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Judicial Watch • Wade Brorby – 2007

Wade Brorby – 2007

Wade Brorby – 2007

Page 1: Wade Brorby – 2007

Category:Federal Judges

Number of Pages:18

Date Created:November 20, 2008

Date Uploaded to the Library:September 24, 2013

Tags:brorby, Wade Brorby, reports, Schwab, 2007, INVESTMENTS, EPA, transactions, dividend, ICE, CIA, Federal Judge, income, Judge


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POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[ZJ NONE (No reportable positions.) 
POSITION 
 
 
 
II, AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[ZJ NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
Ill. N-JNVESTMENT COME. {Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion ofth;O,UUO =S50,001 S250,000 
(See Columns and 03) =$250,001 -S500,000 =S00,001. Sl,000,000 =S!,000,001 -P2 =SS,000,001 -S25,000,000 =$25,000,001 -$50,000,000 Value Method Codes =Appraisal :=:Cost (Real Estate Only) =Assessment (See Column C2) ::oBook Value =Other =Estimated 
Date Report 
07/08/2008 
BRORBY, WADE 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) Part -It desire amend previous financial reports show that Co-trustee Trust #1. trustee, owns whole life policy insuring life. The insurer Prudential Insurance Company. this policy not held 
income received reported under Part III (Non-Investment Income). Part VII -Most our investments are managed Charles Schwab Co. under service described Schwab Private Client. 
Part VII have changed the organization report and now list ownership most assets under Aggregate Ownership Arrangements. All assets not owned under such arrangement are listed separately. 
Part VII, lines 36, 45, -The two funds designated with are merely holding funds. should noted that when income received from particular investment placed one two these Schwab sweep funds. When new investments are purchased, funds are taken from one these funds pay for the new investment. These funds are the (!) Schwab Muni Money Fund Sweep (SWX:XX); and (2) Schwab Cash Reserves Sweep Fund (SWSXX). 
Part VII -Where possible have included the commonly known stock symbols and stock names. This change from previous reports and this change should help avoid any mistakes future reports. 
Part VII, line -Janu Growth Income (JAGIX) was inadvertently omitted from 2006 and 2007 Reports. was purchased 1/11/06. 2006 Annual and Amended Reports are hereby amended reflect this purchase with income amount code column B(I), Div. column B(2), value code ofK column C(l), value method code ofT column C(2), and had value code ofK column D(3). 
Part VII, line -Tweedy Browne Global Value (TBGVX) was inadvertently omitted from previously filed 2007 Report. 2006 Annual and Amended 
 
 
 
Reports are hereby amended reflect that the 6/22/06 Sale shown those reports was Partial Sale, with value code column C{l) and value method 
code ofT column C{2). 
Part VII, lines and -The !shares Lehman Aggregate Bond Fund (AGG) was previously listed under Lehman Brothers Aggregate Bond Fund. Multiple purchases were made under IRA# and IRA#2 the same date (2/21) and have been combined into one listing under each Aggregate Ownership Arrangement. The value code Column D(3) reflects the total value assets purchased that date. 
 
10. 
Part VII -The !shares Cohen Steers Realty Majors Index Fund should not have appeared the 2006 and 2007 reports was sold 717105. 
2005 report hereby amended reflect this sale and show value code ofK column D(3), and gain code ofC column D(4). 
 
 
11. 
Part. VII, line -Nuveen Multi Strat Incrm (JPC) was identified Nuveen Preferred Convertible (stock) previous reports. 
 
12. 
Part VII -Charles Schwab accounts are now listed under Schwab. 
 
13. 
Part VII -The Charles Schwab Small Cap Index Fund should not have been listed 2004-2007 Reports was sold 4/21/03. 2003 Annual 
Report hereby amended reflect this sale and show value code column D(3). There was loss the sale. Subsequent reports are hereby amended 
omit this item from ownership. 
 
 
14. 
Part VII -The Charles Schwab 1000 Fund should not have appeared previously filed 2007 Report was sold 4112106. 2006 Annual and 
Amended Reports are hereby amended reflect this sale and show value code ofK column D(3) and gain code ofC column D(4). 
 
 
15. 
Part VII, line -Purchase Schwab Tax Free Yeild Plus (SWYTX) 7/18/07 reflected this amended report was inadvertently listed purchase Charles Schwab Yield Plus Inv. Shares (SWYPX) prevously filed 2007 Report. 
 
16. 
Part VII, line -The Schwab Muni Money Fund (SWTXX) was identified Charles Schwab Fund previous reports. 
 
17. 
Part VII, line -The Schwab Dividend Equity Select Shares (SWDSX) was inadvertently omitted from the 2004 through 2007 Reports. 2004 Annual Report hereby amended reflect the Schwab Dividend Equity Select Shares (SWDSX) was purchased 8/4/04 with income amount code column B(l), Div. column B(2), value code Kin column C{l value method code ofT column C(2), and value code Kin column D(3). was also purchased 12/9/04 with income code column B(l), Div. column B(2), value code Jin column C(l), value method code ofT column C(2), and value code Jin column D(3). Subsequent reports are hereby amended reflect ownership this item with income amount code Bin column B(l), Div. column B(2), value code ofL column C{l), and value method code ofT column C(2). 
 
18. 
Part VII, line -The Schwab Large Cap Growth Fund (SWLNX) was inadvertently omitted from 2006 Annual and Amended Reports and the previously filed 2007 Report. was purchased 1111/06 and 2006 Annual and Amended Reports are hereby amended reflect value code ofK column D(3). The following should have been reported subsequent reports for this fund: Column B(l) Column B(2) Div.; Column C{l) and Column C(2) Part VII, lines 18, 21, -The following Sales listed the previously filed 2007 Report should have been listed Partial Sales and have been corrected this Amended Report: !shares Trust SP 500 Index Fund(IVV) (4/9 Sale); Schwab Premier Equity Select Investor Shares (SWPSX) (1/9 Sale); Schwab Yield Plus Inv. Shares (SWYPX) (10/24 Sale); Laudus Discovery Inv. (RDIVX) (10/ Sale). 
20. 
Part VII, line -UMB Scout Worldwide Mutual Fund should not have been listed the prevously filed 2007 Report was sold 12/1/06, shown the 2006 Annual and Amended Reports. The 4/9/07 Sale under that listing should have appeared Partial Sale under the UMB Scout International Fund, shown this Amended Report. 
 
21. 
Part VII, line -The Vanguard Inter Tenn Tax Exempt Fund (VWITX) was identified Vanguard 500 Index Fund previous reports. 
 
 
 
 
Date Report 
BRORBY, WADE 
07/08/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compllance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIE AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544