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Judicial Watch • Vaughn R. Walker – 2003

Vaughn R. Walker – 2003

Vaughn R. Walker – 2003

Page 1: Vaughn R. Walker – 2003

Category:Federal Judges

Number of Pages:9

Date Created:February 3, 2005

Date Uploaded to the Library:December 31, 2014

Tags:Vaughn R Walker, Vaughn, PROPERTIES, walker, Union, lodging, Gross, 2003, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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A0-10 
 Government Act 1978 
 Rev. 1/2004 
 
Calendar Year 2003 
 U.S.C. app.  101-111) Date ofReport Person Reporting (Last name, Fust name, Middle initial) Court Organization 
Walker, Vaughn 	Califomia Nordlem 
5/1312004 Reporting Period Title (Article Judges indicate active senior status; RcportType (c:bc:c:kapprOpriate type) 
magistrate judges indicate full-or patt-timc) 
111/2003 
Active district Jnitial @Annul! Final 
1213112003 	Chambers Office Addrc:ss the basis tbc infonnation contained this Report and any modifications pertaining thereto, is, opinion, compliance 
450 Oolclcn Gate Avmuc 
with applicable laws and regulations. 
San Francisco, 94102 
 
IMPORTA?qNOTES: Tbe instnrctions accompanying this form nwstbe followed. Complclcall parts, checkingthe NONE bm: for each part 
 
where )IJll haw: reportable iabmation. Sign last pap. POSIDONS. (Reporting individual oru;,.=1Jl. 9-lloffiling oas) NONE -(Norepcmablcpositicm.) 	 
Saint Fnmcis Foundation 	 
VRWalb:rCo 
 
 
Il. AGREEMENTS. (Rq>arting individual only; ICC pp. 14-16 offiling instructions) 
 NONE -(Norcponablcagrccm:ms.) 
 
..-..,, 
 
o 
(/)2: 
c:> :z:: 
- 
oi: :.... 
.,, 
-fTi 
 
Date Report 
Walker, Vmgbn NON-lNVESTMENT INCOME. (Reporting individuatancl spouse; sec pp. 11-24 filing instnu:tions) Filers Non-Investment Incom NONE -(No n:p0rtabtc 11.on-investmcnt income.) 
(yoma, DOt lpllllleI) Walker Dircctms Fees $1000 Spouses Non-Investment Income -(If JOU were ramied during any porticm oftbe reparting)Clll. please c:amph:lc this section .(dollaramount notrequired except fbrhanararia) 
 NONE -(Norcpo,rtablcnon-Um:stmcnt) 
IV. REIMBURSEMENTS -1ransp0r1ation, todpng. food. cntc111inmcnt. 
(lncluda thole lpOUIC and dependent cht1drm. Seepp. 25-27 instructions.) NONE -CN01UCbrcpor1Qlcrcimburaemmts.) 
Fedml Juclicill Ccnler lraWJl. lodging fbod-s.nta Bmb1ra, -Jan 27-29 CaJifmnia Jwticial Cmfinnce Tmet, lodging food -Santa Rola. CAMay 2-3 Oeorgc Muon Unimity Travel. lodging food SantaFc,NM Sept lS-20 Dis1rict Court California Trace!, lodging food Son.om. Oct 8-10 
JPMDL Travel, lodging 8:. food -Palm Beach, FL Oc! 27-29 
 
 
Sedon Conference Lodging food -Sedan, AZ-Nov ::?(1-21 
Date Report 
511312004 
Walker, Vaughn 
IV. REIMBURSEMENTS -transpor1Dtion, lodging, food, entertainment. 
(Includes those spouse and dependent clnldren. See pp. 25-27 instructions.) NONE (No such reporlflble reimburemc:nts.) Stanford Univmity Food -Stanford. CA-June 
 
FliANCIAL DISCLOSURE REPORT 
Date ofRcport 
Walker, Vauglm 
(Inc1udcs those spouse and dcpClldcnt childraL Sec pp. 28-31 instructions.) 
(No such reportable gifts.} LIABD.llIES. (lncludes those spouse and dcpcndcnt cbiJdrcn. See pp. 32-34 instructions.) NONE (Noreportabtcliabilitics.) 
 
CREPITQR. ScePatvm 
Date Report 
;Page of3 Walker, Vaugtm 
5/1312004 VIL INVESTI1ENTS and 1R.USTS income, va1ac, tllllSCl!icms cmc1udcs those ora.e lpClllSC and dependent cbildrm. See pp. 34-57 filingmtructions.) 
JDcomc durillgri:portq pcriocl 
Gross Wui: end Tmisactiom dmingtqJOrting period 
Dc:scriplion Assets (Blduding trust uselS) 
n:portiug peiiocl 
 
(1) (2) 
(2) 
aot c::xaq>t 
(1) 
Place wafter ach asetaaqit from prior disclos DNONE (No RpOllllb1c inmm:, llSICll, Union Bank ofCalifomja DDA Union Bank Calitbmia MMA Amoual Codcl Type (e.g.div. Riil int.) ln1mcst ln1mcst Value Codc2 (J-P) Value Mctbocl Codc3 Type (e.g. buy, sell, mi:rger, Dale: Moatla Day Value Code2 .(J-P) {A (S) ldenlityof buyer/seller (irprivatc 1nmlaclion) Rowe Price MMF Dividend Nim:en Truat#l65 Dividend  Alex Brown MMF Dividend 
None Sell 10l28 Road, Inc Ncnc sen 619 
 
None Buy 9116 IC. Ccnu None 
10. Cllnal..ffi: None Buy 12112 IC. 
11. Ciaco S)lllrml None 
12. Corixia None Buy 11/lS 
 
13. Cox Ommicatiolll Nont sen 12118 
14. None IC. Buy 6119 
15. BxmlMobil Dividend 
16. Ford Motor Dividend 
17. Gcmnl Blectric Dividend 
18. Jn1d Dividend lnt:omclGain Codes: (Se:: Columns llld!X) Value Codes: (Set Col.urnus am! Vaiue l1etl1oc Code> -Sl,000 less S50,DOl-$1D0,000 SIS,000 less SZSll,()(){i-$500,000 s:.oori,001-s:sCJ,oou.ooo Apnraisn $1,001-$2,SOO SI00,001-Sl,DDO,DOO S15,001-$50,000 SSOD,OOJ-Sl,000,DOCI CoS. (JU:;J Estate Oniy : $1.SDlSS,000 Sl.ODO,OOJ-SS.000,000 SS0,001-SIOO,ODO Sl.000,001-SS.OOO.OOO SMore tban sso,oo.ooo Asso:ssm:n: $5.DDJ-SlS,000 Mare 1ban SS,000,000 S!00,001-S251J.ODO S5.000,oo; -$25,0llO,OOO c$h1M11rket $15,001-SS0,000 
 
Date Report .Page 
Walker, Vaughn VIl. INVESTMENTS and TRUSTS -income, value, transcationsfmcludestbose ortbc1pOUSCandclcpc:ndcatchildrea. Sccpp.34-S7orminginslniclions.) Income cluriDg Gross value cod 
Tnnsactions cluriDg paiocl 
Description Assets 
tqJOrtiag period reporting period 
(iocludiiigtrust usell) 
(1} (2) 
not exemptfiom 
(2} 
19. 20. 21. 23. 24. 25. P11cccxr afler eac11 asset c:eqit from prior dilclosln Japan Fund I..Jberm Technologies LINTVCmp NASDAQlOO NorthwcstAirtincs Rai1m111kcr Sys Inc SPSOODRa AmoUlll Code (A-B;) l)pc (e.g. di.Y. n:at. int.) None None None Dividend None Dividend None Dividend Value Codc2 (1P) Value Method Cocle3 (Q-W) Type (e.g. buy, sci, mmgcr, n:deiqltion) Buy Sell Sell Sell Sell (2) Mmdh-Day 10/28 4129 10/28 12112 12/18 Value Coclc2 (4) (S) Identity bU)alscllcr (if private 1mlsac1ion) 
27. SPDRs Dividend 
28. Sun,Mk:rorystcms None Buy 9130 
29. Taiwan Scmiconduclor Dividend ScD 12118 
30. United Microe1ectranic:s None ScD 619 
31. Watkr:r Dividend 
32. 33. 34. 3S. Union BllDk Califamia DDA Union Bak Cl1ifomia MMF Nortbr:m Ttuat DDA Northan TIUst MMF Il.Propatics Interest Dividend None Dividend Rmt Wttbdraw liquidate Dcpolit Acquire SeD 8129 3131 SIS 11118 lncame/Gllin Codes: Sl,000 less Sl,001-$2,SOO S-501-SS,000 S5.00l-Sl5.000 S,001-tSO,OOO 
(See eo1unmss1 andD4) -sso.001-saoo.ooo SJOO,OOl-Sl,000,000 $1,000,00J-SS.000,000 =More than SS,000,000 Coder: s:is.ooo less Sl5,00lSS0,000 SS0,001-$100,000 SI00,00l-S2SCJ.00t 
 
(Set Columns and D3) SSOCJ,001-Sl,000,000 s1.ooo.001-ss.ooo.ooo 5.000,001-sis,om:i,oo:i SMore tb:in $50,00!J.00(1 alu-. j,,iefuod cd::o App:llisal Cost (f.el-Sl5,000 SlS,OOi-SS0,000 
{SeeColummBl andD4) =SS0.001-lOCt,OOO s100,001-s1,ooo,ooo Sl,000,001-SS.000,000 ... More !ban SS,000,000 Value Codes: Sl5,()0(1 less $15,00J-SSC/,OOO ,.. SS0,001-Sl00,000 ... s.1(l{:,ooi-s2so.ooo 
(See Columns ani! 03) S2S0,0()(:..S50D,OOO ssoo.o:n-s1,oou,ooo Sl.OOO.OOJ-SS,000,000 ...S5,000,00J-S25,000,000 SMore lhar. sso.oo.ooo Czsn/i-..2.rl::e: 
Date Report 
Walker, Vauglm 
S/13/2004 
(lndicafl:putofRcport.) 
VIIl. ADDIDONALINFORMATION OREXPLANATIONS 
During 2003, reporting person held investments his own nam: and the following entities: Alex Brown U.C. Baltimore, Mri, custodian fbo Vaughn Walker R-JRA dtd 312511996 and Walker Co, IDinois corporation. all times during 2003, Walker wasa wholly-owned investment vehicle the n:porting personnd owned the assets disclosed lines 32-38, 
Part Vll. The ll. Properties are located Iroquois County, n.., and were acquin:d May 1964; October 30, 1992; February 27, 1998; May and July 2002, forpun:hasc prices to1alling $1, 758,566. 2003, the company sold portion its holdings IDinois the two transactions reported lines and 37, Patrick Browne, al, Chicago, n.., and David Douglas, Martinton. n., tcSpCCtily, for consideration to!alling $279,272. Then. Properties, 
with the CltCCption one tract, were mned for and used for agricultural production and were leased StuckeyFarms, Inc, Martinton. n..; 1he excepted 
tract zoned ter msidentiaJ use. The Properties are 1racts localed Benton and Jasper counties, IN, zoned for agricultural, industrial roadside 
service uses and consist agricul1Ural lands, buildings, storage fiacility and telecommunications transmission facility; these properties were acquired various transactions totalling $2,519,765 (net certain real esta1c assets transferred exchange) March 1989; February 28, 1991; January 15, 
1992; July 20, 1993i January 20,February and October9, 1994 and Decc:mber 30, 1999. During 2002, the agricultural lands were leased Overbeck Fanns and the buildings Remington Hybrids, Inc,both ofRcmingtm, IN; the storage filcility Vectren, Inc, BYlllSVille, IN, and the telecommunications facilityto Sprint Sites US.A, Rosemount, n.. year-end, Walla:r had indebtr:dness Farm Credit Services, Milwaukee, WI. the principal amount ofSl,100,000; Jq>Orting pCmon guanmtorofthat indebtedness which sei:urcd bysome the Properties. addition, the company nintained unsccurcd revolving credit with Farm a-edit Services the amount of$200,000, with zero balance year-end 2003. Walker also had outstanding indebtedness Melropolitan life Insurance Co, New York.NY, the amountat)al-mil $737 /j(JO; tcpOl1ingpmon guarantor that indebt.ednc:ss which sec:med 10111e the Properties. 
Reporting person also rmintains personal lineofcn:dit the amount of$25D,OOO Union Bank California, NA, San Francisco, CA. that ofyear 
cnd bad zero balance. 
 
The Pharmacuctical Holders position rcpmted line was incarrectlyreparted lbc 2002 report Biotech Holders. 
 
Date Report 
m:NANCIAL DISCLOSURE REPORT 
Walker, VaUgbn 
S/13Jl004 
IX. CERTIFICATION. certify that all infonnation given above {including information pertaining spouse and minor dependent children, any) accurate, troc, and complete the best ofmyknowledge and belie and that any information not reported was wit:hbcld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employmcot and hmwraria and the accep1ance gifts which have been reported are eompliance wi1h the provisions U.S.C.  501 ct. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FAISIFIFS FAILS FILE TIIlS REPORT MAY SUBJBC1 CIVIL AND CRIMINAL SANCDONS (SU.S.C. app.  104) 
FJLING INSTIWCllONS Mail signed original aDd additional copies to: Fhwiclal DiscJosun: Administrative Office ofthe United States Courts Sui1e 2-301 One Columbus Circle,N.E. Washington, D.C. 20544