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Judicial Watch • Thomas W Phillips Financial Disclosure Report for 2010

Thomas W Phillips Financial Disclosure Report for 2010

Thomas W Phillips Financial Disclosure Report for 2010

Page 1: Thomas W Phillips Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:9

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Thomas W Phillips, Phillips, thomas, 2010, Market, INVESTMENTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Rev. l/20ll Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Phillips, Thomas Court Organization Eastern District Tennessee Date Report 04/14/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 800 Market Street Suite 145 Knoxville, 37902 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Phillips, Thomas 

Phillips, Thomas 
04/14/2011 
III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 ONEIDA INDEPENDENT SCHOOL SYSTEM (RETIRED TEACHER) 0.00 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
Phillips, Thomas 
04/14/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 	NONE (No reportable gifts.) SOURCE DESCRIPTION 	ATTEND ANNUAL REVIEW TENNESSEE LAW INSTITUTE SEMINAR W/O CHARGE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR 	DESCRIPTION VALUE CODE 

04/14/2011
Phillips, Thomas 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
DesCription Assets  Income during  Gross value end  
(including trustassets) reporting period  
(I)  
Place "(X}" after each asset  Value  Value  Type, {e,g.,  Date  Value  Gain  
Method  buy, sell,  Code:2  Code  
(J-P)  Code.3  redemption)  (AcH)  
(QcW)  

CD-IST NAT'L BANK, ONEIDA, Interest Redeemed 01/08/10 
{part) 
CD-I T'L BANK, ONEIDA, Interest Redeemed 04119110 (part) 
AMERIPRISE BROCKERAGE Interest ACCOUNT (CASH EQUIVALENT) 
CBRL GROUP, INC. Dividend 

1.. Income Gain-Codes: =$1 ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4)  F=$50,00l -$IOO,OOO =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000  0=$500,001-$1,000,000 ,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

04/14/2011
Phillips, Thomas 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description ofAssets  Income during  Gross value end  
(including .lrtlst. asset$)  reporting period reporting period  
(2)  
Place "(X)" after each asset  Amount  Type(e.g.,  Value  Value  

exempt from prior discfosllre Code2 
Method 
(A-H) int.) Code 
(Q-W) 
18. 
--COLUMBIA FUNDS GROUP Dividend Buy 12/14/10 

19. 
--!SHARES LEHMAN 1-3 CREDIT Dividend Buy 12116110 

20. 
--!SHARES LEHMAN 1-3 CREDIT Dividend Buy 12/16/10 foconie Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50l -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001. $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

04/14/2011
Phillips, Thomas 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

04/14/2011 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.)
NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting  
(2)  

Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code2 (J-P)  Value Method. Code (Q-W)  (e:g.; buy, sell; redemption)  Date  Code2 (J-P)  Code  Identity buyer/seller (ifprivate transaction)  
52.  !SHARES LEHMAN 1-3 CREDIT  Dividend  Buy  12114110 Jncomc Gain Codes: =$l ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,ooo;ooo Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$!00,000 =$100,001-$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) :::::Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Phillips, Thomas 
04/14/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) Did not teach 2010. 

04/14/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Thomas Phillips 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544