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Judicial Watch • Tom S. Lee – 2008

Tom S. Lee – 2008

Tom S. Lee – 2008

Page 1: Tom S. Lee – 2008

Category:Federal Judges

Number of Pages:8

Date Created:October 21, 2009

Date Uploaded to the Library:November 14, 2014

Tags:Tom S Lee, 2008, assets, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Lee_Tom_S 
 
 
Lee, Tom 
5/15/09 
III. N-INVE STMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
NONE (No reportable non-investment income.) 
IX] 
 
SOURCE AND TYPE INCOME Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
 
 
 
 
Name Person Reporting 
Date Report 
 
Lee, Tom 
5/15/09 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing 
instructions.) 
NONE (No reportable gifts.) 
DESCRIPTION VALUE 
 
 
VJ. LJABILJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing 
instructions.) 
 
NONE (No reportable liabilities.) 
[i] 
CREDITOR DESCRIPTION 
 
 
 
 
Name Penon Reporting 
Date Report 
 
Lee, Tom 
5/15/09 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (AH) (if private 
(Q-W) transaction) ING VAR None American Skandia None Van Muni (VMO) Bond None Bond flue Eaton Vance Fund FAC Bond Columbus Bond 3/3 Shares New Perspective 
9.Shares Community Bancshares MS, Inc. 
10. ING hers  lllf None 
11. American Skandia None 
    His Hartford IRA 13. Land Scott Co., None None 
14. U.S. Ser. Bonds None Bonds 
15. Phoenix Life None Life Ins 
16. Community Bancshares 
17. His ING IRA  .1111 None Account Flue. Income Gain Codes: a:SJ,000 less =Sl,001-$2,500 =S2,501 -S5,000 =S5,00I -S!5,000 =S15,001  S50,000 
(Sec Columns and 04) =S50,00I -SI00,000 =SI00,001 SI ,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =SI 5,000 less KSl5,00I -$50,000 L450,001-SI00,000 I00,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001-Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =S25,000,00I  $50,000,000 =Mon: than $50,000,000 Value Melhod Codes Q=Appraisal -Cost (Real Estote Only) =Assessm ent =Cash Market 
(See Column C2) -=Book Value V=Other W=Estimatcd 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place {X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (2) (I) (2) (3) (4) (5) 
Amount Type {e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) {J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. Davis New York Venture Sell 
19. Growth Fund America Sell 11/26 
20. New Perspective Combine ith 8/12/08 
21. Lord Abbert Aff. 22. Alliance None luc. 
23. Harford (with JS) None 
24. Salomon Brothers (Name changed LMP Capital Sell 3/28 
25. Her ING IRA    None 
26. Dow Dividend Sell 
27. Dow Dividend Sell 
28. Target VIP Sell 
29. Franklin Income 
30. ABB Limited Rone 
31. Silver Standard None Sell 
32. Claymore CND 
33. Zacks 34. CS Muni lncorne Gain Codes: 1,000 less =Sl,001 -S2,500 42,50 -S5,000 =$5,001 -Sl5,000 E=Sl5,00l -S50,000 
(Sec Columns and D4) =$50,001 -SI00,000 =SI 00,00 1,000,000 =Sl,000,001 -$5,000,000 =Moll: thao $5,000,000 Value Codes =SI 5,000 less K=S15,00l -S50,000 =$50,001 -SI00,000 =SI00,001-$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -SS0,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estite Only) Assessment =Cash Market 
(See Column C2) =Book Value V=Other ::Estimated 
 
Name Person Reporting 
Date Report 
Lee, Tom 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
35. Financial Inst. Sell 
36. EAFE Sell 
37. CND Sell 
38. Claymore Zacks Sell 
39. Muni 
40. CS Mumi 
41. EAFE 
42. Claymore Def. Equities Buy 12/l 
43. Thornbu Income Build.e.r:._, Buy 10/23 
44. Def. 
45. Corp. Strength 
46. Income 
47. Income Builder 48. 
49. 
50. 
51. Income Gain Codes: 1,000 Jess =$1,001-S2,500 =S2,501 -S5,000 D=S5,00l -SJ5,000 =SJ ,00 -S50,000 
(See Columns and 04) =S50,00I -SI00,000 =$100,001 -SJ.000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 less K=S15,00J -$50,000 L=$50,001-Sl00,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 =SS00,001 -SI ,000,000 =Sl,000,001 -SS,000,000 =SS,000,00 -$25,000,000 -s25,ooo,001 -sso,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ==Assessment =Cash Market 
(See Column C2) -Book Value -Othcr =Estimated 
 
 
 
 
 
Name Ptrson Reporting 
Date Report 
5/15/09 
Lee, Tom 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (IndicatepartofReport.) 
Practically all annuities, mutual fund accounts, stocks and bonds are held LPL Financial Account. 
 
The proceeds all sales and redemptions shown this Report were received that account and all funds for purchases were disbursed from that account. 
 
 
 
Name Person Reporting 
Date Report 
 
5/15/09 
Lee, Tom 
IX. CERTIFICATION. certify that all Information given above (including information pertaining spouse and minor dependent children, any) accurate, true. and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure.  further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544