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Judicial Watch • Thomas P. Griesa – 2011

Thomas P. Griesa – 2011

Thomas P. Griesa – 2011

Page 1: Thomas P. Griesa – 2011

Category:Federal Judges

Number of Pages:10

Date Created:February 26, 2013

Date Uploaded to the Library:October 25, 2014

Tags:griesa, Thomas P Griesa, thomas, Estate, 2011, Market, assets, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act olJ978 
Rev. FOR CALENDAR YEAR 2011 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) Griesa, Thomas Court Organization United States District Court Date Report 617/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) United States District Judge Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
United States District Court 500 Pearl Street, Room 1630 New York, 10007 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instr11ctions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Board Directors Greater New York Councils Boy Scouts America Trustee Trust 
 
 
JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
Date Report 
617/2012 
Griesa, Thomas 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) [{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 
 
instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Report 
Griesa, Thomas 
617/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those ofspo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) 
(I) 
(3) (4) (5) 
Place (X) after each asset Amount (e.g., Value Value Type (e.g., Date. Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Citibank Interest ATT Dividend Alcatel-Lucent None Ameren Dividend Comcast Dividend Exelon Dividend Great Plains Energy Dividend Southern Co. Dividend American Fund Capital Income Builder Fund Dividend 
JO. Franklin Income Fund Class None Sold 2/25/11 
11. Western Asset Money Market Fund Dividend Buy (addJ) 3/1/11 
12. Buy (addl) 5/19/11 
13. American Fund Washington Mutual Investors Dividend 
14. Nationwide Life Annuity None Buy (addl) 1/21/11 
15. MLP Closed End Fund Dividend 
16. IRA; .. Bond Fund America (see Distribution 
17. Bond Fund note) Distribution Income Gain Codes: =$1.000 less B41,001-$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15.001 -$50.000 
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 41,000.001 -$5,000,000 112 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100.001 -$250.000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1.000.001 -$5,000,000 =$5.000,001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Othcr W=Estimated 
 
Date Report 
Griesa, Thomas 
6/7/2012 
 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent children; see pp. 34-60 offitinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) (I) (2) (3) (4) (5) 
Place after each asset Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div.,.rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. Assets Trust Int./Div. 
19. ATT Inc. 
20. Alcatel-Lucent ADR 
21. AOL Inc. 
22. Apache Corp. 
23. CSX Corp. 
24. Comcast Corp 
25. DirectTV Group Inc. 
26. Franklin Resources Inc. Sold (part) 0/26/11 
27. Glatfelter Co. 
28. Great Plains Energy Inc. 
29. Hershey 
30. Host Hotels Resorts Inc. 
31. Kansas City Southern Inds 
32. Kellogg Co. 
33. Kimberly Clark Corp. 
34. Monsanto Income Gain Codes: =$1.000 less 41,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,00I -$50.000 
(Sec Columns and D4) 	F=$50.00I -$100,000 =$100.001 -$1,000.000 =$1.000.00 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less K415,001 -$50.000 =$50.001  $100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) V=Othcr =Book Value =Estimated 
 
Date Report 
Griesa, Thomas 
617/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (I) (2) (I) (4) (5) 
Place after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure. Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
35. Neenah Paper Inc. 
36. News Corp. Class 
37. Pepco Holdings Inc. 
38. Pitney Bowes Inc. 
39. Principal Financial Group Inc. 
40. Starwood Hotels Resorts 
41. Time Warner Inc. 
42. Time Warner Cable 
43. Bancorp 
44. Union Pacific Corp. 
45. Williams Cos Inc. 
46. Wisconsin Energy Corp Holding Co. 
47. Adams Express Co. -Maryland 
48. Franklin Income Fund Class Sold (part) 10/26/11 
49. Franklin Real Estate Securities Class Sold (part) 10/26/11 
50. Vanguard Information Technology 
51. Royal Bank Scotland Income Gain Codes: =$1.000 less 841,001-$2,500 c=$2.501 -$5,000 D=$5.001 -$15.000 E=$15,00l-$50.000 
(Sec Columns and 04) F=$50,001 I00.000 G=$100.00 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000,000 Value Codes J=$15,000orlcss K=$15,001 -$50.000 L=$50.001 -$100.000 I00.00 -$250.000 
(Sec Columns and 03) N=$250.00 -$500.000 0=$500,001 -$1,000.000 =$1.000.001 -$5 ,000,000 P2=$5,000,001 -$25,000.000 =$25.000.001 -$50,000.000 =More than $50.000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=Book Value =Other W=Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1ut1es those ofs pouseant1 t1epent1ent c11ut1ren; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dur ing eporting period 
(including trust assets) reporting period ofreporting period 
(2) (1) (2) (I) (2) (3) (4) (5) 
 
Place (X) after each asset 
Amount 
Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 $2.501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) F=$50.001 -$100,000 =$100.001 -$1.000.000 Ill =$1,000,001 -$5.000,000 112 =More than $5.000,000 Value Codes =$15.000 less K=$15.001 -$50.000 L$50,00l -$100.000 =$100,001 -$250.000 
(Sec Columns and D3) N=$250,00 -$500.000 0=$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000,000 P4=More than $50.000,000 Value Method Codes Q=Appraisal ==Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estimated 
 
 
Date Report 
Name Person Reporting 
6/7/2012 
Griesa, Thomas II. INVESTMENT and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dming reporting period 
(including trnst assets) reporting period reporting period (I) (2) (2) (3) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code .(A-H) Type(e.g., div., rent, int.) Value Code2 (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code2 (J-P) Gain Code (A-H) Identity buyer/seller (ifprivate transaction) Treasury Inflation Index Notes 
 
70. 
CitiBank Bank Deposit Program 
 
71. Treasury Bills 
 
72. 
Barclay Bank ETF -Crude Oil 
 
73. 
SPDR Gold Trust Income Gain Codes: =$1.000 less =$1,001  $2.500 $2.501  $5.000 =$5.001  $15.000 E=$15,001  $50.000 (Sec Columns and D4) =$50.001 -$100.000 =$100,001 -$1,000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 
Value Codes =$15.000 less =$15,001  $50.000 $50.001 -$100.000 =$100.001 -$250.000 
 
(Sec Columns and D3) N=$250.00 -$500,000 0=$500.00 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 
P3=$25,000.001 -$50,000.000 P4=More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) V=Other 
 
 
 
 
U=Book Value =Estimated 
 
Date Report 
Name Person Reporting 
617/2012 
Griesa, Thomas 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) neglected list the IRAs until this year and have now reported them Part VII, Lines 16-17. The IRA investments Bond Fund America were acquired 9123109, value code 
 
 
Date Report 
617/2012 
Griesa, Thomas 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Thomas Griesa 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544