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Judicial Watch • Wade Brorby Financial Disclosure Report for 2006

Wade Brorby Financial Disclosure Report for 2006

Wade Brorby Financial Disclosure Report for 2006

Page 1: Wade Brorby Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:10

Date Created:September 13, 2007

Date Uploaded to the Library:November 23, 2013

Tags:brorby, Wade Brorby, Schwab, Charles, 2006, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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POSITI NS. (Reporting individual only; see pp. 9-13 instructions.) 
[RJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[RJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report 
BRORBY, WADE 
05/02/2007 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
 NONE (No reportable non-investment income.) 

SOURCE AND TYPE 	INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 11/25/97 	Prudential Insurance -Policy Dividend -See Part VIII 

IV. REIMBURSEMENTS -transportation, /odging,Jood, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 	NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

BRORBY, WADE 
05/02/2007 
V GIFTS. (Includes those spouse and dependent children. See pp. 18-31 instructions.) [KJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VJ. LJABJLJTJES. (Includes those spouse and dependent children. See pp. 31-33 instructions.) 
[KJ NONE (No reportable liabilities.) 

DESCRIPTION VALUE CODE 

05/02/2007
BRORBY, WADE 

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reportillg period  reportingperiod  

(2) 
(2) 
(I) 
(3)  (5)  
Value  Gain  Identity  
Code2  Code  buyer/seller  
(J-P)  (A-H)  (ifprivate  
transaction)  

Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g. div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, redemption)  Acadian Emerging Markets Portfolio  Dividend  Sell Buy 
Date Month-Day 
6/22 
12/14 Buy 12/14 Buy 12/28 Accessor Small Mid Cap Fund Dividend Buy 9/26 vonworth (bond)  Interest  Bank America (stock)  Dividend  BBH Inflation Indexed Securities Fund Class  Dividend  Buy Buy  6/29 9/28  
10.  Buy  10130  
11.  Black Decker (stock)  Dividend  
12.  California SP Small Cap Index Fund  Dividend  Sell  6/22  
13.  Campbell County Abstract Co. (stock)  Dividend  
14.  Campbell County Oil Royalty  Royalty  
15.  Charles Schwab -1000 Fund  Dividend  
16. 17.  Charles Schwab Cash Reserve Sweep  Charles Schwab -MM Fund  Dividend Interest  Buy/Sell  Var. Income Gain Codes: =$1,000 less =$1,001 -S2,500 =$2,50  S5,000 =S5,00I  Sl5,000 415,001 -S50,000  
(See Cohunns aod D4) =$50,001 -$100,000 =$100,001  $1,000,000 =$1,000,001  $5;000,000 =More than $5,Q00,000 Value Codes =$15,000 less  K=$15,001 $50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,00  $500,000 =$500,00  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value  W=Estimated  

Name Person Reporting 
Date Report 
BRORBY, WADE 
0510212007 
instructions.)
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. See pp. 34-60 filing NONE (No reportable income, assets, transactions.) 
Description ofAssets 
(including trust assets) 

Place "(X)" after each asset 
from priordisclosure 

18. 	
Charles Schwab -Municpal Fund (tax Dividend Buy/Sell Var. free)  

19. 
Charles Schwab Premier Equity Investor Dividend Buy 12/21 Shares 

20. Buy 12/28 

21. 
Charles Schwab -Small Cap Index Fund Dividend Income during reporting period Gross value end reporting period Transactions during reportingjJeriod  
(1) Amount Code (MI) exe (2) T)'pe (e.g. div., rent, int.)  Value Code2 (J-J>)  Value Method Coclo3 (Q-W)  (1) Type (e.g. buy, sell, redemption) (2) Date Month-Pay  (3) Value Code2 (J-P)  Gain code (A-H)  mpt  (5) JdOl!tity buyer/seller (ifprivate transaction) Income Gain Codes: 1,000 less  B=$1,0-01 -$2,500 =$2,501 -$5,000 =$5,0-01 -$15,00-0  E=$15,0-0l -$50,00-0  
(See Columns and D4)  F=$50,0-01 -SID0,0-00  G=$10-0,0-01 -$1,000,000 =$1,0-00,001 -$5,0-00,0-00 =More than $5,000,0-00 Value Codes  J=$15,00-0 less  K=$15,0-01 -$50,000  L=$50,001 -$10-0,000 100,001 -$250,0-00  
(See Columns and D3)  N=$250,0-01 -$50-0,000  0=$50-0,0-01 -$1,000,00-0 =$1,00-0,0-01-$5,0-00,00-0 =$5,0-00,001 -$25,00-0,000 Value Method Codes =$25,0-00,0-01 -$50,000,000  R=Cost (Real Estate Only) =More than $50,000,00-0 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment  
U=Book Value =Estimated  

0510212007
BRORBY, WADE 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Income dliring Gross value end  Transacti011s during reporting period  
reporting period  reporting period  
{2)  (2)  (2) (3)  (5)  
Amount Type (e.g.  Value Va)ue  T)'pe (e.g.  I)ate Value Gafn  Identity  
Coile div., rent,  Code2 Method  buy, sell,  Month-Code Code  buyr/seller  
(A-H) int.)  (H) Code3  redemptipn)  Day (J-P) (A-H)  (ifprivate  
(Q-W)  transaction)  

Description qfAssets includh1g .trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
Clipper Fund Dividend 
36. Exxon Mobil Corp. (stock) Dividend Buy 3/13 
37. Buy 6/12 
38. Buy 9/12 Buy 12/11 
40. Federal Homeowner Lending Mortgage Interest 
Federal Home Loan Bank (notes) Dividend 
42. Federal National Mortgage Interest 
43.  First National Bank Gillette -various bank accounts  Interest  
44.  !shares Cohen Steers Realty Majors Index Fund  Dividend  

Jensen Portfolio (fund) Dividend 
46. 
Johnson Johnson (stock) Dividend Buy 6/14 
47. Buy 9113 Buy 12/13 

49.  Julius Baer Int'! Equity Fund  Dividend  Sell  10/3  
50.  Sell  10/4  
51.  Buy  12/27 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5;000 D=S5,001.-Sl5,000 =$15,001 -$50,000 (See Columns aod 04) =$50,001 -$100,000 =$100,Dql -Sl,000,000 =Sl,000,001-S5,000,000 =More than $5,000,000 Value Cod =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 M=Sl00,001-$250,000 
-$5,000,000 =$5,000,001 -$25,000,000 

(See olwnns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,00.1 =$25,000,001 -$50,000,000 =More than $50,000,000 =Appraisal =Assessment, Value Method Codes =Cost (Real Estate Only) =Cash Market 
(See Column C2) =Other =Book Value =Estimated 

Name Person Reporting 
Date Report 
BRORBY, WADE 
0510212007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Asspts (including trust assets) 
Place "(X)" after. each asset exempt from prior'disdosure Income during reporting period 
Amount (e.g. 
Code div.1 rent, 
Gross value end reporting period 
Value Value 
Code2 Method 
Transactions during rporting period 
(3) 
(5) 
Date 
Value 
Gain. 
Identity 
Type (e.g. 
Month
Code2 
buyer/seller
buy, sell, 
Code! 
(A-H) int.) 
Code3 
redemption) 
Day
(J-P) 
(JP) 
(Q-W) 
(ifprivte 
transaction) Income Gain Codes: 1,000 less =$1,001 -$2,500  C=S2,501-S5,000 =$5,001 -$15,000 ,00 -$50,000  
(See Columns and D4) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$l 5000 Jess =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001  $500;000  0=$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Cndes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
05/02/2007
BRORBY, WADE 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end (including trust assets) reporting penod reporting pei;iod 
Description Assets lncomeduring
 
Amount 
Type(e.g. Value
Place "(X)" after each asset 
Code 
div., rent, Code2
exemptfrom prior disclosure 
(A-H) int) (J-P) 

(2) (1) 
Value Type(e.g. Method buy; sell, CodeJ redemption) 
(Q-W) 
Transactions during reporting period 

(2) 
Date Month-Day 
(3)  (4)  (5)  
Value  Gain  Identity  
Code2  Code!  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

69. Buy 12/13 Income Gain Codes:  A=$1,000 Jess =$1,001 -$2,500 =$2,501 -S5,000 =$5,001 -$15,000  E=Sl 5,00l -$50,000  
(See Columns and D4)  F=$50,001 -$100,000 =$100,001 -$1 ,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 415,000 less  K=$15,001 -$50,000 =$50,001 -SJ00,000 =$100,001 -$250,000  
(See Columns and D3)  N=$250,001 -$500,000  0=$500,001 -Sl,000,000 =Sl,000,001-$5,000,000 =$5,000,001  $25,000,000 Value Method Codes  P3=$25,000,001 -S50,000,ooo  R=Cost (Real Estate Only)  P4=More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other  S=Assessment  
U=Book Value  W=Estimated  

0510212007
BRORBY, WADE 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (JndicatepartofReport.) 
?ur assets are owned the Brorby Revocable Trust the Wade Brorby Irrevocable Insurance Trust the individual name either myself  
trustee, owns whole life policy insuring life. The insurer Prudential Insurance Company. this policy not held investment, the received reported under Part III (Non-Investment Income). 
Most our investments are managed Charles Schwab Co. under service described Schwab Private Client. This fund holding fund. All income from the various investments held Schwab paid into this fund. When the total the monies this fund becomes sufficient, additional investments are then purchased. All income paid into this fund reflected the line item the source investment; i.e., the investment paying the dividend interest which went into this fund. All investments purchased with monies from this fund are reflected the appropriate line item. there are many "buys" (money from investments) and "sells" (money used purchase another investment), have not set forth each transaction with this fund; however, all transactions are reflected under the source investment the newly purchased investments. set forth each transaction this fund would, fact, result overstating both income and assets. The income reflected the line item for this fund only the income earned directly from this fund based upon the money actually the fund. 

BRORBY, WADE 
05/02/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544