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Judicial Watch • Victor Marrero – 2010

Victor Marrero – 2010

Victor Marrero – 2010

Page 1: Victor Marrero – 2010

Category:Federal Judges

Number of Pages:22

Date Created:September 12, 2013

Date Uploaded to the Library:November 04, 2013

Tags:Victor Marrero, MARRERO, VICTOR, 2010, Market, INVESTMENTS, transactions, dividend, IRS, ICE, CIA, Federal Judge, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Marrero, Victor Court Organization U.S. District Court, S.D.N.Y. Date Report 08/23/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address U.S. District Court, SONY 500 Pearl Street New York, New York 10007 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee New York Public Library 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
Marrero, Victor 
 
 
 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 municipal government official 
 
 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
Name Person Reporting 
Date Report 
Marrero, Victor 
08/23/2011 
VII. INVE TMENTS and --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descriplil)n !itAssets Income during Gross value end Transactions during reporting period 
(indudin trust)1ssets) reporting period reporting period 
(2) (3) 
Place after eac]) Amount Type (e.g., Value Value Type (e.g., Daie Value Identity 
exempt from disclosifre.: Code div., rent Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller int.) 
Code redemption) (J-P) 
(if private 
(Q-W) transaction) CITIBANK KEOGH ACCOUNT: (see lines and CDs Interest Annuity-Transamerica Dividend Sold 10/27/IO PUTNAM RETIREMENT IRA: (see line Balanced Retirement Cl-A Dividend Sold 10/25/10 SUN AMERICA IRA: (see lines and SunAmerica Balanced Dividend Sold 10/18/10 
10. SunAmerica Goldman Sachs Dividend Sold 10/18/10 
11. 
12. PUTNAM IRA: (see line 13) 
13. Balanced Retirement Cl-A Dividend 
14. 
15. DREYFUS (see line 16) 
16. Tax Exempt Fund Dividend 
17. Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 G=$!00,001-$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Marrero, Victor 
08/23/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross valu. end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (2) (I) (2) (5) 
Place (X): after each asset Amount Type (e.g., Value Value Date Value 
Gain Idntity 
exempt prior disclosure Code div., rent; ,Code2 Method btiy; sell; Code2 
Code 
buyer/seller int.) Code3  redmptioh) 
(iJprivaie 
trahsactidn) 
18. SCHWAB(see line 19) 
19. ConEd -common stock Dividend Sold 07/26/10 
20. 
21. STATE TUITION SAVINGS PLAN Dividend 
22. 
23. JPMORGAN CHASE MONEY MARKET Interest 
24. 
25. NYC DEFERRED COMP. IRA Dividend 
26. 
27. CHASE TRADITIONAL IRA (see lines 28-32) 
28. JPMorgan High Yield Fund Dividend Buy 10/29/10 
29. JPMorgan Core Plus Bond Class Dividend Buy 10/29/10 
30. JPMorgan Emerg. Mkts Debt Dividend Buy 10/29/10 
31. MFS Emerg. Mkts Debt Dividend Buy 10/29/10 
32. Principal Global Diversified Inc. Dividend Buy 10/29/10 
33. 
34. FIDELITY ROLLOVER IRA: (see lines through 70) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Marrero, Victor 
08/23/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets lilcom.e during  Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) Place (X) after each asset Amount Type (e,g,,  value Type{e.g., Date Value 
::. 
exempt from prior disclosure Code2 Method buy, ell; Code buyer/seller 
 Code redemption) (J.P) 
  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001-$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period  reporting .(1) (4) (5) 
Place after each asset A.mount Type (e.g., Value : Type(e.g., Date Identity exempt from prfor disclo8ure  .:i:Jiv., rent,   Method buy, seU, 
.  
. iht.) redemption Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
Date Report 
Name Person Reporting 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Gross vhie:iirend  Transactions during reporting period (including assets) reporting period 
(5) 
Value (e.g:, Date Value Identity Method buy, sell, Ihm/dd/yy Code2 Code buyer/selier.  redemption) (J-P) (A-H) (ifprivate:: transactio)l) Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and D4) F=$50,001  $!00,000 G=$100,001 -$1,000,000 HI=$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000or less K=$15,001 -$50,000 =$50,001 -$!00,000 =$100,001 -$250,000 
(See Columns and D3) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) =Book Value V=Othcr =Estimated 
 
 
 
 
Date Report 
Name Person Reporting 
08/23/2011 
Marrero, Victor 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during Gross value end .Transactions during reporting period reporting ofreporting period 
(5) 
Amount (e.g., Value (e.g., Date Value Identity 
Code! div., rent, Code2 Method buy, sell, Code2 Code buyer/seller,. ilit.) Code redemption) (J-P) (ifprivate; 
(Q-W) transaction) lncome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -.$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00J -$50.000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column CZ) =Book Value V=Othcr =Estimated 
 
 
 
 
 
Name Person Reporting 
Date Report 
Marrero, Victor 
08/23/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions d 
reporting period eah Amount (e.g., Value Value Type(e.g., Date Value 
assets) 
ofreporting period 
 
:::::::: 
from prior 
(5) 
Ientit)rof 
 
.Place (X)_ 
div., rent, Code2 Method buy, sell, Code2 Code int.) (J-P) Code3 redemption) tratisactibi)) Income Gain Codes: (See Columns and D4) =$I ,000 less F=$50,001-$100,000 =$I ,00 -$2,500 =$100,001 -$1,000,000 =$2,501 -$5,000 =$1.000,001 -$5,000.000 =$5,001 -$15,000 =More than $5,000,000 =$15,001 -$50,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes (Sec Column C2) =Appraisal =Book Value =Cost (Real Estate Only) V=Other =Assessment =Estimated =Cash Market 
 
 
 
Date Report 
Marrero, Victor 
08/23/2011 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (1ne1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description ofAssets Income during Gross lue erid Transactions duringreporting period 
(including tnist assets) reporting period ofreporting 
Place (X) after each asset Type (e.g., Value Date . Value Gain Identity ;exempt from prior disclos.ure Code diy., rent, Method sen; Code2 Code buyer/seller (A-H) int.) rde1nption) (JP) (if transaction) 
222.  FIDELITY SEP IRA: (see lines 223 through 286) 
223. Fidelity Strategic Advs Value Fund (name change line 226) Buy 02110110 
224. Buy 03/30/10 
225. Buy 03/31/10 
226. Strategic Advs Value Fund (name change from line 223) Dividend 06/25/10 
227. Buy 09/21/10 
228. Sold (part) 10/27/10 
229. Fidelity Pas Small-Mid Cap (name change 230) Dividend 08/20/10 
230. Strategic Advs Pas Small-Mid Cap (name change from ln229) Dividend 08/20/10 
231. Fidelity Pas Int! ofFds (name change line 233) 02110110 
232. Buy 06/16/10 
233. Strategic Advs Pas Int! ofFds (name change from 231) Dividend 08/20/10 
234. Sold (part) 10/27/10 
235. Fidelity Pas Oppor ofFds (name change line 236) Dividend Sold (part) 03/30/10 
236. Strategic Advs Pas Opp (name change from 235) Dividend 08/20/10 
237. Fidelity Strategic Advs. Core Fund Dividend Buy 03/30/10 
238. Buy 06/16/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,ooo =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$1 00,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25.000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Marrero, Victor 
08/23/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description cif Assets (including trust assets) Income during reporting period Gross value. end reporting. period p::.:. Transactions d!ring:ieporting period 
Place (X) after each asset exempt from prior disclosure Type (e.g:; div.i rent,, int.) Code.2: Value Method Code (1) Type(e.g;, buy, sell, redemption) (2) Date Value Code! (5) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,00I -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Marrero, Victor 
08/23/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
 
Description ofAssets Income during Transactions duringfeporting period 
(including assets) reporting period 
 
....... (5) 
Place each asset Amount Ideniiiy exempt disclosure Code! Code Code buyer/sellefi 
transaciioil) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 D=$5,001-$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More 1han $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Marrero, Victor 
08/23/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
273. Perkins Mid Cap Value Sold 03/30/10 
274. Lazard Emerging Mkts Open Dividend Sold 10/27/10 
275. Mainstay Cap Sold 06/16/10 
276. Merger Fund Buy 03/30/10 
277. Sold 09/21/10 
278. Metropolitan West Low Dur Dividend 
279. Pimco Total Retrn Adm Shs Dividend 
280. Pimco Short Term Adm Shs Dividend Buy 02/10/10 
281. Buy 09/21/10 
282. Rowe Price High Yid Adv Dividend Sold (part) 02/10/10 
283. Rowe Price Short Term Fund Adv Dividend Buy 10/27/10 
284. Rowe Price Mid Cap Value Buy 03/30/10 
285. Sold 09/21/10 
286. Templeton Global Dividend 
 
L.Jncoine Gain Codes: A=$1,000 ()rless B=$1;001 $2;500 =$2;501 -$5,000 0=$5,0()1-$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,00l $100,000 ;;,$100,00F$I;OOO,OOO HI =$1,000,001,$5,000,000 =More than $5;000,000 Value Codes J=$15,000orless =$15,00)c $$0,000 L=$50,001 $100,000 =$100,00) -$250,000 
(See Columns and 03) N=$250,001 -$500,000 0=$500,001 $1,000,000 PI=$1,000,001 $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal R=Cosi (RealEstate Only) S=ASsessmC:nt T=Cash Market 
(See Column C2) =Book Value V=Other W=Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Marrero, Victor 
08/23/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate partofreport.) part VII, several transactions are recorded with respect specified Fidelity Investments funds the names which reported the 2009 Report were changed Fidelity June 25, 2010 and August 20, 2010. each transaction, the fund reflected the line with the original name the first transaction the year and the line with the new name the date the change. 
 
 
 
 
 
Date Report 
Marrero, Victor 
08/23/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Victor Marrero 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544