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Judicial Watch • Thomas V Pittman Financial Disclosure Report for 2003

Thomas V Pittman Financial Disclosure Report for 2003

Thomas V Pittman Financial Disclosure Report for 2003

Page 1: Thomas V Pittman Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:10

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:PITTMAN, Thomas V Pittman, thomas, 2003, transactions, TRUSTS, dividend, Financial Disclosure, ICE, CIA, income, Judge


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nibb oStahs idrid aurt 
.,S11ufern i1drid labam11 nibb .,States O!ourfoHt 
113 fot. ;Jasrpq .,Simi 
hilt, !Jabama 366DZ 
October 13, 2004 

Judge Mary Lisi, Chair 
Judicial Conference the United States Committee Financial Disclosure 
Suite 2-301 

Dear Judge Lisi: 

This amendment the 2003 report being filed response your letter inquiry dated August 2004. would have responded sooner but, unfortunately, have record receiving that original letter. However, did receive copy your letter from George Reynolds, Staff Counsel October 12, 2004. Copies both letters are attached. response the issues cited paragraphs and your letter, have attached page that was inadvertently omitted from the original filing. response the issues cited paragraph your letter, have attached supplemental schedule disclosing the information requested. 

Name Person Reporting 
Date ReQOrt
.f.'INANCIAL DISCLOSURE REPORT 
PITTMAN, TIIOMAS GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) [;a NONE -(No such reportable gifts.) 

VI. LIABIIlTIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) 
 NONE -(No reportable liabilities.) POSffiONS. (Reporting individuai only; see pp. 9-13 filing instructions) NONE -(No reportable positions.) 

SAMFORD UNIVERSITY, BIRMINGHAM, ALABAMA MEMBER, BOARD TRUSTEES BAPTIST OAKS (APTS.), MOBILE, ALABAMA 
TRUSTEE UST U/W 

(Reporting individual only; see pp. 14-16 filing instructions)
II. AGS. 
 NONE -(No reportable agreements.) 

III. NON-INVESTMENT INCOME. {Reporting individual and spouse; see pp. 17-24 tiling instructions) Filer's Non-Investment Income Spouse's Non-Investment Income -(Ifyou were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) 
 NONE -(No reportable non-investment income.) REIMBURSEMENTS 	-transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE -(No such reportable reimbursements.) 

Date Report
Name Person Reporting 
VII. INVESTMENTS and TRUSTS  -income, value, transcalions (includes those the spouse and dependent children. See pp. 34-57 filing instructions.)  
Income during  Gross value end  Transactions during reporting period  
Description ofAssets  reporting period  reporting period  
(including trust assets)  

(I) (2) 
Ifnote.,empt tram
(1) 
Pla1:e "(X)" atler each asset exen"41t  Amount  Type  (e.g.  Value  Value  Type  (e.g.  Date:  Value  Gain  Identity  
from prior disclosure  Code  div. renL  Codc2  Method  buy. sell  Month Code2  Code  buyertsener  
(AH)  inL)  (J-P)  Code3 (Q-W)  merger. reden"41tion)  Day  (J-P)  (AH)  (ifprivate transaction)  
DNONE  (No reponable income. asseis. transactions)  COMPASS BANK (CHECKING) SCUDDER MANGO MUNI (FORMERLY AARP FREE) ARMY AVAmON CENTER FEDERAL CREDIT UNION (SVGS) COMPASS BANK (MONEY MARKET) REGIONS BANK (CD) MORGAN KEEGAN/REGIONS (TREAS. MNY MK'D  lnterc:st Interest Interest Interest Interest Dividend  MATURE  06123  LINCOLN NATIONAL (ANNUITY)  Interest 10.  NATIONWIDE (ANNUITY) AMSOUTH BANK (CHECKING) COLONIAL BANK (CD)  Interest Interest Interest  MATURE  04/17  
11.  COLONIAL BANK (CD)  Interest  MATURE  04/17  
12.  AMSOUTH BANK (CD)  Interest  
13.  COMPASS BRKG (FNMA GTD REMIC)  Interest  REDEEME  06125  
14.  COMPASS EXPEDmON FUNDS (MNY MKT)  Dividend  CLOSED  06125  
15.  SCHWAB ACCOUNT#  

16. 
MANAGER'S INTL EQUITY FUND Dividend 

17. 	
PIM LOW DURATION FUND Dividend PART 12103 SOLD 
18. SCHWAB GOVERNMENT MONEY MARKET Dividend FUND lncome!Gain Codes:   Sl,000 less  -Sl,001-$2,SOO   $2.501-$5,000   SS,001-$15.000   $15,001-SSO.OOO  
(See CollUllllS :md 04)  -SS0.001-$100,000   $100,001-Sl.OOO.OOO  $1,000,001-$5,000,000 -More than ss.000.000 Value Codes: $15,000 less   SIS,001-SSO.OOO   SS0.001-$100,000  -Sl00,001-S250,000  
(See Colwiu1S and DJ) S250,000-$500,000  -$500,001-$1,000,000  -s1.ooo.001-ss.ooo,ooo =SS,000,001-$25,000,000 $25,000,001-SS0,000,000 =$More than $50,000,000 Value Method Codes  =Appraisal   Cost (Real Estate Only)  -Assessment  -Cash/Market  
(See Colwm1 C2) Book Value  Other  mEstimated  

Vil. INVES';r:MENTS and TRUSTS  -income. value, transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.)  
Income during  Gross value end  Transactions during reporting period  
Description Assets (including trust assets)  reporting period  reporting period  
(I)  (2)  {I)  (2)  (I) not exempt trom discloSW'C  

(2) (S) 
20. 
Place "(X)" after each asset empt from prior disclosure  Anxnmt Code (A-H)  Type (e.g. div. rcnL inL)  Value Code2 (J-P)  Value Melhod Code3 (Q-W)  Type (e.g. buy, sell. merger. rcden-.ilion)  Date: Month-Day  Value Code:? (J-P)  Gain Code (A-H)  Idcnti1yof buyer/seller (ffprivate transaction}  
MANAGER'S CAP APPREC FUND  None  
MANAGER'S SPECIAL EQUITY FUND  None  

PIMCO REAL RETURN FUND Dividend BUY 1213
21. 
22.  TRUST  Interest  
23.  -AMERICAN ELECTRIC POWER COM STK  PART SOLD  01/13  

24. 
-DUKE ENERGY CORP COM STK 

-RMK SELECT GROWTH FUND 

25. 

26.  -RMK SELECT VALUE FUND  
27.  -WISCONSIN ENERGY COM STK  PART SOLD  12122  
28.  -CASH TRUST  
29.  TRUSTB  Interest  

30. TREASURY NOTES 

-AT COM STK

31. 

-ALLEGHNEY ENERGY COM STK SOLD 01/13 
-BELLSOlITH CORP COM STK 
34. -COMCAST CORP COM STK 
-FPL GROUP INC COM STK 
35. 

-RMK SELECT GROWTH FUND 
36. Income/Gain Codes:  -$1,000 less   $1,001-$2,SOO   $2,501-SS.OOO   SS,001-$15.000   $15,001-SSO,OOO  
(See Colwms and 04)   $50.001-$100,000   St00,001-St,ooo,ooo -s1,ooo,001-ss.ooo,ooo  More than SS.000.000 Value Codes:   SIS,000 less  -Sl5,001-S50,000  -$50,001-SlOO,OOO   SI00.001-$250,000  
(See Colunms and 03) $2S0.000-$500,000  -$500,001-$1,000,000  -s1,ooo.001-ss.ooo.ooo $5,000,001..$".S,OOO,OOO S:?S,000,00l-SS0,000,000 SMore than SS0,000,000 Value Method Codes Appraisal   Cost (Real Estate Only)   Assessment  -Cash/Market  
(Sec Colunm CZ) Book Value  Other Estimated  

Date Report 
Name Person Reporting 
PITTMAN, THOMAS
Page 
5/11/2004 
-income. value, transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.)
VIl. INVES,TMENTS and TRUSTS 
Income during .Gros. value end Transactions dwing reporting period

Description ofAssets 
rcpllrting period reporting period 
(includin 1rust asseis) 
(I) (2) (l) 
(l) 
(2)  (5)  
Place "(X)" after each asset e.en'Pt !Tom prior disclosure  Amo1111t Code  Type (e.g. div. renL  Value Code2  Value Method  Type (e.g. buy. sell.  Date: Month  Value Gain Code2 Code  Identity buyeriseller  
(AH)  inL)  (J-P)  Code3 (Q-W)  merger. reden..,tion)  Day  (J-P) (A-Ii)  (ifprivate transaction)  
37.  -RMK SELECT VALUE FUND  
38.  -RMK SELECT AGGRESSIVE GROWTH FUND  
39.  -SBC COMMUNICATION INC COM STK  
40.  -VERIZON COMMUNIC COM STK.  
41.  -TRUST MONEY MARKET FUNDS  
42.  CHEVRONTEXACO CORP COM STK  Dividend  
43.  AMSOUTH CHECKING (X)  Interest  
44.  EDWARD JONES ACCT#  SEE NOTE  
PART VII  
45.  -CASH EDWARD JONES ACCT#  Interest  OPENED  02125  
46.   GREENPOINT BANK  Interest  BUY  02125  
47.  -COMMERCIAL CAP BANK  Interest  BUY  04/25  
48.  -PEOPLES BANK  Interest  BUY  03126  
49.  -ACACIA FED SVGS BANK  Interest  BUY  04/28  
50.  -CAPITAL ONE BANK  Interest  BUY  07115  
SI.  -KEY BANK  Interest  BUY  04/25  
52.  -MBNA AMERICA BANK CDS  Interest  BUY  07/08  
53.  -DE SOTO TEX G.O. BOND  Interest  BUY  03/11  
54.  -DE SOTO TEX CERTS OBLIGATION  Interest  BUY  03/11 Income/Gain Codes: Sl,000 less  -Sl.OO!-S2.500  -$2.501-$5.000  -ss.001-s15.ooo  -s1s.001-sso.ooo  
(See Colwnns and 04)  -$50.00J.$100,000  -SIOO,OOl-Sl,000,000  Sl,000,001-SS,OOO,OOO More than $5,000.000 Value Codes:   $15,000 less   SlS,001-$50,000  -SSO,OOlSl00,000 SI00,001-$250,000  
(See Colwnns and 03)  -SZSO.OOO-SS00,000  -$500,00 1-$ 1,000,000  =Sl.000.001-$5,000,000 $5.000,001-$25,000,000 $25,000,001-$50,000,000 $More than $50,000,000 Value Method Codes  -Appraisal   Cost (Real Estate Only)   Assessment   Cash/Market  
(See Colwm C2) Boo!.: Value Other  -Estimated  

FINXNCIAL DISCLOSURE REPORT 
Date Report 
Name Person Reporting 
age4 of4 
PITTMAN, THOMAS 
5/11/2004 -income. value, transcations (includes those the spouse and dependent children. See pp. 34-57 offiling iustructions.) 
VII. INVESTMENTS and TRUSTS 
SS. 56. 51. 58. Description Assets (including mist asselS) Place "(X)" aller each asset exen-pt from prior discloswe -GENERAL ELEC CAP CORP BOND -FEDERAL HOME LOAN MTG CORP NOTES EDWARDJONES ACCT#2 -CASH EDWARD JONES ACCT# Income during reporting period (1) (2) Arno wit Type (e.g. Code div. rent (A-H) int) Interest Interest Interest Gross value end reporting period (I) (2) Value Value Code:? Method (J-P) Code3 (Q-W)  (I) Type (e.g. buy.sell. merger. redemption) BUY BUY OPENED Transactions during reporting period not e.'tell1pt from disclosure (2) (3) (5) Date: Value Gain Identity MonthCodc2 Code buyer/seller Day (J-P) (A-H) (ifprivate transaction) 04/25 03/11 SEE NOTE PART Vill 07125  
59. 60. 61.  -HOUSEHOLD BANK -DISCOVER BANK -CAPITAL ONE BANK Interest Interest Interest  BUY BUY BUY  07125 07125 07125  
62.  -FEDERAL HOME LOAN CORP NOTES Interest  BUY  07125  
63.  SCHWAB ACCT.#2 SEE NOTE PARTYm  
64.  -SCHWAB MUNI MONEY FUND Interest  BUY  04/22  

---- Income/Gain Codes:   Sl,000 Jess   $1,001-$2.SOO  C   $2,SO l-SS,000  SS,001-$15,000   $15,001-SSO.OOO  
(See Colwnns and 04)  -$50.001-$100,000   SlOO,OOJ-Sl,000,000 -s1.ooo.001-ss.ooo.ooo Mon: than SS.000.000 Value Codes:  =$15,000orless  -$15.001-$50,000 SS0,001-$100,000  -s100.001-s2so.ooo  
(See Colwnns and 03) $250,000-$500,000  -$500,001-$1,000,000  -s1.ooo.001-s5,ooo,ooo $5,000,001-$25,000,000 $25,000,001-SSO,OOO,OOO SMore than $50,000,000 Value Method Codes Appraisal  -Cost (Real Estate Only)  -Assessment  -CashlMarket  
(See ColWIUI C2)  =Book Value  -Other  -Estimated  

Date Report 
Name Person Reporting 
PITTMAN, THOMAS 
5111/2004 

(Indicate partoFReport.) 
VIII. AnDffiONAL INFORMATION EXPLANATIONS 
ITEM 44-ASSETS THIS ACCOUNT WERE ACQUIRED WITH PROCEEDS FROM MATURITY ITEMS, MATURITY ITEM AND 
PROCEEDS FROM SALE PERSONAL RESIDENCE. 
ITEM -ASSETS nus ACCOUNT WERE ACQUIRED WITH PROCEEDS FROM REDEMPTION ITEM 13. 
ITEM -ASSETS THIS ACCOUNT WERE ACQUIRED WITH PROCEEDS FROM MATURITY ITEM 11. 

IX. CERTIFICATION. certify that all infonnation given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belie and that any infonnation not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULL yFALSIFIES ORF AILS FILE nns REPORT SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544