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Judicial Watch • Thomas S Ellis III Financial Disclosure Report for 2005

Thomas S Ellis III Financial Disclosure Report for 2005

Thomas S Ellis III Financial Disclosure Report for 2005

Page 1: Thomas S Ellis III Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:15

Date Created:December 5, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Thomas S Ellis III, Ellis, speaker, Property, thomas, trust, Washington, 2005, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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CHAMBERS OF. 
T.S. ELLIS, Ill 
UNITED STATES DISTRICT JUDGE 

Dear Judge Smith, 
Enclosure TSE/ehp 
Albert Bryan U.S. Courthouse 401 Courthouse Square 
Telephone (703) 299-2114 Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Ellis, III, Thomas U.S. District Court, E.D. Va. 
08/11/2006 Title (Article III judges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) 
01/01/2005 
Nomination, Date 
U.S. District Judge (Active) 
Initial Annual Final 
12/31/2005 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable Jaws and regulations. Courthouse Square 
9th Floor 
Alexandria, 22314-5799 

Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page.  POSITI NS. (Reporting individual only; see pp. 9-13 instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Advisory Board Member  Dean's Intellectual Property Law Advisory Board, Gorge Washington University Member Judicial Conference Advisory Committee Appellate Rules 

.........  
(/)  ::::0  
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) r--,, a-c.nX   c::  
[RJ  NONE (No reportable agreements.) ::oz 
PARTIES :11 

Date Report 
Ellis, III, Thomas 
08/11/2006 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income [Kl NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -lf you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2005 Consumer Electronics Association 
IV. REIMBURSEMENTS -transportation, lodging,food, enlertainmenL (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) American Intellectual Property Law Association National Academies Intellectual Property Program (Speaker) -Washington, D.C. -June 2005 -travel 
2.ALl-ABA Employment Law Program (Speaker) -Santa Fe, -July 2005 -food/lodging/travel 
3.ABA ABA Annual Meeting "Is Anything Secret Anymore?" (Speaker) -Chicago, -August 2005 -food/travel 
Georgetown University Law Center CLE Employment Law Program "Views from the Bench" (Speaker) -Washington, D.C. November 2005 -travel 

08/11/2006
Ellis, III, Thomas 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) [Kl NONE (Noreportab/e gifts.) DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) !KJ NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 

Ellis, III, Thomas 
08/1112006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP 34-s1 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end repoi:ting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Ifnot exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Sensor None 
Burke Herbert Bank Trust Co. None 
Burke Herbert Bank Trust Co. (IRA Interest #1) Income Gain Codes: 1,000 less =Sl,001 -$2,500 =$2,50 -$5,000  0=$5,001-$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000 =SI00,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,001 -$100,000  M=SI00,001-$250,000  
(See Columns and 03) =$250,001 -$500,000  0=$500,001 -$1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

Date Report 
Ellis, III, Thomas 
08/11/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions findudes those the spouse and dependent children. see PP 14-s1 filing ins1ruc1ionsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
18. -Goldman Sachs Finl Mmkt Dividend buy 415 Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (1)  Ifnot exempt fromdisclosure  
Amount Code (A-H)  Type (e.g. div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger1 redemption)  (2) (3) Date Value Month-Code Day (J-P)  (4) Gain Code (A-H)"  (5) Identity buyer/seller (if private transaction)  

19. -Hotchkis Wiley Mid Cap Value  c  Dividend  buy  415  
20. Julius Baer Intl Equity  None  buy  415  
21. -Kinetics Cap Opportunities  None  buy  415  

22. -Legg Mason Value Trust None 
buy 
23. -Royce Total Return CLW Dividend 
415 buy 
24. -TCW Galileo Fds Select 
None buy 
25. 
-TCW Galileo Fels Value Opp None buy 415 

26. 
-Vanguard Windsor Dividend buy 415 

27. 
Evergreen U.S. Money Market Fund Interest sell 416 

28. 40l(K): 
29. -Spartan U.S. Index  Dividend  
30. -Fidelity Freedom 2020  Dividend  
31. Fidelity Invst  Dividend Income Gain Codes: =SJ,000 less J,001 -$2,500 2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -SI00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =Mon: than $5,000,000 Valut:Codes =$15,000or less =$15,001 -$50,000  L=S50,00l -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000  0=$500,001 -Sl ,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes 25,000,001 $50,000,000 =Cost (Real Estate Only) =J;dorc than $50,000,000  T=CashMarlcet  
(See Column C2)  Q=Appraisal  V=Other =Assessment =Book Value =Estimated  

08/11/2006
Ellis, III, Thomas 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicale partofReporL) 

08/11/2006
Ellis, III, Thomas 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosnre. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
WINGLY AND WILFULLY FALSIFIES FAILS FILE ONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

/}y the Ethics 
Act 1978 
Rev. 112006 FOR CALENDAR YEAR 2005  101-111) Person Reporting (last name, first, middle initial) Ellis, III, Thomas Court Organization U.S. District Court, E.D. Va. Date Report 05/15/2006 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (Active)  Sa. Report Type (check appropriate type) Nomination, Date Initial [:;g Annual Final Reporting Period 01/01/2005 12/31/2005  
Sb. Amended Report Chambers Office Address Courthouse Square 9th Floor Alexandria, 22314-5799 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS, (Reporting individual only; see pp. 9-13 instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Advisory Board Member  Dean's Intellectual Property Law Advisory Board, George Washington University Member Judicial Conference Advisory Committee Appellate Rules 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[K] NONE (No reportable agreements.) 

Name Person Reporting 
Date Report 
Ellis, III, Thomas 
0511512006 
III. N-JNVESTMENT COME. (Reporting individual and spouse; see 17-24 instructions.) Filer's Non-Investment Income [RJ NONE (No reportable non-investment income.)  
SOURCE AND  INCOME (yours, not spouse's) Spouse'S Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except/or honoraria.) NONE (No reportable non-investment income.) 
SOURCE AND TYPE 2005 Consumer Electronics Association 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION American Intellectual Property Law Association  National Academies 2005 -travel  Intellectual Property Program (Speaker) -Washington, D.C. -June ALI-ABA Employment Law Program (Speaker) -Santa Fe, -July 2005 food/lodging/travel 
ABA ABA Annual Meeting "Is Anything Secret Anymore?" (Speaker) -Chicago, -August 2005 -food/travel 
Georgetown University Law Center CLE Employment Law Program "Views from the Bench" (Speaker) -Washington, D.C. November 2005 travel 

Name Person Reporting 
Ellis, III, Thomas 

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period not exempt from disclosure  
(I)  (2)  (I)  (2)  (!)  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Sensor  None Burke Herbert Bank Trust Co.  None Burke Herbert Bank Trust Co. (IRA #1)  Interest IRA #2: -American High Income  Dividend  sell  3/30 -Capital World Growth Income  Dividend  sell  3/30 -Fundamental Investors  Dividend  sell  3/30 -Growth Fund America  None  sell  3/30 -Income Fund America  Dividend  sell  3/30  
10. -New Economy Fund  None  sell  3/30  
11. -Washington Mutual Investors  Dividend  sell  3/30  
12. -Torray Institutional  Dividend  sell  11/3  
13. -.Calamos Growth  Dividend  buy  415  
14. -Causeway Intl Value Fund Ins Shs  Dividend  buy  415  
15. -Century Small Cap Select Inst! 16. -Cambiar Opportunity 17. -FM! Fds Focus  Dividend Dividend Dividend  buy buy buy  415 ll/4 415 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,00 -$1,000,000 =SJ,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  

Date Report 
Name Person Reporting 
FINANCIAL DtSCLOSURE REPORT 
05/15/2006
VII. INVESTMENTS and TRUSTS income, value, transactions (includes t1iose the spouse and dependent children. see PP 34-s7 filing instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  reporting period  

(I) 
(2) 
(I) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int)  (J-P)  Code  
(Q-W) Transactions during reporting period  
(!) 'fype (e.g. buy, sell, merger, redemption) not exempt from disclosure  
(2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18. -Goldman Sachs Finl Mmkt  Dividend  buy  4/5  
19. -Hotchkis Wiley Mid Cap Value  Dividend  buy  415  
20. -Julius Baer Intl Equity  None  buy  415  
21. -Kinetics Cap Opportunities  None  buy  415  
22. -Legg Mason Value Trust  None  buy  4/5  
23. -Royce Total Return  Dividend  buy  415  
24. -TCW Galileo Fds Select  None  buy  415  
25. -TCW Galileo Fds Value Opp  None  buy  415  
26. -Vanguard Windsor  Dividend  buy  415  
27. 40l(K):  
28. -Spartan U.S. Index  Dividend  
29. -Fidelity Freedom 2020  Dividend  .  
30. -Fidelity Invst  Dividend Income Gain Codes: =$1,000 orless =$1,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See ColullUlS and 04) =$50,00I-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001. $50,000 =$50,001 -$100,000 =$100,001 -$250,000 
.,. ............... 

.... ,..,.. ........ 

,,.. ""'n"'"'"' 
............................ ........................... 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (IndicatepartofReporL) 
Date Report 
Name Person Reporting 
05/15/2006

Date Report 
Name Person Reporting 
FINANCIAL DSCLOSURE REPORT Page of7 
05/15/2006
Ellis, III, Thomas 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory 
 
provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature Date 
NOTE: ANY INDIYI AND CRIMINAL 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544