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Judicial Watch • Wade Brorby Financial Disclosure Report for 2008

Wade Brorby Financial Disclosure Report for 2008

Wade Brorby Financial Disclosure Report for 2008

Page 1: Wade Brorby Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:10

Date Created:October 21, 2009

Date Uploaded to the Library:November 23, 2013

Tags:Sweep, Wade Brorby, Reserves, International, Schwab, Market, 2008, INVESTMENTS, EPA, transactions, TRUSTS, Financial Disclosure, ICE, CIA, income, Judge


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Brorby_Wade 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 11/25/08 Prudential Insurance -Policy Dividend -See Part VIII 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) 
[Z] NONE (No reportable reimbursements.) GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 

[ZJ NONE (No reportable liabilities.) 
VALUE CODE 

Name Person Reporting 
Date Report 
BRORBY, WADE 
03/11/2009 

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: l,000 less =$1,001-$2,500 =S2,501 -$5,000 D=SS,001-$15,000 =SJS,001 -SS0,000 (See Columns and 04) =S50,00I -$100,000 =SI 00,00  ,000,000 =Sl ,000,001 -$5,000,000 =More than $5,000,000 =$50,001 -$100,000 =SI00,001 -$250,000 
(Sec Columns and 03) =$250,00 -$500,000 0=$500,001-Sl,OOO,OOO =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Codes =$15,000 les5 =$15,001  $50,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
Name Person Reporting Date Report 
BRORBY, WADE 0311112009 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.)
NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(5)(1) 
(2) 
(1) 
(2) 
(2) (3) 
Place "(X)" after each asset exempt from prior disclosure 
18. 	
--Pimco Total Return Fund Class (PTTD 

19. 
--Royce Fund (RYTRX) 

20. 
21. --Schwab Cash Reserves (SWSXX) 
22. 
23. --Schwab Premier Equity Select (Investor) Shares (SWPSX) 
24.  --Schwab Value Advantage Money Fund  Buy  6/3  
(SWVXX)  
25.  Sold  11128  

26. 
--Schwab Yield Plus Inv. Shares (SWYPX) 

27. 
--UMB Scout International Fund 

28. 
--Value Line Emerging Oppty. Fund (VLEO 

29. 

30. 

31. TRUST#!: None 
Amount  Type(e.g.,  Value  Value  
Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code3  
(Q-W)  

Type(e.g., buy, sell, redemption) 
Buy 
Buy 
Buy 
Buy 
Sold (part) 
Sold 
Buy 
Buy 
Buy 
Buy 
Date 
Month Day 

612 
11/28 
12/1 
12/16 
6/2 
3/3 
612 
612 
11128 
12/23 
Value Code (J-P) 
Gain 
Identity Code 
buyer/seller (A-H) 
(if private transaction) 
--A vonworth School Bond 
--Bank America Corp. (BAC) 
--Black Decker Corp. (BDK) 	Sold 612 Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,50 -$5,000  O=S5,00l -S15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -SI00,000 =SI 00,00 1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =m,001  $50,000 =$50,001  $100,000 100,001  $250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =S5,000,001  $25,000,000 =$25,000,001  $50,000,000 =More than S50,000.000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Seo Column C2) =Book Value  V=Othor =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) 
(2) (1) 
(2) 
(3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Codc  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  
Buy  12/3  

--Schwab Muni Money Fund Sweep (SWX 
XX)** 
54. --Tweedy Browne Global Value (TBGVX) Sold 6/3 
55.  --UMB Scout International Fund  Buy  8/26  
56.  --Vanguard Intertenn Tax Exempt Fund  Buy  612  
WITX)  
57.  --Wells Fargo Advantage Bd. (STSMX)  Buy  3/3  
58.  --West Contra Costa, Bond  Matured  8/1  

--Wilmington 3.6% Bond Matured 12/1 
60. 
IRA#2: Int./Div. 
61. 
--!shares Barclays Agg. Bond Fund GO) (fonnerly Lehman) 

62. 
--Laudus Discovery Inv. (RDIVX) 

63. 
--Schwab Cash Reserves Sweep (SWXXX) 
64. 
--UMB Scout International Fund 

65. 
TRUST#2: Dividend 

66. 
--Schwab Cash Reserves Sweep (SWSXX) 
Campbell County Abstract (Stock) Dividend 
68. Campbell County Oil Royalty  Royalty Income Gain Codes: (Sec Columns and D4) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =$1,000 less =$50,001 -SI00,000 =Sl5,000 less =$250,00I -$500,000 =S25,000,00I -$50,000,000 =Appraisal =Book Vahle =Sl,001 -$2,500 G=SI00,001 -$1,000,000 =$15,001  S50,000 =$500,00I  ,000,000 =Cost (Real Estate Only) V=Othcr =$2,501 -$5,000 =Sl,000,001-$5,000,000 =$50,001  SJ00,000 =$1,000,001 -$5,000,000 =More than $50,000,000 =Assessment =Estimated =S5,00! -$15,000 =More than S5,000,000 =SI00,001  S250,000 =$5,000,001 -$25,000,000 =Cash Market =$15,001-$50,000  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.J NONE (No reportable income, assets, transactions.) Income Gain Codes: =Sl,000 less =Sl.001-$2,500  c=$2.501 -$5,000  0=$5,001 -Sl5,000 =$15,001 -$50,000  
(Seo Columns and 04)  F=$50,001 -$100,000 =$100,001 -$1,000,000 =Sl,000,001  $5,000,000 =More than $5,000,000 Value Codes =S15,000 lC3:1 =SlS,001 SS0,000 =$50,00I -SI 00,000 =SI00,001 -$250,000  
(Seo Columns and 03)  N=$250,00 -$500,000  0=$500,001 -SJ,000.000 =Sl,000,001 -$5,000,000 =S5,ooo,001 s25,ooo,ooo  
P3=$25,000,001 -SS0,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Roal Estate Only) =Assessment  T=Cash Market  
(Seo Column C2) =Book Value  V=Othor  W=Estimated  

Name Person Reporting 
Date Report 

BRORBY, WADE 
03/1112009 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate partofReport.) 
Part III --as trustee, owns whole life policy insuring life. The insurer Prudential Insurance Company. this policy not held investment, the policy income received reported under Part 111.B (Non-Investment Income). 
Part VII -Most our investments are managed Charles Schwab Co. under service described Schwab Private Client. 
Part VII list ownership most assets under Aggregate Ownership Arrangements. All assets not owned under such arrangement are listed separately. 
Part VII -The funds designated with are merely holding funds. should noted that when income received from particular investment placed one these Schwab "sweep" funds. When new investments are purchased, funds are taken from one these funds pay for the new investment. These funds are the (1) Schwab Muni Money Fund Sweep (SWXXX); and (2) Schwab Cash Reserves Sweep Fund (SWSXX). 
Part VII -Where possible have included the commonly known stock symbols and stock names. 
Part VII -Artio International Equity Fund (BJBIX) was formerly known Julius Baer International Equity Fund (BJBIX); 
Part VII -!shares Barclays Aggregate Bond Fund (AGG) was formerly known !shares Lehman Aggregate Bond Fund (AGG). 

Date Report 
Name Person Reporting 
BRORBY, WADE 
03/11/2009 

IX. CERTIFICATION. certify that all information given above (including Information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any Information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  53, and Judicial Conference regulations. 
Signatur 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFI AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure 
Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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