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Judicial Watch • Thomas M Rose Financial Disclosure Report for 2005

Thomas M Rose Financial Disclosure Report for 2005

Thomas M Rose Financial Disclosure Report for 2005

Page 1: Thomas M Rose Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:11

Date Created:February 7, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Thomas M Rose, COUNTY, thomas, trust, 2005, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev.112006 
FOR CALENDAR YEAR 2005 U.S.C. app. IOI-I Person Reporting (last name, first, middle initial) Rose, Thomas Court Organization U.S. District Ct., S.D. Ohio Date Report 0510912006 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (active) ....   -' .,: .'.  Sa. Report Type (check appropriate type)  Nomination, Date Initial  Annual ?.:.; ... .Amended Report .... Final Reporting Period 01/01/2005 12/31/2005 Chambers Office Addret!t 	the basis the information contained this Report and any inOcilfications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
200 West Second Street 
9th Floor, Federal Building 
Dayton, 45402 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting indMdual only; see pp. 9-13 instructions.) 	NONE (No reportable positions.) POSITION Partner 	Wiggins Rose Stables L.L.P. Partner  Rose Stables Co-Trustee  Trust Co-Trustee  Trust#2 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 1976  Public Employees Retirement System, control, retirement 1982  Ohio Deferred Compensation Fund, self-directed retirement fund (rolled over into Ind Retirement Account) 2005  Northwestern Mutual Individual retirement account -self directed (rolled from Ohio Deferred Comp Fund)  

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

(yours, not spouse's) 
Date Report 
05/09/2006 

Ohio Public Employee Retirement System (Retirement) 67,182.48 
Principal Life Insurance Co. (Annuity Death Benefit) 17,172.52 Spouse's Non-Investment Income -lfyou were married during any portion the reporting year, complete this section. (Dollar amount not required exceptfor honoraria.) 
IKJ NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
IKJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

Date Report 
05/09/2006
Rose, Thomas GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No reportable gifts.) Sky Bank Mortgage rental property Xenia, Ohio 

Date Report 
05/09/2006
Rose, Thomas 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.)  
Description ofAssets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

Ifnot exempt from disclosure 
(2) 
(I)
(2)
(1) 
Amount exempt from prior disclosure 
Place "(X)" after each asset Code 
(AH) Huntington Bankshares Common Stock 
Saltcreek Valley Bank Common Stock 
Putnam Investments IRA 
--Putnam Global Growth Fund 

Type(e.g. div., rent, inl) 
Dividend 
Dividend 
Dividend 
Value 
Code2 

(J-P) 
Value Method Code 
(Q-W) 
Type(e.g. buy,sell, merger, redemption) 
redemption 
(2) Date Month-Day 
(3) 
(4) (5) 
Value Gain 
Identity Code 
Code buyer/seller 
(ifprivate transaction) 
(J-P) (A-H) --Putnam Health Science Test Dividend redemption -Putnam Vista Fund CLA Dividend redemption 
Self-Directed Ohio Public Employees Deferred Comp. Plan 
--OPDEC Guarantee Return Option Dividend rollover 6/16 
--Fidelity Equity Income Dividend rollover 6/16 

IO. -Fidelity Magellan Dividend rollover 6/16 
11. 
--Fidelity Growth Dividend rollover 6/16 

12. 
--AIM Constellation Dividend rollover 6/16 

13. 
--Vanguard International Growth Dividend rollover 6116 

14. 
Wiggins Rose Stables L.L.P. None 

15. 
Rose Stables, Partnership None 

16. 
Rental Property #1, Xenia, None 

17. 
Date Report 
05/09/2006
Rose, Thomas 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-51 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18. Thomas Rose Retirement Acct Tran fers 
roll rom 
Mutual Self Directed 
Ohio Def Comp 
19. 
--Amcap Fund Inc Ckass Dividend 

20. 
--Small Cap Word Fund Inc. Class Dividend 

21. 
--Aim Mutual Fund Inc. Class Dividend 
22. 
--Bond Fund Inc. Class Dividend 

23. 
-Euro Pacific Growth Fd. Class Dividend 

24. 
Trust -Securities 

25. 
--Am Electric Power Dividend 

26. 
--Bob Evans Farms Dividend 

27. 
--Duke Energy Dividend 

28. 
--Hartford Financial Ser Dividend 

29. 
--Host Marriott Dividend 

30. 
--Huntington Bancshares Dividend 

31. 
-ITT Inds Inc Dividend 

32. 
-National City Bank Dividend 

33. 
-Nuveen Ohio Income Dividend
- D,u,,......;,,, y_,,, 

Date Report 
Rose, Thomas 
05/09/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing ins/ructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period not exempt from disclosure 
(2) 
(2)
(I) 
(I) 
Value
Amount 
Value
Place "(X)" after each asset 
Type(e.g.
Typc(e.g. 
(2) 
(3) 
(5) 
exempt from prior disclosure  Code! (AH)  div., rent, int.)  Code (J-P)  Method Code (Q-W)  buy, sell, merger, redemption)  Date Month Day  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
35. --Starwood Hotels  Dividend  

36. 
Trust -Municipals 

37. 
-Broadview Heights Interest 

38. 
--Butler County Ohio Interest 

39. 
-Scanton, Ohio Interest 

40. 
--Columbus (Franklin Co.) Ohio Interest 

41. 
--Columbus (Franklin Co.) Ohio Interest 

42. 
--Cuyahoga County, Ohio Interest 

43. 
--Franklin Cty Ohio Imps Interest 

44. 
--Franklin City (Warren Co.) Interest 

45. 
--Greene County, Ohio Interest 

46. 
--Greene County, Ohio Interest 

47. 
--Hamilton County Hosp Interest 

48. 
--Hamilton County Hosp Interest 

49. 
--Hamilton County Stad Interest 

50. 
--Highland Local Interest 

.,.
51. -Huber Hei11ht J:I Tnt,,.roll;'t 
Date Report 
Rose, Thomas 
05/09/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 offding instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) not exempt from disclosure 
(2)(I) 
Amount
Place "(X)" after each asset 
Value
Value 
Type(e.g. 
(2) 
(4) 
(5) 
exempt from prior disclosure 
52. 
-Independence, Ohio 

53. 
-Mansfield (Richland Co.) 

54. 
-Medina Co. Hosp 

55. 
--Montgomery Co. Spc 

56. 
-Montgomery Co. Ohio 

57. 
--Ohio Cap Corp HSG 

Code! 
(A-H) div., rent, int.) 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Code 
(J-P) 
Method Code (Q-W) 
buy, sell, Date 
Value 
Gain 
Identity merger, 
Month-
Code 
Code 
buyer/seller redemption) 
Day 
(A-H)
(J-P) (if private transaction) 
58. 
--Ohio State Pub. Facilities Interest 

59. 
--Olentangy Loe. Sch Dist Interest 

60. 
--Southern LSD (Meigs Co) Interest 

61. 
--Toledo, Ohio General Interest 

62. 
West Carrollton (Mont Co) Interest 

63. 
West Carrollton (Mont Co) Interest 

64. 
Trust -Securities 

65. 
--Archer-Daniels-Midland Dividend 

66. 
--Bob Evans Dividend 

67. 
--First Energy Corp Dividend 

6R. --H11ntlnatnn R::1nt"ch::1rP n:_.:.i ___ 

Date Report 
Rose, Thomas 
05/09/2006 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see PP J4-s1 filing instructions> NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) 
Ifnot exempt from disclosure (I) (I) (I) 
Amount exempt from prior disclosure 
Place "(X)" after each asset Code (A-H) 
69. 
-Marshall Ilsley Corp 

70. 
-National City Corp 

71. 
-Newell Rubbermaid 

72. 
--Nuveen Ohio Qua! Incom 

73. 
Trust -Municipals 
Type(e.g. div., rent, int.) 
Dividend 
Dividend 
Dividend 
Dividend 
Value 
Code2 

(J-P) 
Value Method Code3 
(Q-W) 
Type (e.g. buy, sell, merger, redemption) 
(2) Date Month-Day 
(3)  (4)  (5)  
Value  Gain  Identity  
Code2  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

74. --Broadview Hts Dividend 
75. 
--Celina, Ohio CSD Dividend 

76. 
--Clermont County, Ohio Interest 

77. 
--Columbus (Franklin Co) Ohio Interest 

78. 
--Cuyahoga County Hosptial Interest 

79. 
--Franklin Ohio Pub Imp Interest 

80. 
--Greene County, Ohio Interest 

81. 
--Greene County, Ohio Interest 

82. 
--Hamilton County, Ohio Interest 

83. 
--Highland Local School Interest 

84. 
--Independence, Ohio LSD Interest 

S!