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Judicial Watch • Timothy B Dyk Financial Disclosure Report for 2006

Timothy B Dyk Financial Disclosure Report for 2006

Timothy B Dyk Financial Disclosure Report for 2006

Page 1: Timothy B Dyk Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:15

Date Created:January 31, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Timothy B Dyk, Treas, timothy, Gross, Market, 2006, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) Dyk, Timothy Court Organization Federal Circuit Date Report 05/14/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period Ol/Ol/2006 12/31/2006  
Sb. Amended Report Chambers Office Address 717 Madison Place, N.W. Washington, 20439 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY President Giles Rich Inn Court 

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II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ofinstructio11s.) 
[2[j NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report 
05/14/2007Dyk, Timothy 
III. NON-INVESTMENT COME. (Reporting individual a11d spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

(yours, not spouse's) 
1.2005 State Nebraska (Royalty) 1,726.00 Spouse's Non-Investment Income -If you were married during a11y portio11 tlte reporting year, complete tltis sectio11. 
(Dollar amount not required except/or honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2006  Smith College (Coordinating Washington Internship Program)  
2.2006  University Michigan (Teaching)  
3.2006  University Maryland (Honorarium) ($500.00)  
4.2006  Casals Associates (Honorarium)( $500.00)  
5.2006  George Mason University (Teaching)  
6.2006  Johns Hopkins University (Teaching)  

IV. REIMBURSEMENTS -transportatio11, lodging,food, entertai11111enl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
NONE (No reportable reimbursements.) 
DESCRIPTION

Spong Moot Court Tournament -Feb 18, 2006 -Williamsburg, (Transportation, Lodging Meals) 
Annual Dinner -October20, 2006 -Washington, D.C. (Meal) 
Annual Dinner-November 17, 2006-Washington, D.C. (Meal) 
Panel Discussion Lunch -November 18, 2006 -Washington, D.C. (Meal) 

Date Report 
Dyk, Timothy 
05/14/2007 

Date Report 
05/14/2007
Dyk, Timothy GIFTS. (Includes those spouse and dependent childrer. See pp. 28-31 instructions.) 
[K] 	NONE (No reportable gifts.) SOURCE DESCRIPTION 
VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[K] 	NONE (No reportable liabilities.) CREDITOR 

CODE 

Date Report 
Dyk, Timothy 
05/14/2007 
VII. INV TME NTS and -income, value, transactions (Includes those lite spouse and depe11dent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
(l) 
Place "(X)" after each asset Amount Type (e.g. Value (2) Value 
Code 
exempt from prior disclosure div., rent, Code Method (A-H) int.) (J-P) Code (Q-W) Transactions during reporting period  
(I) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =SI 5,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =SI00,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100,000 =$100,00 -$250,000   
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Me!hod Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment ==Book Value =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period rting period  

(I) (2) c2i 
Value Value
Place "(X)" after each asset Amount Type (e.g. 
(2) 
(3) 
(5)
(4) 
Date 
Value 
Gain 
Identity 
Type (e.g. 
Code 
Code Method 
buy, sell, 
exempt from prior disclosure div., rent,
(A-H) 
(J-P) Code 
redemption) int.) 
(Q-W) 
Month-
Code 
Code 
buyer/seller Day 
(if private transaction) 
(A-H)
(J-P) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5.000 =$5,001 -$15,000 =$15,001 -$50.000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1.000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,00I -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
05/14/2007
Dyk, Timothy 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nctudes those oft1te spouse and dependent c1tudren. see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 

Transactions during reporting period 
(including trust assets) reporting period reporting period 
(!) (!) (3) 
(5)
(4) 
Place "(X)" after each asset Amount Type (e.g. Code
exempt from prior disclosure div., rent, (A-H) int.) 
Value Value Code Method (J-P) Code 
(Q-W) 
Type (e.g. buy, sell, redemption) Date Month Day 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

35. -U.S. TREAS. BILL 05/25/06  Part Sold  01/19  
36. -U.S. TREAS. BILL 05/25/06  Redeem  05/25  
37. -U.S. TREAS. NOTES 11/30/07  
38. -U.S. TREAS. NOTES 05/15/08  Buy  05/24  
39. -U.S. TREAS. BILL 08/24/06  Buy  05125  
40. -U.S. TREAS. BILL 08/24/06  Part Sold  07/19  
41. -U.S. TREAS. BILL 08/24/06  Redeem  08/24  
42. -U.S. TREAS. BILL 12/14/06  Buy  09/14  
43. -U.S. TREAS. BILL 05/24/06  Redeem  12/14  
44. -U.S. TREAS. BILL 05/24/07  Buy  12/13  
45. -MANAGED HIGH INCOME PORTFOLIO INC  Sold  09/l  
46. -RYDEX INVERSE GOVT FUND (FORMERLY JUNO)  
47. SHARES MSC! JAPAN  Buy  07/19  
48. SHARES MSC! MALAYSIA  
49. SHARES MSC! SINGAPORE  
50. SHARES MSC! KOREA  Buy  01/19  
51. -FIDELITY JAPAN SMALL CO. FUND Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$I 00,000 00,00  $250,000  
(See Columns and 03) =$250,00  $500,000 =$500,00 -$1,000,000 =$1,000,00  $5,000,000 =$5,000,001. $25,000,000 Value Method Codes =$25,000,00  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Book Value =Other =Assessment =Estimated  

Date Report 
05/14/2007
Dyk, Timothy 
VII. INVESTMENTS and TRUSTS -income, value, transactions (lttc/udes t/tose the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets lncom (including trust assets) report 

!(!)I
.Place "(X)" after each asset Amount. 
Code
exempt from prior disclosure (A-H) during ing period Gross value end reporting period Transactions during reporting period  
(2)  (I) (2)  (I)  (2)  (3)  (4)  (5)  
Type (e.g.  Value Value  Type (e.g.  Date  Value  Gain  Identity  
div., rent,  Code Method  buy, sell,  Month- Code  Code  buyer/seller int.)  (J-P) Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,00 ,000,000 =$1,000,001 -$5,000,000 =More than $5,000.000 Value Codes ""$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00I -$500,000 =$500,00 ,000,000 =$1,000,00 -$5,000.000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ""Cash Market  
(See Column C2) =Appraisal =Other =Assessment ""Book Value ==Estimated  

Name Person Reporting Date Report 
Dyk, Timothy 05/14/2007 
VIL INVESTMENTS and TRUSTS income, value, transactio11s (bzcludes those the spouse and dependent children See PP 34-60 filing instructio11s.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets) reporting period  reporting period  (2)  (2)  (l)  
Place "(X)" after each asset  .Amount  Type (e.g.  Value  Value  Type (e.g.  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  
(Q-W) 
Transactions during reporting period 

(2) Date Month-Day 
(3)  (4)  (5)  
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: =$1,000 Jess =$1,00 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04} =$50,00 -$I 00,000 =$100,00 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes (See Column C2) =$25,000,00 -$50,000,000 =Appraisal =Cost (Real Estate Only) =Other =More than $50,000,000 =Assessment =Cash Market =Book Value =Estimated  

Date Report 
Dyk, Timothy 
05/14/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets income during 
Gross value end 
(including trust assets)  reporting period  reporting period  
(I)  (2)  (l)  (2)  
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  
exempt from prior disclosure Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

(l) 
Type (e.g. buy, sell, redemption) Transactions during reporting period  
(2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) identity buyer/seller (if private transaction) Income Gain Codes: ,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00I -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
05/14/2007
Dyk, Timothy 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those oft/1e spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
(including trust assets) reporting period 

(I)  
Place "(X)" after each asset  Amount  
exempt from prior disclosure Code  
(A-H) Gross value end reporting period Transactions during reporting period  
(2) Type (e.g. div., rent, int.)  (I) (2) Value Value Code Method (J-P) Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) 02.  -UMB 09/05/l  Sold  09/14  
103.  UMB IRA  Dividend  Transfer  01109  Vanguard IRA  
104.  -ALLEGIANCE TELECOM INC. (Common Stock)  Cancelled  01/05  Deemed worthless  
105.  JANEY MONTGOMERY SCOTT IRA  Dividend 06.  -SPEC SIT TECH FUND  Part Sold  08/30  
107.  -SPEC SIT TECH FUND  Sold  12/31  
108.  -U.S. TREAS. BILL 03/15/07  Buy  09/14  
109. WATERHOUSE IRA#l  Dividend  
110.  -SPEC SIT EQUITY FUND  
111. WATERHOUSE IRA  Dividend  
112.  -SPEC SIT LIFE SCIENCES FUND  
113.  CHARLES SCHWAB IRA  Dividend  
114.  -DODGE COX INT STOCK FUND  Sold  06/08  
115.  -FIRST EAGLE OVERSEAS FUND  Buy  01/06  
116.  -HUSSMAN STRATEGIC GROWTH FUND  
117.  -MATTHEWS ASIAN GROWTH INCOME FUND  Part Buy  01/05  
118.  -MATTHEWS ASIAN GROWTH  Part Sold  05/23 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V""Othcr =Assessment =Book Value =Estimated  

Date Report 
Dyk, Timothy 
05/14/2007 
VII. INVESTMENTS and TRUSTS -income, va111e, 1ra11sac1io11s r111c111des 11zose the spouse and dependent clzildren. see PP 34-60 filing ins1ruc1io11s.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 

Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (2) 
(I) 
(2) 
(3) 
(4) 
Value Value
Place "(X)" after each asset Amount  Type (e.g. 
Code 
Code2 Method
exempt from prior disclosure div., rent, 
(A-H) 
(J-P) Code int.) 
(Q-W) 
Type (e.g. buy, sell, redemption) Date Month-Day Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00I -$5,000,000  112 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 -$I00,000 =$I 00,001 -$250,000  
(See Columns and DJ) =$250,00I -$500,000 =$500,00  $1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real ESlate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment ""Book Value ==Estimated  

Date Report 
Name Person Reporting 
05/14/2007
Dyk, Timothy 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependelll children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during (including trust assets) reporting period 
(!) (2)' 
Place "(X)" after each asset Amount Type (e.g. Code
exempt from prior disclosure div. rent, (A-H) int.) Gross value end reporting period Transactions during reporting period  
(!} Value Code (J-P) (2) Value Method Code (Q-W)  (!) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

135.  -RYDEX ENERGY SERVICES FUND  Part Buy  10/17  
136.  -RYDEX ENERGY SERVICES FUND  Part Buy  11/07  
137.  -RYDEX ENERGY SERVICES FUND  Part Sold  12/21  
138.  -RYDEX INVERSE MID CAP FUND  Buy  08/09  
139.  -RYDEX INVERSE MID CAP FUND  Sold  10/13  
140.  -SCHWAB GOVT MONEY FUND  
141.  MASS MUTUAL LIFE INS  Dividend  
142.  ING LIFE INS  Div'idend  
143.  PNC WASH  Interest  
144.  -U.S. SAVINGS BONDS  Interest Income Gain Codes: =$1,000 less  8=$1,001-$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$!,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$100,00! -$250,000  
(See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
Dyk, Timothy 
05/14/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporL) 	Gain sales government bills and zero coupon obligations difference between purchase price and sales price; income not separately reported. Total income for IRA accounts total income reported custodian account. 	The 2005 report inadvertently omitted line "Vanguard IRA #2" before the item numbered that report. The values for that account were: Dividend; 	Almost all the assets UMB IRA#! were transferred Vanguard IRA 10/16 and those that were held year end are included the Vanguard IRA for this report. 

Date Report 
05114/2007
Dyk, Timothy 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Date 
NOTE: AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544