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Judicial Watch • Wade Brorby Financial Disclosure Report for 2011

Wade Brorby Financial Disclosure Report for 2011

Wade Brorby Financial Disclosure Report for 2011

Page 1: Wade Brorby Financial Disclosure Report for 2011

Category:Financial Disclosure

Number of Pages:10

Date Created:October 20, 2012

Date Uploaded to the Library:November 13, 2013

Tags:brorby, Wade Brorby, Schwab, 2011, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Ac/ of" 1978 
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app.. 101-11 Person Reporting (last name, first, middle initial) 13RORl3Y, WADE Court Organization Tenth Circuit Date Report 04/09/2012 Title (Article Ill judges indicate active senior status; magitrate judges indicate full-or part-time) Circuit Judge -Senior  Sa. Report T)pe (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
P.O. Box 1028 
Cheyenne, 82003 

IMPORT ANT NOTES: The i11structio11s accompa11yi11g this form must followed. Complete all parts, checking the NONE box for each part where you ha1e 110 reportable i11formatio11. Insert signature 011 last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Co-Trustee  Trust 

II. EMEN TS. (Reporting indfridual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report 
BRORBY, WADE 
04/09/2012 
Ill. NON-INVESTMENT COME. (Reporting i11dil'id11a/ and spouse; see pp. 7-:U filing instructions.) Filer's Non-Investment Income [Z] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 11/25/11 	Prudential Insurance -Policy Dividend -Sec Part VIII 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
(Includes !hose spouse and dependenl children; see pp. 25-27 filing ins/rue/ions.) 
[Z] 	
NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
BRORBY, WADE 
04/09/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 nfjiling instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Report 
BRORBY, WADE 
04/09/2012 
VII. INVESTMENTS and TRUSTS -income, mlue, transactions (Includes tlwse ofsp1wse and dependent d1ildren; see PP 34-60 filing instr11ctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
(I) 
(I) (3) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-II) int.) (J-P) 	Code3 redemption) (J-P) (A-II) (if private (Q-W) transaction) IRA#!:  lnt./Div. --American Centuty Mid-Cap Value Fund (ACMVX)  Buy (add'!)  01/27/11 --Baron Small Cap Fund (BSCFX)  Buy (add'!)  01/27/11 --Dodge Cox Intl Stock Fund (DODFX) --Dreyfus Bond Mkt. Index Basic Shares (DBIRX)  Sold (part)  09/08/11 --Energy Select Sector SPDR Fund (XLE) --Federated Total Ret'n Bond (FTRFX) --First Nat'! !SE Revere Nat. Gas (FCG) --!shares Trust 500 Index Fund (IVY)  
IO. --Manning Napier World Oppty. (EXWAX)  Sold  01/27/11  
11. --Matthews Asia Div. Fund (MAPIX)  Buy  09/23111  
12. --Matthews Pacific Tiger Fund (MAPTX)  Sold  09/22111  
13. --MFS Int'! New Discovety (MIDAX)  
14. --Oppenheimer Developing Mkts. (OD MAX)  Sold  06/03/11  
15. --Parnassus Equity Income Fund (PRBLX)  Sold  01/27111  
16.  Buy  09/08/11  
17. --Pimco Foreign Bond Fund (PFODX) Income Gain Codes: l.000 less  1341.001-$2.500 $2,50t -$5,000 =$5.00 5.000 =$15,001 -$50.000  
(Sec Columns 131and04) =$50.00t -$100.000 =$100.00 t.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 $50.00 -$100.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 .000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 More than $50.000,000 Value Method Codes =Appraisal =Cost (Real !::.state Only) =Assessment =Cash Market  
(Sec Column C2) =Book Val  Y""Othcr =Estimated  

Date Report 
BRORBY, WADE 
04/09/2012 INVESTMENTS and TRUSTS -inmme, va1ue, 1ra11sac1io11s r1nc111des 11wse of.1iw11se and dependent d1ildren; see PP 14-60 offili1111 instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) (I) (2) (I) 
(4) (5) 
Place "(X)" afier each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-II) int.) (J-P) 	Code3 redemption) (J-P) (A-II) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less  ll=$ .00I -$2.500 =$2.501 -$5.000 =$5.001-$15.000 =$15.001 -$50.000  
(Sec Columns and D4) 450.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.00l -$50.000 =$50.001-$100.000 I00.00  $250.000  
(Sec Columns and 03) =$250.00 -$500.000 4500,001 -$1.000.000 =$1.000.001 -$5,000,000  1'2 =$5,000.001 -$25,000.000  
PJ=$25.000.00  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

Date Report 
BRORBY, WADE 
04/09/2012 
VII. INVESTMENTS and TRUSTS --i11come, 1a1ue, transactions (1nc1udes those spouse a11d dependent children: see PP J-1-60 offili11g
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
(I) (I) 
(2) (I) (2) 
(3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-II) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less .oot -$2.500 =$2,50t  $5,000 =$5.00t -$t5,000 =$t5.00I -$50.000  
(Sec Columns 81and04) =$50.001 -$100,000 =$100.00 -$1.000.000  Ill =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes  J=$ I5.000 less =$15.001 -$50.000 =$50,001 -$!00.000 J00.00 -$250.000  
{Sec Columns and 03) =$250.00I -$500.000 =$500.001 -$1.000,000 =$1.000.001 -$5,000.000  1'2 =$5,000,001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =cash Market  
(Sec Column C2) =llook Value  V=Othcr  W=Estimated  

Date Report 
BRORBY, WADE 
04/09/2012 
VII. INVESTMENTS and TRUSTS -income, value, /ransactio11s (Includes tlwse spouse a11d depe11de11t childre11; see PP 34-60 ofjili11g imtructiom.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions dt11ing reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/d