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Judicial Watch • Wade Brorby Financial Disclosure Report for 2010

Wade Brorby Financial Disclosure Report for 2010

Wade Brorby Financial Disclosure Report for 2010

Page 1: Wade Brorby Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:9

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Sweep, brorby, Wade Brorby, Schwab, 2010, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Rev. Government Act 1978 FOR CALENDAR YEAR 2010 US.C. app.  101-111) Person Reporting (last name, first, middle initial) BRORBY, WADE Court Organization Tenth Circuit Date Report 04/11/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge -Senior  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address P.O. Box 1028 Cheyenne, 82003 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Co-Trustee 	Trust 

PARTIES AND TERMS 

Brorbv, Wade 

Date Report 
04/11/2011
BRORBY, WADE 
Ill. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 11/25/10 Prudential Insurance -Policy Dividend -See Part VIII 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
BRORBY, WADE 
04/11/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

Date Report 
BRORBY, WADE 
04/11/2011 

VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Gross value end (including trust assets) reporting period 
(2) (1) Place "(X)" after each asset Type (e:gc; Value Value 
exempt from prior disclosure 	Code2 Method Code.3 
(QW) IRA#!: Int./Div. 
--Acadian Emerging Markets Portfolio Sold 06111110 (AEMGX) 
--American Century Mid-Cap Value Fund Buy 10/14/10 (ACMVX) Income Gain Codes: =$1,000 orless =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Apprnisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
BRORBY, WADE 
04/11/2011 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end TraitsactiOns during reporting period (including trust assets) reporting period reporting period 
(1) (2) (2) (!) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (eg., Date Value Identity exempt from prior disclosure Code div., rent, Code Method buy, sell; Code2 Code! buyer/seller 
(A-H) int.) (J-P) Code redemption) (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 415,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,00  $500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
BRORBY, WADE 
04/11/2011 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end .  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  
(2)  (2)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Code2  Code!  buyer/seller  
(A-H) int.)  redemption{  (J-P)  (if private  
(Q-W)  transaction)  

--Laudus Growth Inv. U.S. Lg. Cap Growth Fd. (LGILX) 
36. 
--Oppenheimer Int'! Growth (OIGAX) 	Sold 10/14/10 

37. 	
--Parnassus Equ. Inc. Fd. (PRBLX) 

38. 	
--Schwab Muni Money Fund (SWTXX) 

39. 	
--Schwab Muni Money Fund Sweep (SWXXX) 

40. 	
--Sector SPDR Tech. Select Shares (XLK) 

41. 	
--Vanguard Interterm Tax Exempt Fund (VWITX) 

42. 	
--Vanguard Short Term Tax Ex. Fd. Inv. Buy 10/14/10 Shares (VWSTX) 

(add'!) Income Gain Codes: =$1,000 less 41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000orlcss =$15,001 -$50,000  L=$50,001-$100.000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
BRORBY, WADE 
04/11/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Inctudes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Income during  Gross value end  Transactions during reporting period  
reporting periocl  C>freporting period  
(1)  (2)  (3)  (4)  (5)  
Value  Value  Type(ecg:,  Date  Value  Gain  Identity  
Code2  Method  buy, sell,  mmldd!yy  Code2  Code  buyer/selier  
(J'P)  Code  redemption)  (H)  (A,H)  (ifprivate  

transaction) 
52. TRUST#2: Dividend 
--Schwab Cash Reserves Sweep (SWSXX) 
54. Bankers Trust (Bank Accounts) Interest Open 04/02/10 
Campbell County Abstract (Stock) Dividend 
56. Campbell County Oil Royalty Royalty Income Grin Codes: ,000 less 41,001 -$2,500 =$2,50 -$5,000 =$5.00 -$15.000 =$15,001 -$50,000  
(See Columns and D4)  F=$50,001 -$!00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 415,001 -$50,000  L=$50,001-$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25.000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment Cash Market  
(See Column C2) =Book Value Other =Estimated  

Name Person Reporting 
Date Report 
BRORBY, WADE 
04/11/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicatepartofreport.) Part III trustee, owns whole life policy insuring life. The insurer Prudential Insurance Company. this policy not held investment, the policy income received reported under Part 111.B (Non-Investment Income). 
Part VII -Most our investments are managed Charles Schwab Co. under service described Schwab Private Client. 
Part VII list ownership most assets under Aggregate Ownership Arrangements. All assets not owned under such arrangement are listed separately. 
Part VII -The funds designated with are merely holding funds. should noted that when income received from particular investment placed one these Schwab "sweep" funds. When new investments are purchased, funds are taken from one these funds pay for the new investment. These funds are the (1) Schwab Muni Money Fund Sweep (SWXXX); and (2) Schwab Cash Reserves Sweep Fund (SWS:XX). 
Part VII -Where possible have included the commonly known stock symbols and stock names. 	
Part VII -Under IRA #l, the 2009 Report should have reflected continued ownership the Schwab Cash Reserves Sweep Fund (SWSXX) was only partially sold 2008, rather than fully sold reported Part VIII the 2009 Report. The Value Code ofK and gain reported Section VIII the 2009 Report are correct for the partial sale which took place 12/23/08. 

Date Report 
04/11/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: WADE BRORBY 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544