Skip to content

Judicial Watch • Tom S Lee Financial Disclosure Report for 2010

Tom S Lee Financial Disclosure Report for 2010

Tom S Lee Financial Disclosure Report for 2010

Page 1: Tom S Lee Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:8

Date Created:November 6, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Tom S Lee, municipal, united, 2010, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

V. 112011 
Reporl Required /he Elhics Governmenl Ac/ 1978 
FOR CALENDAR YEAR 2010 U.S.C. app. JOI-I I/) Person Reporting (last name, first, middle initial) LEE, Tom Court Organization United States District Court Southern District Date Report 05/12/2011 Title (Ankle III judges indicate active senior status; magistrate judges indicate full-or part-time) Senior United States District Court Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 245 East Capitol Street Suite I09 Jackson, 39201 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reporlable informalion. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY General Partner Tom 

Limited Partnership 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PAR TIES AND TERMS 2010 State Employee Pension Fund; pension upon retirement age 

Date Report 05/12/2011 
Ill. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructio11s.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 Director -Community Bancshares MS, Inc. 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 ojjiling instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 

DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE
income, value, transactions r1nc1udes those spouse and dependent c11udren; see PP 34-60 filing instructions.) 
VII. INVESTMENTS and TRUSTS NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(!) (2) (I) (2) (I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) INGNQVAR  None American Skandia Prudential( name change)  None Van Kampen Muni Opp (VMO)  Dividend  Sold  03/30/10 Coupon Bond  None Eaton Vance Fund  Dividend Hospital FAC Bond  Interest Shares Community Banschares MS, Inc.  Dividend ING. American Skandia Prudential (name change)  None None  
IO. His Hartford IRA- None  
11. Land Scott Co.,  None  
12. U.S. Ser. Bonds  None  
13. Phoenix Life  None  
14. Community Bancshares  Interest  
15. INGVIRA- None  
16. Hartford NQ- None  
17. INGVA IRA None Income Gain Codes: =$1,000 less =$1.00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$!00,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,00  $25,000,000 =$25,000.001  $50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

FIN ANCIAL DISCLOSURE REPORT Page 5of8  Name Person Reporting LEE, Toms.  Dote l{eport 05/12/2011  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes tlwse spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(1) (1) (2) (I) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. Franklin Income  Dividend  
19. ABB Limited  None  
20. CS Municipal  Dividend  
21. Municipal  Dividend  
22. CS Municipal  Dividend  
23. Thornburg Income Builder  Dividend  
24. Corp. Strength  Dividend  
25. Utility Income  Dividend  Sold  03/30/10  
26. Thornburg Income Builder  Dividend  
27. Matrix Am. First Income Trends  Dividend  Sold  08/04/10  
28. Municipal Ins.  Dividend  
29. Municipal Ins.  Dividend  
30. Emerging Markets  Dividend  
31. Sector Rotation  Dividend  
32. Advantage  Dividend  Buy  07/20/10  
33. Claymore MLP  Dividend  Buy  03/30/10  
34. .FT Global Commodities  Dividend  Buy  07/27/10 Income Gain Codes: =$I ,000 less =Sl,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(Sec Columns and D4) =$50,001 -$!00,000 =$100,001 -$1,000,000 =$I ,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 less =$I 5,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date l{eport 

05112/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes t1tose spouse and dependent r11ildren; see PP J4-6o filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reponing period reponing period  

(2) (I) (3) 
Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value 
Gain identity 
Code buyer/seller
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
35. Eaton Vance Local.  Dividend  Buy  11/16/10  
36.  
37.  
38.  
39. Income Gain Codes: =$1 ,000 less 1,001 -$2,500 =$2,501 -$5,000 =$5,001-$15,000 =115,00 -$50,000  
(See Columns and D4) =$50,001  $!00,000 =$!00,001 -$1,000,000 =$1,000,001-$5.000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001-$50,000 =$50,001 -$100,000 I00,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000.000 =$5,000,001 -$25.000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Dare Report 
Name Person l{eporling 
05112/2011
LEE, Toms. 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
Practically all annuities, mutual fund accounts, stocks and bonds are held LPL Financial Account. 
The proceeds all sales and redemptions shown this Report were received that account and all funds for purchases were disbursed from that account. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Toms. LEE 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



Sign Up for Updates!