000,001 -$5,000,000 =$5,000,00 -$25.000.000 =$25,000,00 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50.00  00,000 =$100,00 -$1,000,000 =$1,000.00 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,00 -$50,000 =$50.00  00,000 =$I 00.001 -$250,000  
(Sec Columns and 03) =$250,001  $500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ""Assessment ""Cash Market  
(Sec Column C2) =Book Value ""Other =Estimated  

Name Person Reporting 
Date Report 

4/18/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; SI!/! PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (1) (2) 
(4) (5) 
Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) 
(A-H) (ifprivate 
transaction)
(Q-W) Income Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50.00 -$I 00.000 =$100.001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 Jess =$15.001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250.001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 -$25,000,00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Column; and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.001 -$50,000 =$50,001 -$100.000 =$I00,001 -$250,000  
(Sec Columns and 03) =$250.00 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 More tha11 $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ""Assessment :oCash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (1) (I) (2) (3) (5) 
Place "'(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) 
171.  Thornburg Intl Value Fund-FBO  Dividend  Buy (add'I)  03/10/10  
172.  Sold  07/20/10  
173.  Janus Overseas Fund-FBO#I  None  Buy  07/20/10  
174.  Morgan Stanley Inst Intl Real Est -FBO  Dividend  
175.  Vanguard Energy Fund -FBO  Dividend  
176.  ATCO Ltd Class -FBO  Dividend  Sold (part)  03/10/10  
177.  Canadian Natural Resources-FBO#I  None  Buy  11/16/10  
178.  Power Financial Corp -FBO  Dividend  Sold  03/10/10  
179.  American Gen Fin -Bond 5/15/10-FBO#I  Interest  Matured  05/15/10  
180.  Caterpillar Fin -Bond 2/15/11-FBO#I  Interest  
181. Cap Corp Bond-FBO#I 8/15/15  None  Buy  12/20/10  
182.  Metro Inc -FBO#I  None  Buy  11/16/10  
183.  Harris Cap-FBO  Dividend  
184. Realty Inc Fund-FBO  Dividend  Sold (part)  07/20/10  
185.  MSC! Canada Index Fund-FBO#I  Dividend  Buy I/16/10  
186.  Avalon Bay Communities Inc-FBO#  Dividend  Sold (part)  11/16/  
187.  Cenovus Energy-FBO#l  Dividend  Buy (add'!)  03/10/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001  $100,000 =$100,001  $1,000;000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001  $250,000  
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00I  $1,000,000 =$1,000,001  $5,000,000 =$5,000,00 -$25,000,000 =$25,000.001 -$50,000.000 =More lhan $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I)  (2)  (1)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

188.  Sold  11/16/10  
189.  EnCana Corp-FBO#  Dividend  Sold  11/16/10  
190.  Shoppers Drug Mart Corp-FBO#  Dividend  Buy  03/10/10  
191.  Sold  11/16/10  
192.  Firstbank Puerto Rico CD-FBO#I 7/11/13  Interest  
193. Money Bank CD-FBO#I 12/13/10  Interest  Matured  12/13/10  
194. Bank oflndia, NY,CD-FBO#I 9/26/12  Interest  
195.  Wachovia Bank CD-FBO#I 8/15/13  Interest  
196.  WesternbankCD-FBO#I 11/20/14  Interest  Sold  04/30/10  
197.  Ft. Walton DefBond-FBO#I 6/15/12  None  
198.  Superior, Bond-FBO#I 3/1/14  Interest  Buy  05/21/10  
199.  Marlboro Twp, Bond-FBO#I 12/1/13  Interest  Buy  05/18/10  
200.  Goldman Sachs Bond-FBO#I 10/15/15  None  Buy  12/21/I  
201.  Sabine Royalty Trust -FBO  Dividend  
202.  Alger Hlth Sci Fund -FBO  None  Sold  11/16/10  
203.  MFS Utilities Fund-FBO  Dividend  
204. Rowe Price Fincl Srvc -FBO  Dividend Income Gain Codes: =$1,000 less =$1,00 -$2,500  c=$2,501 -$5,000  D=$5,001 -$15,000 =$1 S,00 -$50.000  
(See Columns and D4)  f=$50,001 -$100,000  G=$100,00l -$1,000,000 =$1,000,001 -$5.000,000 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  
(Sec Column; and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000  P4=More than $50,000,000 Value Method Codes  Q=Appmisat  R=Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
Ludington, Thomas 
4/18/2011 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) 
(I) 
(2) 
(I) 
(2) 
(4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) 
(A-H) (if private int.) (J-P) Code redemption) (J-P) 
transaction)
(Q-W) 

 Jncomc Gain Codes: A=$1,000 less B=$1,001 -$2,500 C=$2,50 $5,000 =$5,001 -$15,000 E=$15,001 -$50,000 
(See Columns and 04) 	F=$50,001 -$100,000 G=$l00,00I -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00 -$50,000 L=$50,001 -$100,000 =$100.00 -$250.000 

(Sec Columns and 03) 	N=$250,001 -$500,000 0=$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 -More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (1) (2) (I) (2) (3) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) 
222.  Metro Inc A-FB0#2  None  Buy  11/16/10  
223.  MSC! Canada Index Fund-FB0#2  Dividend  Buy  07120110  
224.  Merrill Lynch Bond -FBO 3/29/11  Interest  
225.  Miami Dade Cnty -FBO 4/1/10  Interest  Matured  04/01/10  
226.  Sabine Royalty -FBO  Dividend  Buy (add'!)  07/20/10  
227.  Sold (part)  11/16/10  
228.  Magellan Midstream -FBO  Dividend  Buy (add'I)  07120110  
229.  Sold (part)  11/16/10  
230. Realty Fund -FBO  Dividend  Shoppers Drug Mart Corp FB0#2  Dividend  Buy  03/10/10  
232.  Sold  11/16/10  
233.  Alger Hlth Sci Fund -FBO  None  Sold  11/16/10  
234.  First Eagle Overseas Fund-FB0#2  Dividend  Buy (add'I)  03/10/10  
235.  Capital One -FBO 9/4/12  Interest  
236.  MFS Utilities Fund -FBO  Dividend 
237. Rowe Price Fine! Srvc -FBO  Dividend  
238. Money Bank CD-FB0#2 10/9/13  Interest Income Gain Codes: =$I ,000 less =$1.00 -$2.500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00I -$50,000  
(See Columns D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes  )=$15,000orlcss =$15,001 -$50,000 =$50,00I -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,00I -$500,000 =$500,00I -$I ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real E>tatc Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions



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