Skip to content

Judicial Watch • Tom S Lee Financial Disclosure Report for 2008

Tom S Lee Financial Disclosure Report for 2008

Tom S Lee Financial Disclosure Report for 2008

Page 1: Tom S Lee Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:8

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Tom S Lee, 2008, EPA, transactions, TRUSTS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Lee_Tom_S 

Lee, Tom 
5/15/09 
III. N-INVE STMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
NONE (No reportable non-investment income.) 
IX] 

SOURCE AND TYPE INCOME Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

Name Person Reporting 
Date Report 

Lee, Tom 
5/15/09 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing 
instructions.) 
NONE (No reportable gifts.) 
DESCRIPTION VALUE 

VJ. LJABILJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing 
instructions.) 

NONE (No reportable liabilities.) 
[i] 
CREDITOR DESCRIPTION 

Name Penon Reporting 
Date Report 

Lee, Tom 
5/15/09 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (AH)  (if private  
(Q-W)  transaction) ING VAR  None American Skandia  None Van Muni (VMO) Bond  None  Bond flue Eaton Vance Fund FAC Bond Columbus Bond  3/3 Shares New Perspective  
9.Shares Community Bancshares MS, Inc.  
10. ING hers  lllf  None  
11. American Skandia  None  
    His Hartford IRA 13. Land Scott Co.,  None None  
14. U.S. Ser. Bonds  None  Bonds  
15. Phoenix Life  None  Life Ins  
16. Community Bancshares  
17. His ING IRA  .1111  None  Account Flue. Income Gain Codes: a:SJ,000 less =Sl,001-$2,500 =S2,501 -S5,000 =S5,00I -S!5,000 =S15,001  S50,000  
(Sec Columns and 04) =S50,00I -SI00,000 =SI00,001 SI ,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =SI 5,000 less  KSl5,00I -$50,000  L450,001-SI00,000 I00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001-Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =S25,000,00I  $50,000,000 =Mon: than $50,000,000 Value Melhod Codes Q=Appraisal -Cost (Real Estote Only) =Assessm ent =Cash Market  
(See Column C2) -=Book Value  V=Other  W=Estimatcd  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "{X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(!)  (2)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type {e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  {J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. Davis New York Venture  Sell  
19. Growth Fund America  Sell  11/26  
20. New Perspective  Combine  ith  8/12/08  
21. Lord Abbert Aff. 22. Alliance  None  luc.  
23. Harford (with JS)  None  
24. Salomon Brothers (Name changed LMP Capital  Sell  3/28  
25. Her ING IRA     None  
26. Dow Dividend  Sell  
27. Dow Dividend  S"ell  
28. Target VIP  Sell  
29. Franklin Income  
30. ABB Limited  Rone  
31. Silver Standard  None  Sell  
32. Claymore CND  
33. Zacks 34. CS Muni lncorne Gain Codes: 1,000 less =Sl,001 -S2,500 42,50 -S5,000 =$5,001 -Sl5,000  E=Sl5,00l -S50,000  
(Sec Columns and D4) =$50,001 -SI00,000 =SI 00,00 1,000,000 =Sl,000,001 -$5,000,000 =Moll: thao $5,000,000 Value Codes =SI 5,000 less  K=S15,00l -S50,000 =$50,001 -SI00,000 =SI00,001-$250,000  
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -SS0,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estite Only) ""'Assessment =Cash Market  
(See Column C2) =Book Value  V=Other ::Estimated  

Name Person Reporting 
Date Report 
Lee, Tom 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. Financial Inst.  Sell  
36. EAFE  Sell  
37. CND  Sell  
38. Claymore Zacks  Sell  
39. Muni  
40. CS Mumi  
41. EAFE  
42. Claymore Def. Equities  Buy  12/l  
43. Thornbu Income Build.e.r:._,  Buy  10/23  
44. Def.  
45. Corp. Strength  
46. Income  
47. Income Builder 48.  
49.  
50.  
51. Income Gain Codes: 1,000 Jess =$1,001-S2,500 =S2,501 -S5,000  D=S5,00l -SJ5,000 =SJ ,00 -S50,000  
(See Columns and 04) =S50,00I -SI00,000 =$100,001 -SJ.000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 less  K=S15,00J -$50,000  L=$50,001-Sl00,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,00 -$500,000 =SS00,001 -SI ,000,000 =Sl,000,001 -SS,000,000 =SS,000,00 -$25,000,000 -s25,ooo,001 -sso,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ==Assessment =Cash Market  
(See Column C2) -Book Value -Othcr =Estimated  

Name Ptrson Reporting 
Date Report 
5/15/09
Lee, Tom 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (IndicatepartofReport.) 
Practically all annuities, mutual fund accounts, stocks and bonds are held LPL Financial Account. 

The proceeds all sales and redemptions shown this Report were received that account and all funds for purchases were disbursed from that account. 

Name Person Reporting 
Date Report 

5/15/09
Lee, Tom 
IX. CERTIFICATION. certify that all Information given above (including information pertaining spouse and minor dependent children, any) accurate, true. and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure.  further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



Sign Up for Updates!