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Judicial Watch • Vaughn R Walker Financial Disclosure Report for 2003

Vaughn R Walker Financial Disclosure Report for 2003

Vaughn R Walker Financial Disclosure Report for 2003

Page 1: Vaughn R Walker Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:9

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Vaughn R Walker, Vaughn, PROPERTIES, walker, Union, lodging, Gross, 2003, EPA, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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A0-10 
 Government Act 1978
 Rev. 1/2004 

Calendar Year 2003 
 U.S.C. app.  101-111) Date ofReport Person Reporting (Last name, F"ust name, Middle initial) Court Organization 
Walker, Vaughn 	Califomia Nordlem 
5/1312004 Reporting Period Title (Article Judges indicate active senior status; RcportType (c:bc:c:kapprOpriate type) 
magistrate judges indicate full-or patt-timc) 
111/2003 
Active district Jnitial @Annul! Final 
1213112003 	Chambers Office Addrc:ss the basis tbc infonnation contained this Report and any modifications pertaining thereto, is, opinion, compliance 
450 Oolclcn Gate Avmuc 
with applicable laws and regulations. 
San Francisco, 94102 

IMPORTA?qNOTES: Tbe instnrctions accompanying this form nwstbe followed. Complclcall parts, checkingthe NONE bm: for each part
 
where )'IJll haw: reportable iabmation. Sign last pap. POSIDONS. (Reporting individual oru;,.=1J'l. 9-lloffiling oas) NONE -(Norepcmablcpositicm.) 	
Saint Fnmcis Foundation 	
VRWalb:rCo 

Il. AGREEMENTS. (Rq>arting individual only; ICC pp. 14-16 offiling instructions) 
 NONE -(Norcponablcagrccm:ms.) 
(")

..-..,,

o"" 
(/)2: 
c:>
;'O :z::
- 
oi: :.... 
"71
.,,
-fTi C") 

Date Report 
Walker, Vmgbn NON-lNVESTMENT INCOME. (Reporting individuatancl spouse; sec pp. 11-24 filing instnu:tions) Filer's Non-Investment Incom NONE -(No n:p0rtabtc 11.on-investmcnt income.) 
(yoma, DOt lpllllle'I) Walker Dircctm's Fees $1000 Spouse's Non-Investment Income -(If JOU were ramied during any porticm oftbe reparting)'Clll'. please c:amph:lc this section .(dollaramount notrequired except fbrhanararia) 
 NONE -(Norcpo,rtablcnon-Um:stmcnt) 
IV. REIMBURSEMENTS -1ransp0r1ation, todpng. food. cntc111inmcnt. 
(lncluda thole lpOUIC and dependent cht1drm. Seepp. 25-27 instructions.) NONE -CN01UCbrcpor1Qlcrcimburaemmts.) 
Fedml Juclicill Ccnler' 'l'raWJl. lodging fbod-s.nta Bmb1ra, -Jan 27-29 CaJifmnia Jwticial Cmfinnce Tmet, lodging food -Santa Rola. CAMay 2-3 Oeorgc Muon Uni'mity Travel. lodging food SantaFc,NM Sept lS-20 Dis1rict Court California Trace!, lodging food Son.om. Oct 8-10 
JPMDL Travel, lodging 8:. food -Palm Beach, FL Oc! 27-29 

Sedon' Conference Lodging food -Sedan, AZ-Nov ::?(1-21 
Date Report 
511312004
Walker, Vaughn 
IV. REIMBURSEMENTS -transpor1Dtion, lodging, food, entertainment. 
(Includes those spouse and dependent cln'ldren. See pp. 25-27 instructions.) NONE (No such reporlflble reimburemc:nts.) Stanford Univmity Food -Stanford. CA-June 

FliANCIAL DISCLOSURE REPORT 
Date ofRcport 
Walker, Vauglm 
(Inc1udcs those spouse and dcpC'lldcnt childraL Sec pp. 28-31 instructions.)
(No such reportable gifts.} LIABD.ll'IES. (lncludes those spouse and dcpcndcnt cbiJdrcn. See pp. 32-34 instructions.) NONE (Noreportabtcliabilitics.)
 
CREPITQR. ScePatvm 
Date Report 
;Page of3 Walker, Vaugtm 
5/1312004 VIL INVESTI1ENTS and 1R.USTS income, va1ac, tl'lllSCl!icms cmc1udcs those ora.e lpClllSC and dependent cbildrm. See pp. 34-57 filingmtructions.) 
JDcomc durillgri:portq pcriocl 
Gross Wui: end Tmisactiom dmingtqJOrting period 
Dc:scriplion Assets ('Blduding trust uselS) 
n:portiug peiiocl 

(1) (2) 
(2) 
aot c::xaq>t 
(1) 
Place wafter ach asetaaqit from prior disclos DNONE (No RpOllllb1c inmm:, llSICll, Union Bank ofCalifomja DDA Union Bank Calitbmia MMA  Amoual Codcl  Type (e.g.div. Riil int.) ln1m'cst ln1m'cst  Value Codc2 (J-P)  Value Mctbocl Codc3  Type (e.g. buy, sell, mi:rger,  Dale: Moatla Day  Value Code2 .(J-P)  {A  (S) ldenlityof buyer/seller (irprivatc 1nmlaclion) Rowe Price MMF  Dividend  Nim:en Truat#l65  Dividend  Alex Brown MMF  Dividend  
None  Sell  10l28 Road, Inc  Ncnc  sen  619  

None Buy 9116 IC. Ccnu None 1'. 
10. Cllnal..ffi: None Buy 12112 IC. 
11.  Ciaco S)'lllrml None  
12.  Corixia  None  Buy  11/lS  

13.  Cox Ommicatiolll  Nont  sen  12118  
14.  None  IC.  Buy  6119  
15.  BxmlMobil  Dividend  
16.  Ford Motor  Dividend  
17.  Gcmnl Blectric  Dividend  
18.  Jn1d  Dividend lnt:omclGain Codes: (Se:: Columns llld!X) Value Codes: (Set Col.urnus am! Vaiue l'1etl1oc Code> -Sl,000 less S50,DOl-$1D0,000 "'SIS,000 less  SZSll,()(){i-$500,000 P'.'  s:.oori,001-s:sCJ,oou.ooo  Apnraisn' $1,001-$2,SOO SI00,001-Sl,DDO,DOO "'S15,001-$50,000  SSOD,OOJ-Sl,000,DOCI  CoS'. (JU:;J Estate Oniy :  "'$1.SDlSS,000 Sl.ODO,OOJ-SS.000,000 SS0,001-SIOO,ODO Sl.000,001-SS.OOO.OOO  SMore tban sso,oo.ooo Asso:ssm:n:  "'$5.DDJ-SlS,000 "'Mare 1ban SS,000,000 S!00,001-S251J.ODO S5.000,oo; -$25,0llO,OOO  c$h1M11rket  "'$15,001-SS0,000  

Date Report .Page 
Walker, Vaughn VIl. INVESTMENTS and TRUSTS -income, value, transcationsfmcludestbose ortbc1pOUSCandclcpc:ndcatchildrea. Sccpp.34-S7orminginslniclions.) Income cluriDg Gross value cod 
Tnnsactions cluriDg paiocl 
Description Assets 
tqJOrtiag period reporting period 
(iocludiiigtrust usell) 
(1} (2) 
not exemptfiom
(2} 
19. 20. 21. 23. 24. 25.  P11cccxr afler eac11 asset c:eqit from prior dilclosln Japan Fund I..Jberm Technologies LINTVCmp NASDAQlOO NorthwcstAirtincs Rai1m111kcr Sys Inc SPSOODRa  AmoUlll Code (A-B;)  'l)'pc (e.g. di.Y. n:at. int.) None None None Dividend None Dividend None Dividend  Value Codc2 (1P)  Value Method Cocle3 (Q-W)  Type (e.g. buy, sci, mmgcr, n:deiqltion) Buy Sell Sell Sell Sell  (2) Mmdh-Day 10/28 4129 10/28 12112 12/18  Value "Coclc2  (4)  (S) Identity bU)'a'l'scllcr (if private 1mlsac1ion)  
27.  SPDRs  Dividend  
28.  Sun,Mk:rorystcms  None  Buy  9130  
29.  Taiwan Scmiconduclor  Dividend  ScD  12118  
30.  United Microe1ectranic:s  None  ScD  619  
31. Watkr:r  Dividend  
32. 33. 34. 3S.  Union BllDk Califamia DDA Union Bak Cl1ifomia MMF Nortbr:m Ttuat DDA Northan TIUst MMF Il.Propatics  Interest Dividend None Dividend Rmt  W"ttbdraw liquidate Dcpolit Acquire SeD 8129 3131 SIS 11118 lncame/Gllin Codes: Sl,000 less Sl,001-$2,SOO S"-501-SS,000 S5.00l-Sl5.000 S,001-tSO,OOO  
(See eo1unmss1 andD4)  -sso.001-saoo.ooo SJOO,OOl-Sl,000,000  $1,000,00J-SS.000,000 =More than SS,000,000 Coder: s:is.ooo less Sl5,00lSS0,000 SS0,001-$100,000  "'SI00,00l-S2SCJ.00t  

(Set" Columns and D3) SSOCJ,001-Sl,000,000 s1.ooo.001-ss.ooo.ooo 5.000,001-sis,om:i,oo:i  SMore tb:in $50,00!J.00(1 'alu-. j,,iefuod cd::o App:llisal Cost (f'.el-Sl5,000  SlS,OOi-SS0,000  
{SeeColummBl andD4)  =SS0.001-lOCt,OOO s100,001-s1,ooo,ooo Sl,000,001-SS.000,000 ... More !ban SS,000,000 Value Codes: Sl5',()0(1 less $15,00J-SSC/,OOO  ,.. SS0,001-Sl00,000  ... s.1(l{:,ooi-s2so.ooo  
(See Columns ani! 03)   S2S0,0()(:..S50D,OOO   ssoo.o:n-s1,oou,ooo Sl.OOO.OOJ-SS,000,000  l'2 ...S5,000,00J-S25,000,000 SMore lhar. sso.oo.ooo Czsn/i-.."2.rl::e: 
Date Report 
Walker, Vauglm 
S/13/2004 
(lndicafl:putofRcport.)
VIIl. ADDIDONALINFORMATION OREXPLANATIONS 
During 2003, reporting person held investments his own nam: and the following entities: Alex Brown U.C. Baltimore, Mri, custodian fbo Vaughn Walker R-JRA dtd 312511996 and Walker Co, IDinois corporation. all times during 2003, Walker wasa wholly-owned investment vehicle the n:porting personnd owned the assets disclosed lines 32-38, 
Part Vll. The ll. Properties are located Iroquois County, n.., and were acquin:d May 1964; October 30, 1992; February 27, 1998; May and July 2002, forpun:hasc prices to1alling $1, 758,566. 2003, the company sold portion its holdings IDinois the two transactions reported lines and 37, Patrick Browne, al, Chicago, n.., and David Douglas, Martinton. n., tcSpCCtily, for consideration to!alling $279,272. Then. Properties, 
with the CltCCption one tract, were mned for and used for agricultural production and were leased StuckeyFarms, Inc, Martinton. n..; 1he excepted 
tract zoned t'er msidentiaJ use. The Properties are 1racts localed Benton and Jasper counties, IN, zoned for agricultural, industrial roadside 
service uses and consist agricul1Ural lands, buildings, storage fiacility and telecommunications transmission facility; these properties were acquired various transactions totalling $2,519,765 (net certain real esta1c assets transferred exchange) March 1989; February 28, 1991; January 15, 
1992; July 20, 1993i January 20,February and October9, 1994 and Decc:mber 30, 1999. During 2002, the agricultural lands were leased Overbeck Fanns and the buildings Remington Hybrids, Inc,both ofRcmingtm, IN; the storage filcility Vectren, Inc, BYlllS'Ville, IN, and the telecommunications facilityto Sprint Sites US.A, Rosemount, n.. year-end, Walla:r had indebtr:dness Farm Credit Services, Milwaukee, WI. the principal amount ofSl,100,000; Jq>Orting pCmon guanmtorofthat indebtedness which sei:urcd bysome the Properties. addition, the company nintained unsccurcd revolving credit with Farm a-edit Services the amount of$200,000, with zero balance year-end 2003. Walker also had outstanding indebtedness Melropolitan life Insurance Co, New York.NY, the amountat)'al'-mil $737 /j(JO; tcpOl1ingpmon guarantor 'that indebt.ednc:ss which sec:med 10111e the Properties. 
Reporting person also rmintains personal lineofcn:dit the amount of$25D,OOO Union Bank California, NA, San Francisco, CA. that ofyear
cnd bad zero balance. 

The Pharmacuctical Holders position rcpmted line was incarrectlyreparted lbc 2002 report Biotech Holders. 
' 
Date Report
m:NANCIAL DISCLOSURE REPORT 
Walker, VaUgbn 
S/13J'l004 
IX. CERTIFICATION. certify that all infonnation given above {including information pertaining spouse and minor dependent children, any) accurate, troc, and complete the best ofmyknowledge and belie and that any information not reported was wit:hbcld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employmcot and hmwraria and the accep1ance gifts which have been reported are eompliance wi1h the provisions U.S.C.  501 ct. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FAISIFIFS FAILS FILE TIIlS REPORT MAY SUBJBC1' CIVIL AND CRIMINAL SANCDONS (SU.S.C. app.  104) 
FJLING INSTIWCllONS Mail signed original aDd additional copies to: Fhwiclal DiscJosun: Administrative Office ofthe United States Courts Sui1e 2-301 One Columbus Circle,N.E. Washington, D.C. 20544



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