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Judicial Watch • Wade Brorby – 2009

Wade Brorby – 2009

Wade Brorby – 2009

Page 1: Wade Brorby – 2009

Category:Federal Judges

Number of Pages:10

Date Created:September 10, 2013

Date Uploaded to the Library:October 03, 2013

Tags:Sweep, brorby, Wade Brorby, Equity, Small, Schwab, trust, 2009, EPA, transactions, TRUSTS, dividend, IRS, ICE, CIA, Federal Judge, income, Judge


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AOIO Government Act 1978 
Rev. 111010 
FOR CALENDAR YEAR 2009 U.S.C. opp. JOI-I JI) Penon Reporting (last name, first, middle initial) BRORBY, WADE Tltlr (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge  Senior Court Organization Tenlh Circuit 5. Rtport Typt {check appropriate type) Nominalion. Date Initial Annual Sb. Amended Report Final Datt l!eporl 04/0612010 Rtportlng Period 01/01/2009 12/31/2009 Chamben Office AddrHs P.O. Box 1028 Cheyenne, 82003 the basis the Information contained this Report and any modlntatlons pertaining thereto, ls, opinion, compllsncr with 1pplkable lsws snd regul1tlons. Rrvlewlng Officrr Dair 
 
IMPORTANT NOTES: The instructions accompan)ing this form must followed. Complete all parts, checking the NONE box for each part where you ha1e reportable information. Sign last page. NS. (Reporting individI 011y; see pp. 9-13 fillnt: instrRctwns.) NONE (No reportable positions.) Co-Trustee Trust 
 
 
 
Brorby, Wade 
 
 
III, NON-INVESTMENT ME. (Reporting lndlvlll11al and spouse; mpp. 7-U offiling instructions.) Filers Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 
 
 
(yours, not spouses) Spouses Non-Investment Income lf)Ou were maied during any portion th reportingJar, co1nplete 1hls srction. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 11125/09 Prudential Insurance -Policy Dividend  See Part VIII 
IV, REIMBURSEMENTS -transportation, lodging, food, entertainmen 
(Includes those spouse and dependent children; see pp. 1527 filing instT11ctfons.) 
[{] NONE (No reportable reimbursements.) 
 
 
 
 
 
04/06/2010 
BRORBY, WADE 
V GIFTS. (lnduda those spoils. and dependent children; see pp. 28-Jl filing instructions.) 
[Z] NONE (No reportable gifts.) 
VI. LIABILITIES. (lncluda those spouse and dependent children; set pp. J2-JJ filing instructions.) 
[Z] NONE (No reportable liabilities.) 
 
 
 
 
 
04/06/2010 
BRORBY, WADE 
VII. INVESTMENTS and TRUSTS -incow.e, value, transactions (Includes thou SpoRse 1znd Jepend ...1 chi/Jn:n; ...pp. U-60 filing instrRClions.) NONE (No reportable income, assets, transactions.) 
Gross value end (including trust assets) 
Description Assets Income during reporting period reporting peri Value VaucAmount Type (e.g., 
Code 
(1}2) Code 
div., rent, 
(AH) int.) (J-P) 	Code (Q-W) 
------o:------------, 
Transactions during n-porting period 
___(S) 
Type (e.g., Date Value Gain Identity buy, sell, !mm/dd/yy Code Code buyer/seller 
rcdcm=--t(J-P) (A-H) (ifprivate 
tion) 
transaction) 
--- ---./ IRA#!: --Acadian Emerging Markets Portfolio (AEMGX) --Artio IntI Equity Fund (BJBIX) IntJDiv. --Dodge Cox Intl Stock Fund (DODFX) Buy (add!) 11/04/09 --Exxon Mobil Corp. (stock) (XOM) Sold 07122109 --Federated Total Retn Bond (FTRFX) Buy 07122/09 --!shares Barclays Agg. Bond Fund (AGG) --!shares Trust 500 Index Fund (IVY) --Johnson Johnson (stock) (JNJ) Sold 07122/09 
10. 11. --Loomis Sayles Bond Fund (LSBRX) --Manning Napier World Oppty. (EXWAX) Buy (add1) 01120/09 
12. Buy (addI) 02/20/09 
13. Buy (add!) 03120/09 
14. Buy (add!) 04120109 
15. --Merrill Lynch 6.45% (MER+K) Sold 07122/09 
16. --Morgan Stanley 6.6% Cap Trust (MSZ) Sold 07/22109 
17. --Nuveen Multi Strat (JPC) Sold 07/22109 lnttmcGain COOes: >=Sl,000 less =Sl,001  S200 =S2,SOI -SS.000 DsSS,001  SIS,000 515,001-SS0,000 (See Columns and 04) =150,001  SI00.000 SI00,001  Sl.000.000 Sl,000,001  Sl,000,000 =More than SS,000,000 =SIS,000 less StS.001-SSO,OllO =SS0,001  $100,000 SI00,001  $250,000 See Columns and Dl) S2SO,OO  $500,000 =$500,001  1,000,000 Sl,000,001  SS,000,000 ss.000,001. s2s.ooo.ouo S2S,000,001  $50.000,000 =More thao S50,000,000 
Value Method Cudc::s Apprai!>lll Cost (Real Estate Only) =A$Sessment i::::Cash Market 
See Column C2) =Book Value V-Othcr =Estimated 
 
 
04/0612010 
BRORBY, WADE 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1rn:tuaes those spouse aepmamr chaar.n; see PP. J4-6o offitin1: instr,,ctfons.J NONE (No reportable income, assets, transactions.) 
reporting period 
c11 -4i---- - 
Type g., ti/ Volue Gain 
Date 
buy, sell, GCoJe 1buyer/seller 
Description Assets 
(including trust assets) 
D.B. 
Transactions during reporting period 
Gross value end reporting period 
Amount [ype(cg., 
 Code div., rent, 
t:_ orint.Value Value Identity r1acc (X) after each asset 
exempt from prior disclosure 
mm/dd/yy Code Code Method 
(J-P) (A-HJredemption) 
(1fpria1c transactionJ ___ 
------_ J___ 
18. --Parnassus Equity Income Fund (PRBLX) 19. 20. Buy (addI) Ouy (addI) Buy(addI) 01120/09 02120/09 03120/09 
21. Ouy(addI) 04/20/09 
22. --Pimco Total Return Fund Class (PTTDX) 
23. -Royce Pennsylvania (PENNX) 24. --Royce Fund YTRX) Buy 11116109 
25. --Schwab Premier Equity Select (Investor) Shares (SWPSX) Sold 07/22/09 
26. --Sector SPDR Tech Select Shares (XLK) Buy 07/22/09 
27. --SPDR Div. ETF (SOY) Ouy 07/22/09 
28. --UMB Scout International Fund 
29. --Value Line Emerging Oppty. Fund (VLEOX) Buy (addI) 01120109 
30. 31. Buy (addI) Buy (addl) 02/20/09 03/20/09 
Buy(add!) 04/20/09 33. Sold 11/ 13/09 
34. TRUST#!: Jnt.!Div. Income Galn Codes: $ ,000 less St,001-S2,500 $2,501 -S5,0QO S5,001 -St5,000 ESl5,00I -$50,()()() (Sec Columns and D4) sso,001 -s100.ooo :SJ00,001-Sl,000,000 Sl,000,001 -Sl,OQ0,000 =More than ,000,000 Value Codes J-SI S,000 less --S15.001  S50,000 $50,001  SI00,000 :oS 00,00  5250,000 
(See O>lam and OJ) $250,001  SS00,000 S500,00l -Sl,000,000 Sl,000,001  SS,000,000 $5,000,001  525,000.000 S25,000,001  S50,000.000 Mon: than SS0,000,000 Value Metho