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Judicial Watch • Thomas S Ellis III Financial Disclosure Report for 2008

Thomas S Ellis III Financial Disclosure Report for 2008

Thomas S Ellis III Financial Disclosure Report for 2008

Page 1: Thomas S Ellis III Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:10

Date Created:December 4, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Thomas S Ellis III, Touchstone, Advisory, Small, thomas, judicial, Growth, children, dependent, 2008, INVESTMENTS, EPA, transactions, TRUSTS, dividend, Financial Disclosure, ICE, CIA, income, Judge


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Advisory Board Member  Dean's Intellectual Property Law Advisory Board. George Washington University Member  Judicial Conference Advisory Committee Appellate Rules (and Sealing Subc  
ornmittee) Member Judicial Advisory Council International Famidbuction 

II, AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Ellis Ill, Thomas 

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
f7l NONE (No reponable non-investment income.) 

SOURCE AND TYPE !NCO.ME Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section. 
IDnllar amount required except fnr honoraria. NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2008 Charlonesville City Public Schools -salary 2008 Albemarle County Public Schools -salary 

IV. REIMBURSEMENTS --transportation, lodging.food, entertainment. fIncludes thou spouse and dependent children: see pp. 25-27 offilinfi instructions.) NONE (No reportable reimbursements.) GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) 
NONE (No reportable gifts.) 
l2J 
SOlJRCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) NONE (No reportable liabilities.) 
l2J 
CREDITOR DESCRIPTION VALUE CODE 

Name Person Reporting 
Date Report 
Ellis, III, Thomas 
06/I 1/2009 
VII. INVESTMENTS and TRUSTS income. value, transactions IIncludes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reponable income. assets. transactions.)  
Description Assels  Income during  Gross value end  Tramac1ion.< during reponing period  
(1nclu- 
Namt Person Reporting Dalt Report 
Ellis, Ill, Thomas 
0611112009 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions onctudes those spouse and dependent children; see pp. 34-6001 filing instructions.)  NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gro'5 value end  Tramactions during reponing period  

rporting pcri0d -.i.{in.:luding t.-usi a.:.r;) reporting period
T-!4>-T
-io--r-m m i3) 
!5) 
Place "(X)" after each asset Type (e.g.. Amount Type g.. Value Value

Date Value Gain Identity of;

Code Code 2Method Code Ibuy, sell. Month exempt from prior disclosure buyer/seller
(A-H) Code mt) (J-P) (J-P) 
(A-H)Dayredempuon) 
(if private 
CQ-W)
_l' 
___J___ 	___J
transaction)
--
---'---  ____ ..:. 
------------------------
Hiiuock Large Cap Vai Nvn 	Sold ii3 
(part) 
Bndgeway Ultra-Small 	None Sold 113
36. 
(part) 
37. 	Bridgeway Ultra-Small Sold 8122 (part) 
38. Touchstone lnsr'l Fds Sands Cap Inst! Dividend Sold 
rowth 	(part) 
39. 
Touchstone lnsl'l Fds Sands Cap Inst! Sold 8/22 row (part) 

40. 
Diamond Hill Cap None Sold 1/3 (pan) 

41. 
Dodge Cox Int'! Stock Dividend Sold 
(part) 
42. 
Dodge Cox Int'! Stock Sold 8/22 (pan) 

43. Hotchkiss Wiley Cor Val 	None Sold 1/3 

(part)  
44. Hotchkiss Wiley Cor Val  Sold (part)  8/22  
45. Janus Mid Cap Val Inst  None  Sold (part)  1/3  

46. 
Janus Mid Cap Val Inst Sold 8/22 (part) 

47. 
Julius Baer Int'! Equity Dividend Sold 113 (part) 

48. 
Julius Baer Int'! Equity Sold 8/22 (part) 

Kinetics SIC Opp Inst'! Dividend Sold 
(pan) 
50. Munder MIC Core Growlh None Sold 1/3 (part) 
Munder MIC Core Grow!h 	Sold 8/22 (part) Income Gain Codes: =$J.(X)()or less .OOI -S2.500 =S2.50J SS.fl()() =S5.001 -Sl5.000 =St5.00I -S50.000 
!See Column and D4) =l50.(Xll  00.flOO :St00.001 SI.000.rnl =St.000.001  S5.000.000 =More lhan .000.000 
 !See Column and 03) =S250.00I -S500.000 =S500.00I  $1.000.000 =Sl.000.001 -15.000.000 =Ss.ooi.001 -m.000.000 =$25.000.001 -S50JXXl.OOO =More lhan $50.000.000 Vafuc Method Codes. Q=Appraial =Cost !Real 1ate Only) =Assessment =Cash Markel (See Column C2) .::::Book Value V=Other o=Estimaled Value Codes =$15.00001 lcf...;; :Sl5.(Xll  S50.000 =l50.00J -SI00.000 =llOO.OOt -5250.000 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 ft/inc instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS --income, value, transactions 11nc1udes those spouse and dependent children; see PP J4-60offtlinc instructions.) 
NONE (No reportable income, assets, transactions.) 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/ndicatepartofReport-) 
"IRA #2" from 2007 repon has been renamed "IRA #I" 
"IRA #3" from 2007 repon has been renamed "IRA #2" 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY JNDJVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS VS.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544