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Judicial Watch • Thomas M. Hardiman – 2008

Thomas M. Hardiman – 2008

Thomas M. Hardiman – 2008

Page 1: Thomas M. Hardiman – 2008

Category:Federal Judges

Number of Pages:22

Date Created:December 4, 2009

Date Uploaded to the Library:October 28, 2014

Tags:Hardiman, Thomas M Hardiman, thomas, dependent, 2008, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978, USC. App. JOI-I 
FOR CALENDAR YEAR 2008 Person Reporting (Last name, first, middle initial) Court Organization Date Report 
 
Hardiman, Thomas 	Third Circuit Court Appeals August 13, 2009 
Title 	(Article Illjudges indicate active senior status; Report Type (check appropriate type) Reporting Period magistrate judges indicate full-or part-time) 
Nomination, Date 
U.S. Circuit Judge -Active 	01/01/08 12/31/08 
Initial _x_ Annual Final 
Office Address the basis the information contained this Report and any modifications thereto, is, opinion, 2270 United States Courthouse compliance with laws and regulations. 
700 Grant Street 
Pittsburgh, Pa. 15219 Reviewing Officer 	Date 
IMPORTANT NOTES: The intructions accpmpanyfng thisform checking the NONKboxfor each part have reportable info,rmation. Sign parts, POSITIONS. (Reporting individual only; see pp. 9-I3 Instructions.) POSITION NAME ORGANIZATION/ENTITY NONE (No reportable positions.) 
Director Big Brothers Big Sisters Greater Pittsburgh, Inc. 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 Instructions) 
DATE AND TERMS r---,;C)-::: 
(./: c-=  NONE (No reportable positions.) .,,,:.J :::--: r1i 2..:: oJ.:.:: 
Ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 Instructions.) SOURCE AND TYPE 	GROSS INCOME Filers Non-Investment Income 
NONE (No reportable non-investment income.) Spouses Non-Investment Income -If you were married during any portion the reporting year, please complete this 
section. (dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 
2008 The First City Company 
 
Hardiman, Thomas GIFTS. (Includes those spouse and dependent children. See pp. 28-31 Instructions.) 
 
 
NONE (No reportable liabilities.) 
 
 
fme Person Reporting Date Report Thomas Hardiman August 13, 2009 
VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-57 Instructions.) 
pescription Assets Iricome 
(mcludmg trust assets) 
. during.reporti p(:rioo 
(1) (2) 
Place after each asset exempt prior disclosure. 
Gross value end reporting period 
(1) (2) NONE (No reportable income, 
 
PNC Checking Account Int. 
1--- 
 
-- ____ __J- 
Vanguard P1mcp 
Div. 
Div. 
 
PNC Money Market Account 
 
Mut. Fund (MF) Fulton Financial Stk (CS) 
 
+--- ___ 
Wachovia Bank (MM) Int. BuyAmerican Axle Mfg 
Sell 
 
Div. 
 
American Eagle Outfitters Div. 
Buy 
 
2/31 
10/28 
8/26 American Express 
FINANCIAL DISCLOSlJRR REPORT 
Thomas Hardiman 	August 13, 2009 
VII. 	Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-57 ofInstructions.) 
Description ofAssets Income Gross value 
(including trust assets) during end 
 
 
reporting period reporting period .--: 
(2) (2) )(! .:, 
 
 
Codef.  
 
:merger;; redemption) 
intJ. 
rentor 
disclosure. 
Cod.e. 
  
NONE (No reportable income,assets, transactions) 	IIi 
Buy 2128 	Armstrong World Industries None Buy 3/1 Sell(pt.) 4/29 
Buy 3117 
Sell 4118Sell 
Buy Div. 
Bank New York Mellon 
Buy 
Buy 
10/0610116 
.._j Buy 1109 Div. 
 
Capital One Financial Corp 
116 chruming shopr !.I Buy 7/09 Buy 7110 K=$15 000 1;$50;001-,$)00,000 
IDJ,) 000  
 
.. estate.only) S=;Assssment 
 	 
  W=Est1mated. 	. 
 
 
 
VII. 
 
VII. 
 
 
 
 
 
Reporting 	Date Report Thomas Hardiman 	August 13, 2009 
VII. 	Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-57 Instructions.) 
Description Assets (including trust assets) 
Gross value 
Income 
 
Transactioi:is,durilig reporting pe,riod. end 
during 
reporting period 
reporting period 
(1) (2) 
Ifnot exerript from disc,loson  ... 
 . 
Type 
Type 
Value {e.g., 
(e_.g,, 
Valil.e Method buy; sell; 
div.,: 
rent 
 
Amt. 
Place after each asset 
. 
CodeCodel 
(A-Ii) 
Code2 merger;redemption). 
exempt 
prior disclosure. Jransaction)int.) 
NONE (No reportable income, assets, transactions) 
--, 
 
148 	Motorola 
 
-------------------- 
149 NCR Newell Rubbermaid 
Sell 	Buy 
Div. Buy 
Nokia Corp. ADR 9103 	 
Buy _;_ 
9130. 
--J-I ---+_ 
Merger 6/04 
 
 
__None_ Noven Phann. 
Peak lntI Pfizer 
Pharmion Corp. 
 Plato Leaming 	None Sell 12116. 
 12/09 Buy i58 PNCFinancial Div. Buy 
!12/121 _j_ 
Buy ..  B=$i C==$2,501$5,000 . 	     i:l=s15,001-$5o,ooo  	HI=$1,000,001 c$5,QOO,OOO 
;1. K=$15,001-$50,000 L=$50,00I-$100,000 M=$l00,001$250,000 
(See Cl, DJ) 0=ssoo,oo1-$1,000 ooo Pl=$1,000,001 $5,000,000 P2=$5,000;00I :$25;000,0QO 
 P4=More thah $50,000,000 
 
..:S:>.!Jreal estate only) S=A,ssessment T=Cash/Milrket  
111_T_ -_, 
 
 
 
 
VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those 
spouse and dependent children. See pp. 34-57 ofInstructions.) 
Type 
rName Person Reporting 	Date Report 
VII. 	Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-57 Instructions.) :.(]; 
Gross  
Income 
; 	period 
ytist assets)   during 
lilend.iir::, repoi:ting j)eriod   
:,; 
reporting pi:iqp (1) (2)  
Type 
- 
Value 
(e.g., 
. 
eg1i:i;!. 
 
Amt. 
(A-H) 
merger,. 
div., Value 
Method 
rent Code2 Code  
int.) (J-P) (QW) 
redemption? 
NONE (No reportable income, sets, transactions) Wellpoint Wilson Leather None Buy Buy Sell Sell Sell(pt.) Buy Buy Sell 6119 111/2612/09/12/24 6/11 11/0611121 11/18 ji------- 
 
10/17 10/25 
10/27 
----_] 
Sell 
 
Sell(pt.) 
Buy 
12/11 
---- 
Evergreen MMF 
12/31 
Wachovia Bank (MM) Arch Capital Grp 
E=$!5;00!-$50,000 
Value. Codes: 
1=$15,000 less 
 
000 000 000  
001 000 000 
(See Col: Cl, D3) 	 
Value Metl}(>d Codes: Q=Appraisal R=.C.ost (ral estate drily); S;;Assessinent ... 
August 13, 2009 
 
Thomas Hardiman 
FIN CIAL DISCLOSURE REPORT 
VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those 
spouse and dependent children. See pp. 34-5 Instructions.) 
-:  .of 
(2) 
 
Plac(! after each asset 
Value 
exempt 
Code2 
int.) 
prior disclosure. 
(JP) 
NONE (No reportable income, 
assets, transactions) 
 
186 Eaton Vance En. Equity Div. Eaton Vance Gr. India None Franklin Biotech Non +-T 
 
!91 Renaissance Hldgs Int. 
f-Spectra Energy Corp Investment Co. Div. 
1----- Putnam New Opp. 
---------- -------------------- Div. 
 
K 
 
----1 
Wash. Mut. Inves. Div. ___j 
40l(k) ACCOUNT 
----------------------------------- 
Principal  
---------_ __L j___ 2___ 
Principal Med. Co. Bid Div. -..j 
Principal Sm. Co. Grwth --- Div. 
J98 
199 
Principal Fin. Div. 
 
VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Incl udesthoseof 
spouse and dependent child ren. See pp. 34-57 Instructions.) 
 
 
VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-57 Instructions.) 
 
VII. Page INVESTMENTS and TRUSTS -income, value, transactions spouse and dependent children. See pp. 34-57 ofInstructions.) (Includes those 
Description Assets (including trust assets) 
Gross valueIncome 
during end 
reporting period 
reporting period 
 
(1) 
(1) 
 
(:2) 
Me(lfo 
Code 
 
(Q-W) 
 
 
Type I 
Value renfor Code2 . I. 
 
   
prior disclosure. 
.. 
 
i. 
  
Codd 
.(A-H) 
int.) 
 . 
 NONE (No reportable income,I assets, transactions) Int. 
126 PNC Trust Account ----! 
5/15 Div. Buy 
5115 
---------- 
1121 AMCAPMF ----- 
 
-----{ 
 
 
Div. TWorld Gr. IncomeMF 
Buy 
----------iII 
ID. 
 
Fundamental Inv. iv. Buy 
--------------1 
,-I 131 Growth Fund ofAmericaMF ---------------------A Div. _i::_5115 
--------1-------------1--------+----+-----t- 
132 Investment ofAmerica Div. 
 
Buy 5/15 
1133 New Perspective Div. ------------; 
ri34 Inv. 1-Div. --r 
 ___J TRUST +--r-____ -_--f 
---r 
 
Div. ---j ---, 
AMCAPMF 
 
Buy 
Buy 5115 
137 Capital World Gr. Income Div. 
1----+ 
GrowthMF 
138 Europacific ._ E$15,00I-$:SO,OOO . ---:i,.11 
Buy 
 
A=$I less $2,500 
Income/Gain Codes: 
C=$2,50lc$5,000 
 
 
. (SeeCol.Bl,04} Hl=$1,000,001-$5,000,000 
,--z-Value Codes: 1=$15,000 less K=$15,001-$50,000 L=$50,00I-$1 00,000 M=,$l00,00l-$250;000 
 
P2=$5,000,001$25,000,000 JTC;h/Market 
 
 
 
 
 
(See Col. Cl, 03) N=$250,001-$500,000 0=$500,001-$1,000,000 Pl=$1,ooo,001-$s,ooo;ooo 
P3=$25,000,001-$50,000,000 P4=More. than $50,000,000 
Codes: 9....1sL_ 
lef-1ft!!, 
estate S=Assessment 
..,rr.._=---.o.-.J 
Name Person Reporting Date Report 
Thomas Hardiman August 13, 2009 
VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those 
spouse and dependent children. See pp. 34-57 Instructions) A J)escription Assets 
(includmg ,trust a5sets) 
Place after each asset exempt prior disclosure. 
- 
------------------------- 
 
NONE (No reportable income,assets, transactions) __J r-------------- 
139Fundamental Inv. 
140 GrowthFund America 
141 Investment America 
{2) Type 
Amt.  ValubCodel rent Code2 {A-H) int.) 
Ifnotempi from disclosure 
Type 
MValueethod (e.g., (3)   Identity 
buy, sell, Value -(5) .Code merger, Monthc  Code2 , - buyer/seller .(Q-W) redemption) Day private traiisactiq). 
 -----, 
---Buy 
5/15 iDiv. 
Buy 5/15 
TDiv. 
 
Buy 5/15 JDiv. 
 
144 PNC Trust Account 
 
Int. 
Div. 
 
146 Fundamental Inv. 
1148 Investment 
Div Div. ----------,. --- 
 
____L --i Income/Gain Codes: A=$l,OOO less  -.  $5,00ic$I5,000  E=$l5,001-$50,000 
(See Col. Bl, D4) F=$50,00l-$1QO;OQO _(}= H2=MorethiiJ1 $500Q,0002 Value Codes: J=$J5;000 or.less 5;001-$50,000 L=$50,00h$IOO;OOO(See Col. Cl, D3) 00,001-$1000000 ll;=$l,OOO;OOl-$5;000,000.. -. P3,,.$25 l14.M