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Judicial Watch • Wade Brorby – 2012

Wade Brorby – 2012

Wade Brorby – 2012

Page 1: Wade Brorby – 2012

Category:Federal Judges

Number of Pages:10

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Wade Brorby, Schwab, Estimated, Estate, 2012, Gross, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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Government Act 1978 Rev. FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report  
BRORBY, WADE Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge -Senior  Tenth Circuit Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final  03/15/2013 Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
P.O. Box 1028 
Cheyenne, 82003 

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Co-Trustee Trust 

JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instrctions.) Filer's Non-Investment Income [Z] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 11/25/12 	Prudential Insurance -Policy Dividend -See Part VIII 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 

[Z] 	
NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[2] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and depent1en1 children; see PP 34-60 offiting instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (1) (2) (I) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: I.000 less =$1 ,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15.00 -$50.000 (Sec Columns and 04) F=$50,00l -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 =More than $5,000.000 
Value Codes =$15.000 Jess =$15.001 -$50.000 =$50.001 -$!00.000 =$!00.001 -$250.000 

(Sec Columns and 03) =$250.00 -$500,000 =$500.00 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) =Book Value V=Other =Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (I) (I) 
(3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code  Type (e.g., div., rent,  Value Code  Value Method  Type (e.g., buy, sell,  Date mm/dd/yy  Value Code  Gain Code  Identity buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1.000 Jess 41,001 -$2,500 =$2.501 -$5.000 =$5,001 -$15.000  E=$15.00I -$50.000  
(See Columns and 04) =$50.00 -$I 00.000 4100.001 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes 415.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fitinc instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

{I) (2) {I) {I) (3) (4) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code  Type (e.g., div., rent,  Value Code2  Value Method  Type (e.g., buy, sell,  Date mm/dd/yy  Value Code  Gain Code  Identity buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
35. 
--!shares Trust SP Global (IXG) 

Sold 07/17/12 
36. 
--!shares Trust SP Global Energy (IXC) Buy 01/06/12 (add'!) 

37. 

Sold 07/17/12 (part) Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000 (See Columns and 04) F=$50.00l -$100.000 =$100.00 -$1.000.000 =$1.000.001 -$5.000.000 112 =More than $5.000.000 
Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and D3) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment 
(Sec Column C2) =Book Value =Other =Estimated 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 
(I) (I) 
(2) 
(4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mmldd!yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
52.  --Vanguard Small Cap (VB)  

--Wells Fargo Advantage Bd. (STSMX) 
54. JRA#2: IntJDiv. 

1.Income Gain Codes: 41.000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50,000  
(See Columns D4)  F=$50.001 -$100.000 =$100.001 -$1.000.000  fll =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes 415.000 less =$15,001 -$50.000 =$50.001 -$I 00.000 =$100.00 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500.001 I.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

BRORBY, WADE 
03115/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes t1tose spouse and dependent c1tildren; see PP 34-60 line instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) 
(1) (2) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code  Type (e.g., div., rent,  Value Code  Value Method  Type (e.g., buy, sell,  Date mm/dd/yy  Value Code  Gain Code  Identity buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. Jensen Portfolio (Fund)  Dividend  
70. Peoria, (Bond)  Interest  
71. Prudential Insurance Co. (Stock)  Dividend  
72. Rainier Small/Mid Cap Equity Fund (RIMSX)  Dividend  
73. Rydex Technology Fund  Dividend  
74. Wyo. Bank Trust (Various Accounts)  Interest  

J.Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2.501 -$5.000  0=$5,001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000  0=$100,001 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00I -$I 00.000 =$100.00 -$250.000  
{Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Me1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
03/15/2013 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ort.) Part III
y:,,:'''W""'' trustee, owns whole life policy insuring life. The insurer Prudential Insurance Company. this policy not held investment,' the Hcy income received reported under Part IIl.B (Non-Investment Income). 
Part VII -Most our investments are managed Charles Schwab Co. under service described Schwab Private Client. 
Part VII list ownership most assets under Aggregate Ownership Arrangements. All assets not owned under such arrangement are listed separately. 
Part VII -The funds designated with **are merely holding funds. should noted that when income received from particular investment placed one these Schwab "sweep" funds. When new investments are purchased, funds are taken from 
one these funds pay for the new investment. These funds are the (I)Schwab Muni Money Fund Sweep (SWXXX); and (2)Schwab Cash Reserves Sweep Fund (SWSXX). Part VII -Where possible have included the commonly known stock symbols and stock names. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, aud that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq.,5 U.S.C.  7353, and Judicial Conference regulations. 
Signature: WADE BRORBY 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544