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Judicial Watch • Thomas V Pittman Financial Disclosure Report for 2006

Thomas V Pittman Financial Disclosure Report for 2006

Thomas V Pittman Financial Disclosure Report for 2006

Page 1: Thomas V Pittman Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:9

Date Created:October 12, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Thomas V Pittman, money, thomas, 2006, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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AOlO Government Act 1978 
Rev. 112007 
FINAL FILING U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) PITTMAN, TIIOMAS Court Organization SOUTHERN DISTRICT ALABAMA Date Report 05/15/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) SENIOR DISTRICT JUDGE  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual  Final Reporting Period 01101/2006 12/31/2006  
Sb. Ameuded Report Chambers Office Address ROOM 401, U.S. COURTHOUSE I13 ST. JOSEPH STREET MOBILE, ALABAMA 36602 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY MEMBER, BOARD TRUSTEES SAMFORD UNIVERSITY, BIRMINGHAM, ALABAMA 
MEMBER, BOARD TRUSTEES BAPTIST OAKS -MOBILE, ALABAMA 
TRUSTEE ITRUST U/W 

TRUSTEE FIRST BAPTIST CHURCH MOBILE 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.)  
NONE (No reportable agreements.)  AND TERMS (")  

. 

III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[2[J NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME (yours, not spouse's) 

[2[J NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
JV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[K) NONE (No reportable reimbursements.) 

05/15/2007
PITIMAN, THOMAS 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Transactions during reporting period 
Gross value end Description Assets Income during 
reporting period reporting period 
(including trust assets) 
(I) 
(5)
(3)
(2) 
(4)
(l)
(2) 
Value Code 
Type(e.g. ValueAmountPlace "(X)" after each asset 
Method (A-H) 
Code 2div., rent, exempt from prior disclosure 
Code (Q-W) int.) 
(J-P) 
COMPASS BANK(CHECKING) Interest 
SCUDDER MANAGED MUNI BOND Interest 
Type(e.g. buy, sell, redemption) Date Month Day 
Identity Code GainValue 
buyer/seller (J-P) Code 
(if private transaction) (A-H) 
FUND 
ARMY AVIATION CENTER FEDERAL Interest CREDIT (SVGS) 
COMPASS BANK (MONEY MARKET) Interest 
LINCOLN NATIONAL LIFE (ANNUITY) Interest J/30 NATIONWIDE LIFE ANNUITY INS Interest 12/21 (ANNUITY) 
AMSOUTH BANK (CHECKING) Interest 
SCHWAB ACCOUNT# 
-MANAGER'S INT'L EQUITY FUND Dividend 

IO. -PIMCO LOW DURATION FUND Dividend 
11. 
-SCHWAB GOVERNMENT MONEY Dividend MARKET FUND 

12. 
-MANAGER'S CAPITAL None APPRECIATION FUND 

13. 
-MANAGER'S SPECIAL EQUITY FUND Dividend 

14. 
-PIMCO REAL RETURN FUND Dividend PART SALE 04/06 

15. 
TRUST Int./Div. 

16. 
-AMERICAN ELECTRIC POWER COM STK 

17. 
-DUKE ENERGY CORP COM STK PART SALE 06/01 lncome Gain Codes: =$1,000 less =$1,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value =Estimated  

0511512007
PITIMAN, THOMAS 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 14-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
18. RMK SELECT GROWTII FUND
19. -RMK SELECT VALUE FUND 
Income during reporting period 
(!) 
Amount Code (A-H) 
(2) 
Type (e.g. div., rent, int.) 
Gross value end 
reporting period 

(I) Value Code (J-P) 
(2) 
Value Method Code (Q-W) 
(I) 
Type (e.g. buy, sell, 
redemption) 
BUY. 
BUY 
Transactions during reporting period 

(2) 
Date Month Day 
12/31 
12/31 
(3)  (4)  (5)  
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

20.  -WISCONSIN ENERGY COM STK  PART SALE  06/01  
21.  -REGIONS MORGAN KEEGAN MONEY  
MARKET FUND  

22. 
-RMK SELECT MID CAP FUND (OISA) 

23. 
RMK SELECT MID CAP FUND
(OIAA) 
24. 
-FIDELITY ADV EQUITY INCOME FUND 

25. 
-FIDELITY ADV DIVERS INTL FUND 	BUY 12/31 

26. 
TRUSTB Int./Div. 

27. 
-US TREASURY NOTES PART 02115 MATURED 

28. 	
BUY 02/28 

29. COM STK 

PART SALE 06101 
30. -BELLSOUTH CORP COM STK 
PART SALE 06101 
31. 
-COMCAST CORP COM STK 

32. 
-FPL GROUP INC COM STK 	PART SALE 05/03 

-RMK SELECT GROWTII FUND 	PART SALE 04/17 
34. 
BUY 12131 Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes J=$15,000 less =$15,001 -$50,000 L=$50,001 -SJOCf,000 =$100,001 -$250,000 

(See Columns and DJ) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Cost (Real Estate Only) T=Cash Market (See Column C2) V=Other =Appraisal =Assessment =Book Value W=Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

05/15/2007
PITfMAN, THOMAS 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
BOND  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (1)  (2)  (1)  (2)  (3) (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P) (A-H)  (if private  
(Q-W)  transaction)  

-FEDERAL HOME LOAN MORTGAGE Interest 
CORP NOTES 
-DISCOVER BANK Interest 
-ROY AMERICAN BANK Interest 
EDWARD JONES ACCT# 
56. 
-EDWARD JONES CASH HOLDING Interest ACCT VARINT 

57. 
-CAPITAL ONE BANK Interest SOLD 11/28 

58. 
-FEDERAL HOME LOAN MORTGAGE Interest CORP NOTES 

-BANK NEW YORK CORP BOND Interest BUY 03/08 CALLABLE 
60. 
SCHWAB ACCT# 

61. 
-SCHWAB MUNI MONEY FUND None 

62. 
COLONIAL BANK Interest 

63. 
COLONIAL BANK Interest 

64. 
COLONIAL BANK Interest 

COMPASS BANK PREFERRED MONEY Interest 
MARKET 
66. COMPASS BROKERAGE ACCOUNT#l  
67.  -COMPASS SWEEP MONEY MARKET  None Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =$1,000 less =$50,001 -$100,000 =$15,000 less =$250,001 -$500,000 =$25,000,001 -$50,000,000 =Appraisal U=Book Value =$1,001 -$2,500 =$100,001 -$1,000,000 =$15,001 -$50,000 =$500,001 -$1,000,000 =Cost (Real Estate Only) V=Other =$2,501 -$5,000 =$1,000,001 -$5,000,000 =$50,001 -$100,000 =$1,000,001 -$5,000,000 =More than $50,000,000 =Assessment W=Estimated =$5,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 =$5,000,001 -$25,000,000 T=Cash Market =$15,001 -$50,000  

05/15/2007
PIITMAN, THOMAS 

vn. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 fding instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
{I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div.., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
{A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  {A-H)  (if private  
(Q-W)  transaction)  

FUND  
68.  RBC CENTURA PREFERRED CHECKING WITH INTEREST  None Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001-$50,000 =$50,001  $100,000 =$100,001 -$250,000 (See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 
Value Method Codes =$25,000,001 -$50,000,000 =More than $50,000,000 =Cost (Real Estate Only) =Cash Market 
(See Column C2) =Other =Assessment =Appraisal =Book Value =Estimated 
FINANCIAL DISCLOSURE. REPORT Page 9of10 
PITfMAN, THOMAS 
05/15/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporL) 
ADDITIONAL INFORMATION REGARDING ITEMS UNDER PART VII: 
ITEM PROCEEDS FROM SALE ITEM WERE USED ACQUIRE THIS INVESTMENT
ITEM PROCEEDS FROM SALE ITEM WERE USED ACQUIRE THIS INVESTMENT
ITEM CASH FUNDS FROM ITEM WERE USED ACQUIRE THIS INVESTMENT
ITEM PROCEEDS FROM WITHDRAW ITEM WERE USED OPEN THIS ACCOUNT
ITEM PROCEEDS.FROM WITHDRAW ITEM WERE USED OPEN THIS ACCOUNT 
Date Report 
Name Person Reporting 
05/15/2007
PITTMAN, THOMAS 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signatur NOTE: MAY SUBJECT CIVIL 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544