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Judicial Watch • Walter D Kelley Jr Financial Disclosure Report for 2005

Walter D Kelley Jr Financial Disclosure Report for 2005

Walter D Kelley Jr Financial Disclosure Report for 2005

Page 1: Walter D Kelley Jr Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:25

Date Created:December 1, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Walter D Kelley Jr, Kelley, Walter, Exempt, 2005, INVESTMENTS, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Kelley, Jr., Walter Court Organization USDC -E.D. Date Report 08/16/2006 Title (Article III judges indicate active senior status; magistrate judges Indicate full-or part-time) U.S. District Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2005 12/31/2005  
Sb. Amended Report Chambers Office Address 600 Granby Street, Suite 329 Norfolk, 23510 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The Instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you.have reportable information. Sign last page. POSITI NS. (Repordng individual only; see pp. 9-JJ instructions.) NONE (No reportable positions.) Trustee Trust#5 Director Norfolk Botanical Garden Foundation 
II. AGREEMENTS. (Repordng individual only; see pp. U-16 instrucdons.) NONE (No reportable agreements.) 2001-2005 Troutman Sanders LLP (k) and 401 (a) Plans, control (rolled over independent plan April 2005) 

Name Person Reporting 

08/16/2006
Kelley, Jr., WalterD 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructWns.} Filer's Non-Investment Income NONE (No reportable non-investment income.) 

(yours, not spouse's) 
$4500.00 REIMBURSEMENTS -transportation, lodging.food, entertainmenL 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[RJ NONE (No reportable reimbursements.) 

Kelley, Jr., Walter 
08/16/2006 Merrill Lynch Margin Loan (paid offMarch 05) 
SouthTrust Line Credit Unsecured Line Credit 

Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income. value. transactions (includes those the spouse and dependent children. see PP 1-1-s7 filing instructiansJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) TRUST#5  Dividend -CMA Tax-Exempt Fund (flea Cash Reserves) -Clear Media Ltd. -AES Corp. -American Tower Corp. -Autozone Inc. -Cincinnati Bell Inc. -Crown Holdings Inc. -Fairfax Finl Holdings Ltd.  Sell  11/14 Loss  
IO. -Gladstone Com! Corp.  
11. -Laidlaw Intl Inc.  
12. -Liberty Media Corp  Buy  IO/II  
13. -MGI Pharma Inc.  
14. -Markel Corp. Holding Co.  
15. -Massey Energy Co. 16. -Massey Energy Co.  Sell Sell  8/02 8/02  
17. -Micros Sys Inc. Income Gain Codes: =$1,000 less =$1,001 -$2,500  c=$2,501  $5,000  0=$5,001-$15,000 =$15,001  $50,000  
(Sec Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000  H2=Mon: lhan $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000  L=$50,001  $100,000 =$100,001  $250,000  
(Sec Columns and 03) =$250,00 -$500,000  0=$500,00 1,000,000 =$1,000,001-$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 =Cash Market  

(Sec Column C2) 
V=Othct =Assessment 
U=BookValue W=Estimated 

Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. Set PP 34-S7 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Jfnot exempt from disclOSW"C  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (S) Identity buyer/seller (if private transaction)  

18. -Pioneer Natural Resources Co.  
19. -Saga Communications Inc.  
20. -Waste Management Inc.  Sell  2/18  
21. -Wellpoint Inc. flea Anthem Inc.  
22. -Wells Fargo Co.  
23. -Hanover County Wtr Swr Bonds  
24. -Manassas Municipal Bond  
25. -Virginia State Public School Authority Bond  
26. -Arlington County Public Improvement Bond  
27. -Richmond Public Utility Bond  
28. -American Capital World Groth Income Fund  
29. -American Cap Inc. Bldr. Fund  
30. -American Washington Mut Investors Fund  
31. -ML Basic Value Fund  
32. -American High Income Municipal Bond Fund  Sell  12127  
33. -Marsh McLennan Cos  Buy  3/04  
34. -Echostar Comunications  Buy  03/21 Income Gain Codes: =$1.000or less =St,001 -$2,500 =$2,501 -$5,000  0=$5.001-$15,000 =$15,001-$50,000  
(SceColumnsB and04} =$50,001 -$100,000 =SI00,001-$1,000,000 =$1,000,001-$5,000,000  H2=More than $5,000,000 Value Codes =$15,000 less  K=Sl5,00l -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(SceColuDUIS and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (RealEstate Only) =More than $50,000,000  T=CasbMarlcct  
(See Column C2) =Appraisal  V=Othcr =Assessment =Book Value  W=Estimatcd  

Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS income, value, transactions findudes those the spouse and dependent children. see PP 34-s7 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
Income during reporting period  Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Ifnot exempt from disclosure  
Amount Cnde (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Cnde (A-H)  (5) Identity buyer/seller (if private transaction)  

35. -Tyco Intl Ltd New  Buy  11/21  
36. -Discovery Hldg (aka Liberty Media Corp)  Spinoff  6/31  
37. TRUST#2  Dividend  
38. -CMA Tax-Exempt Fund (flea Cash Reserves)  
39. -Ford Motor Credit Bonds  
40. -GMAC Bonds  
4I. -Virginia Beach Development Authority Health Care Bond  
42. -Richmond Metro Authority Expressway Bond  
43. -Norfolk IDA Bond  
44. -Henrico Co. Municipal Bond  
45. -Newport News Municipal Bond  
46. -Virginia State Public School Authority Bond  
47. -Virginia State Public Bldg. Bond  
48. -Virginia Multi Family Housing Bond  
49. -Fairfax County Public Improvement Bond  
50. -Virginia State Public Bldg. Authority Bond  Redemption  8/01  
51. -Ricmond Municipal Bond Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000  0=$5,001-$15,000  E=$15,00l -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =Moro than $5,000,000 Value C-Odcs  J=$15,000 less  K=Sl5,00l S50,000 =$50,001  SI00,000 =$100,001 -$250,000  
(See Columns and 03)  N=$250,001  $500,000 =$500,001  Sl,000,000 =Sl,000,001-$5,000,000  P2=$5,000,00 -$25,000,000 Value Method C-Odcs =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Moro than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other  S=Asscssmeot  
U=BookValue  W=Estimated  

Date Report 
Kelley, Jr., Walter 
08/16/2006 

VII. INVESTMENTS and TRUSTS -income. value, transactions (includes those the spouse and dependent children. see PP. 14.s1 filing instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1) 
(I) 
lfnot exempt from disclOSW"C 
(I) 
Value
Amount 
Type(e.g. 
Value 
Type(e.g.
Place "(X)" after each asset 
(3)
(2) 
Code 
Method
Code div., rent, 
exempt from prior disclosure buy, sell, 
Date Gain 
Identity (A-H) Value int.) 
Code 
merger,
(J-P) 
Month-Code Code buyer/seller 
redemption)
(Q-W) 
Day (if private transaction) 
(1-P) 
(A-H) 
52. -Virginia Port Authority Bond  
53. -AMB Property Corp. (REID  Sell  8/26  
54. -AMB Property Corp. (REIT)  Sell  12127  
55. -Hospitality PPTYS Trust (REID  
56. -Pepco Holdings Inc. Common Stock  Sell  2110  
57. -Pub. Svc. Enterprise Group Common Stock  Sell  8/26  
58. -Wachovia Common Stock (flea SouthTrust Corp.)  
59. -American Cap. Bldr. Fund  Buy  8/26  
60. -American High Income Municipal Bond Fund  
61. -Archstone Smith Trust (REID  Sell  8/26  
62. -Vornado Realty Trust (REID  Sell  8/26  
63. -ChevronTexaco Corp  Buy  2110  
64. -GMH Communities  Buy  8126  
65. -Eaton Vance Floating Rate Fund  Buy  9101  
66. -MFS Emerging Markets Debt Fund  Buy  9101  
67. -Pimco All Asset Fund  Buy  9101  
68. -Pimco Real Return Bond Fund  Buy  9101 Income Gain Codes:  A=Sl,OOOorlcss =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000  E=$15,00! -S50,000  
(Sec Columns and 04)  F=S50,00l -SIOO,OOO  G=SI00,001-Sl,000,000 =$1,000,001 -$5,000,000 ::More than $5,000,000 Value Codes =$15,000 less  K=Sl5,00l -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,00 -$500,000  0=$500,001 -$1,000,000 =Sl,000,001-$5,000,000  P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Moro than $50,000,000  T=CashMarkct  
(Sec Column C2) =Appraisal  V=Othcr  S=Assessment =Book Value  W=Estimau:d  

Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII.INVESTMENTS and TRUSTS -income. value, transactions (includes those the spouse and dependent children. see pp. 34-57 offuing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(1)  (2)  (1)  (2)  (I)  lfnot exempt from disclosure  
Amount Code (A-H)  Type (e.g. div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) lnc.omc Gain Codes:  A=Sl,OOO lcss  B-Sl,001-$2,500  C-$2,501 -$5,000  D-$5,001 -$15,000  E=Sl5,001-$50,000  
(SeeColumns and 04)  F-$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl.000,001-$5,000,000 =More than $5,000,000 Value Codes -$15,000 less =$15,001 -$50,000  L-$50,00 -$I 00,000  M-SI00,001-$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 -Sl,000,001 -$5,000,000  P2-$5,000,001 -$25,000,000 Value Method Codes -$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(SeeColumn C2)  Q=Appraisal  V=Other  S=Assessment  
U=Book Value =Estimated  

Date Report 
Kelley, Jr., WalterD 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (inc1ut1es those the spouse and dependent children. see pp. 34-s1 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from disclosure  
Amount Code (AH)  Type(e.g. div., ren int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month Day  (3) Value Code (JP)  (4) Gain Code (AH)  (5) Identity buyer/seller (if private transaction) Income Gain Codes: =Sl,000 less =Sl,001 $2,500 =$2,50 $5,000  0=$5,001-$15,000  E=$15,00I  $50,000  
(SeeColumns and 04) =$50,001  $100,000  0=$100,001. $1,000,000 =$1,000,001. $5,000,000 =Mon: than$5,000,000 Value Codes =$15,000 less =$15,001 $50,000  L=S50,00l -$100,000 =$100,001 $250,000  
(See Colunms and 03) =$250,00 $500,000 =$500,001 $1,000,000 =$1,000,001. $5,000,000 =$5,000,00 $25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000  T=CashMarket  
(SecColumn C2) =Appraisal  V=Othcr  S=Assessment =Book Value  W=Estimated  

Date Report 
Kelley, Jr., Walter 
08/16/20-06 
VII. INVESTMENTS and TRUSTS -income. value, transactions (includes those the spouse and dependent children. see PP 1-1-s1 offuing mstrucdonsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(1)  (2)  (I)  (2)  (1)  lfnot exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (1-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

103. -IPC Holdings Ltd.  
104. -Laidlaw Intl Inc.  Sell  11/22  
105. -Liberty Media Corp.  Buy  10/11 06. -MG! Pharma Inc.  
107. -Markel Corp. Holdg Co.  
108. -Massey Energy Co.  Sell  8/02  
109. -Massey Energy Co.  Sell  8/24  
110. -Micros Sys Inc.  
111. -PMA Cap Corp.  
112. -Precision Auto Care Inc.  
113. -Saga Communications Inc.  
114. -Wachovia Corp. (flea SouthTrust Corp.)  Sell  4/14  
115. -Waste Management Inc.  Sell  2/18  
116. -Wellpoint Inc. (flea Anthem)  
117. -Wells Fargo Co.  Sell  4114  
118. -Fidelity Cash Reserves (fd:rxx)  
119. -Marsh McLennan Cos  Buy  3/04 Income Gain Codes: =$1,000 Jess 1,001 -$2,500 2,SOI -$5,000  0=$5,001-$15,000 5,00 I-$50,000  
(See Columns and 04)  F50,00l-$100,000 =$100,001 -Sl,000,000 =SJ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001-$50,000 =$50,001 -$100,000 100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000  0=$500,001-$1,000,000 l,000,001 -$5,000,000 5.000,001 -S25,ooo,ooo Value Method Codes 25,000,001 -$50,000,000 =Cost (Real Estate Only) =Morethan $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Othcr =Assessment =Book Value =Estimated  

Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "(X)" after each asset exempt fiom prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Ifnot exe mpt fro disclosure  
Amount Code (A-H)  Typc(e.g. div., ren int.)  Value Code (J-P)  Value Method Codc3 (Q-W)  Type (e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (S) Identity buyer/seller (if private transaction)  

120. -Echostar Communications  Buy  3/21  
121. -Carrnax Inc.  Buy  5/25  
122. -Pioneer Natural Resources  Buy  8/22  
123. -NUC02 Inc.  Buy  11/17  
124. -Clear Channel Outdoor Hldgs Inc.  Buy  12/02  
125. -Discovery Hldg (aka Liberty Media Corp)  Spinoff  6/31  
126. LIMITED PARTNERSHIP  Dividend  
127. -Dominion Res. Inc.  Sell  7/28  
128. -Dominion Res. Inc.  Sell  12/15  
129. -First Industrial Realty Trust  Sell  7/28  
130. -First Industrial Realty Trust  Sell  12/15  
131. -Mills Corp.  Sell  7/28  
132. -Precision Auto Care Inc.  
133. -Note Receivable (American Recovery Services LLC)  
134. LLC#2  
135. -SouthTrust Bank Account  Closed 2004  
136. -Accounts Receivable  None Income Gain Codes: 1,000 ICss =Sl,001-$2,500 =$2,501 -$5,000  0=$5,001-$15,000 =$15,001 -$50,000  
(Sec Columns and 04)  F=S50,00l -S100,000 =$100,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than SS,000,000 Value Codes =$15,000 less  K=SIS,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,00I -SI ,000,000 =$1,000,001 -$5,000,000 =$5,000,00 I-$25,000,000 Value Method Codes =$25,000,001-$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(Sec Column C2)  Q=Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes thos the spouse and dependent children. see PP 1-1-s1 filing instructions) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
(!)  (2)  (I)  (2)  (1) not exempt from disclosure  
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g. div., rent, inl)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

137. -Note Receivable (William McKnew)  Interest  
138. LLC#I  
139. -Note Receivable (American Recovery Services)  None  
140. -Wachovia Bank Account (flea SouthTrust)  Interest  
141. LLC  
142. -Wachovia Bank Account (flea SouthTrust)  Interest  
143. -Note Receivable (KMK Factoring, LLC)  None  
144. TRUST  Interest  
145. -Wachovia Bank Account (flea SouthTrust Bank)  Interest  
146. -Prudential Whole Life Policy  Dividend  
147. -Mass Mutual Whole Life Policy  Dividend  
148. IRA#!  Dividend  
149. -Retirement Reserves (flea Reserves)  
150. -American Euro Pacific Growth Fund 151. -American Small Cap World Fund  Sell Sell  3/30 3/30  Loss  
152. -American Growth Fund  Buy  3/30  
153. -ML Basic Value Fund  Sell  3/30 Income Gain Codes: =$1,000 orless =$1,001 -$2,500 =$2,501 -$5,000  0=$5,001 -$15,000 =$15,001 -$50,000  
(SeeColunms and 04)  F=$50,00J -$100.000 =$100,001 -SJ,000,000 =SJ,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000orless =$15,001 -$50,000  L=S50,00J -$100,000 =SJ00,001 -$250,000  
(See Columns and D3) =$250,001-$500,000 =$500,001-$1,000,000 =SI,000,001 -$5,000,000 =$5,000,001-$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=CashMaz:ket  
(See Column C2) =Appraisal  V=Other =Assessmeot =Book Value =Estimated  

Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, varue, transactions (includes those the spouse and dependent children. see pp. N-s1 filing ins1rue11ons; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Ifnot exempt from disolosure  
Amount Code (A-H)  Type(e.g. div., rent, int)  Value Codc2 (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger. redemption)  (2) Date Month-Day  (3) Value Codc2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

154. -ML Focus Value Fund  Sell  3/30  
155. -Delaware American Services Fund  Buy  3/30  
156. -Pimco Real Return Bond Fund  Buy  3/30  
157. -Lord Abbett Research Fund  Buy  3/30  
158. -AIM Real Estate Fund  Buy  3/30  
159. -Calvert Income Fund  Buy  3/30  
160.IRA#2  Dividend  
161. -Retirement Reserves (flea Reserves)  
162. -ML Basic Value Fund  
163. -ML Eurofund  
164. -ML Fundamental Growth Fund  
165. -ML Intl Value Fund  
166. -ML Large Cap Core Fund  Sell  4/13  
167. -Ml Large Cap Core Fund  Sell  7/13  
168. -ML Large Cap Core Fund  Sell  10/11  
169. -ML Pacific Fund  
170. -ML Small Cap Growth Fund Income Gain Codes:  A=Sl,OOOor less =$1,001 -$2,500 =$2,50  $5,000  D=$5,001-Sl5,000 IS,001 -SS0,000  
{Sec Columns and 04)  F=SS0,001  SI00,000 =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than SS,000,000 Value Codes  J=$15,000 less  K=$15,001 -SS0,000 =$50,001 -$100,000 =$100,001 -$250,000  
{Sec Columns and 03)  N=$250,001 -$500,000  O=SS00,001-$1,000,000 =$1,000,001  $5,000,000  P2=SS,000,00 -S2S,DOO,OOO Value Method Codes (Sec Column C2) =$25,000,001 -$50,000,000 Q=Appraisal =Cost {Real Estate Only) V=Othcr =More than SS0,000,000 S=Assessment =Cash Market  
U=Book Value  W=Estimatcd  

Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income. vatue, transactions (inc1ut1es those th spouse and dependent children. see PP 34.s1 offilinc instrucwnsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  lfnot exempt from disclosure  
Amount Code (A-H)  Type(c.g. div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

171.-ML Value Opp Fund  
172. -ML Bond Fund High Inc  
173. -ML Bond Fund Core Bond  
174. -ML Low Duration Fund  
175. 401(k)  Dividend  
176. -Wachovia Fund  Sell  4/05  
177. -ML Retirement Reserves  Buy  4/11  
178. -Hartford Growth Opportunities  Buy  4/11  
179. -Hartford Growth Opportunities  Sell  10120  
180. -Scudder Dreman High Return Eqty Fund  Buy  4/11  
181. -Scudder Dreman High Return Eqty Fund  Buy  9114  
182. -AIM Basic Value Fund  Buy  4/11  
183. -AIM Basic Value Fund  Sell  9/14  
184. -Delaware Emerging Mkts Fund  Buy  4/11  
185. -Delaware Emerging Mkts Fund  Sell  7/07  
186. -Fidelity Adv Overseas Fund  Buy  4/11  
187. -Franklin Small Cap Fund  Buy  4/11 Inco Gain c.odes: 1,000 less =Sl,001 -$2,500 =$2,501-$5,000  0=$5,001-$15,000  E=$15,001 -$50,000  
(See Columns and 04)  F=S50,00l -$100,000 o.$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =Mon: than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000  
(SeeColumnsCI and DJ) =$250,001 -$500,000  0=$500,001 -$1,000,000 $1,000,001-$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,ool -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 =Cash Market  
(Sec Column C2) =Appraisal  V=Othcr =Assessment =Book Value =Eslimatcd  

Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (indudes those the spouse and dependent children. See PP 14-57 offding instrucfiqns) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I) Amount Code (A-H) Place "(X)" (2) Type(e.g. div., rent, int)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g. buy, sell, merger, redemption)  Jfnot exempt from disclosure  
(2) Date Month-Day er(3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

188. -Franklin Small Cap Fund  Sell  10120  
189. -Nations Marsico Focused Equity Fund  Buy  4111  
190. -Thornburg International Value Fund  Buy  4/11  
191.-Thornburg International Value Fund  Sell  10/20  
192. -Janus Mid Cap Value Inv Fund  Buy  4/11  
193. -Janus Mid Cap Value Inv Fund  Sell  10120  
194. -AIM International Growth Fund  Buy  4111  
195. -AIM International Growth Fund  Sell  9/14  
196. -Lord Abbett Affiliated Fund  Buy  4/11  
197. -Lord Abbett Alliliated Fund  Sell  10120  
198. -ML Basic Value Fund  Buy  4111  
199. -ML Basic Value Fund  Sell  9/14  Loss  
200. -Oppenheimer Capital Appreciation Fund  Buy  4111 -Templeton Developing Markets Trust  Buy  7/07  
202. -Davis New York Venture Fund  Buy  9/14  
203. -Columbia Marsico Focused Eqty Fund (flea Nations Marsico)  Buy  9114  
204. -Columbia Marsico Focused Equity Fund  Sell  10112 Income Gain Codes:  A=SJ,000 less =$1,001  $2,500 =Si.SO -$5,000  0=$5,001-$15,000  E=S15,00l -S50,000  
(See Colunms and 04)  F=S50,00l -$100,000  0=$100,001 -$1,000,000 1,000,00 -$5,000,000 =Mon: than$5,000,000 Value Codes =$15,000orlcss  K=$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000  
(See Colunms and 03) =$250,001 -$500,000  0=$500,001-Sl ,OOO,OOO =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Melhod Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000  T=CashMll!kct  
(See Column C2)  Q=Appraisal =Olhcr  S=Assessment  
U=BookValuc  W=Estimated  

08/16/2006
Kelley, Jr., Walter 
VD. INVESTMENTS and TRUSTS -income, varue, transactions findudes those the spouse and dependent children. see pp. H-s1 offiUnx instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
Place "(X)" after each asset not exempt from disclosure 
(2)(I) 
(I) 
Type(e.g. 
Value 
Value
Amount 
Type(e.g. 
(3) 
(4) 
(5) 
div., rent. 
Code 
Method
Code buy, sell, exempt from prior disclosure Date Value Gain 
Identity (A-H) int.) 
Code3 
merger,
(J-P) 
Code 2Month  Code buyer/seller 
redemption) Day
(Q-W) 
(AH) (if private transaction) (J-P) 
205. -Ivy Global Natural Resourced Fund  Buy  10/20  
206. -Neuberg Bennn Genesis Trust  Buy  10/20  
207.TRUST  Dividend  
208. -ML Cash Reserves  
209. -Putnam Mid Cap Value Fund  Sell  3/22  
210. -Putnam International Equity Fund  Sell  3/22  
211. -Putnam Growth Opps. Fund  Sell  3/22  
.212. -Putnam Income Fund  Sell  3/22  
213. -ML Small Cap Growth Fund  Buy  3/29  
214. -ML Small Cap Growth Fund  Sell  5117  Loss  
215. -ML Large Cap Core Fund  Buy  3129  
216. -ML Large Cap Core Fund  Sell  5117  Loss  
217. -ML Fundamental Growth  Buy  3/29  
218. -ML Fundamental Growth  Sell  5117  
219. -ML International Value Fund  Buy  3/29  
220. -ML International Value Fund  Sell  5117  Loss  
221.-ML Eurofund  Buy  3/29 Income Gain Codes: =St,000 less =Sl,001-$2,500 =$2,501 -$5,000 =$5,001-$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -SI00,000 =SI00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000  L=$50,00l -$100,000 =$100,001 -$250,000  
(See Columns 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Resl Estate Only) =More than $50,000,000  T=CashMarkct  
(See Column C2) =Appraisal =Other =Assessment =Book Value  W=Estimatcd  

Date Report 
Kelley, Jr., Walter 
08/1612006 
VII. INVESTMENTS and TRUSTS -income. va1ue, 1ransactions (includes those ofthespouse and dependent children. see PP J4-s7 offuing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Jfnot exempt from disclosure  
Amount Code {A-HJ  Type{e.g. div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-HJ  (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -SS,000 =SS,001 -SIS,000  E=SIS,001-SS0,000  
(See Columns and 04)  F=SS0,001-$100,000 =$100,001 -Sl,000,0oo =$1,000,001 -SS,000,000 =More than SS,000,000 Value Codes =SIS,000 less =SIS,001 -SS0,000 =SS0,001. $100,000 =$100,001  $2SO,OOO  
(Sec Columns and 03) =S2SO,OOI  SS00,000 =SS00,001  Sl,000,000 =Sl,000,001-SS,000,000 =SS,000,00 -SlS,000,000 Value Method Codes =S2S,000,001 -SS0,000,000 =Cost (Real Estate Only) =More than SS0,000,000 =Cash Market  
(Sec Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

08/16/2006
Kelley, Jr., Walter 
VII. INVESTMENTS and TRUSTS -incom, value, transactions (includes those the spouse and dependent children. sepp. J4-s1 filing instrucoonsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gtoss value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Value Method Codc3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

239. -ML Large Cap Core Fund  Sell  5/20  
240. Large Cap Core Fund  Sell  9115  
241. -ML Fundamental Growth  Buy  5111  
242. -ML Fundamental Growth  Sell  5/20  
243. -ML Fundamental Growth  Sell  9115  
244. -ML International Value Fund  Buy  5/11  
245. -ML International Value Fund  Sell  5/20  Loss  
246. -ML International Value Fund  Sell  9115  
247. -ML Eurofund  Buy  5/11  
248. Eurofund  Sell  5/20  Loss  
249. -ML Eurofund  Sell  9115  
250. -ML Muni Interm Term Fund  Buy  5111  
251. -ML Muni Interm Term Fund  Sell  5/20  
252. -ML Muni Interm Term Fund  Sell  9115  
253. -ML Basic Value Fund  Buy  5/11  
254. -ML Basic Value Fund  Sell  5/20  
255. -ML Basic Value Fund  Sell  9115  Loss Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(SccColwnns and 04)  F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(Sec Colunm C2) =Appraisal  V=Other =Asscssmcot =Book Value =Estimated  

08/16/2006
Kelley, Jr., Walter 
VII. INVESTMENTS and TRUSTS -income, value, transactions (inc/udes those the spouse and dependent children. See PP 34-57 filing 
instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  lfnot exempt from disclosw-c  
Amount  Type(e.g.  Value  Value  Type(e.g.  (2)  (3)  (4)  (5)  
Code  div., rent,  Code  Method  buy, sell,  Date  Value  Gain  Identity  
(A-H) int.)  (J-P)  Code  merger,  Month Code2  Code  buyer/seller  
(Q-W)  redemption)  Day  (J-P)  (A-H)  (if private  
transaction)  

256. Value Opp Fund  Buy  5111  
257. -ML Value Opp Fund  Sell  5/20  Loss  
258. -ML Value Opp Fund  Sell  9/15  
259. -ML Municipal Bond Fund  Buy  5111  
260. -ML Municipal Bond Fund  Sell  5/20  
261. -ML Municipal Bond Fund  Sell  9115  Loss  
262. -ML Muni Bond National  Buy  5/11  
263. -ML Muni Bond National  Sell  5/20  
264. -ML Muni Bond National  Sell  9115  
265. Pacific Fund  Buy  5/11  
266. Pacific Fund  Sell  5/20  Loss  
267. -ML Pacific Fund  Sell  9115  
268. -ML Small Cap Growth Fund  Buy  10/14  
269. -ML Small Cap Growth Fund  Sell  11/10  
270. -ML Large Cap Core Fund  Buy  10114  
271. -ML Large Cap Core Fund  Sell  11110  
272. -ML Fundamental Growth  Buy  10114 Income Gain Codes: =SI .000 less =$1,001 -$2,500  C=S2,SOl -S5.000  0=$5,001-$15,000 =$I 5,00I -$50,000  
(See Columns and 04)  F=$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,00l -$50,000 =$50,001  $100,000 =$100,001-$250,000  
(See Columns and 03)  N=$250,001  $500,000 =$500,001  $1,000,000 =Sl ,000,001  $5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000 ,000 =Cost (Real Estate Only) =More than $50,000,000  T=Casb Market  
(See Column C2) =Appraisal  V=Otber =Assessment  
U=Book Value =Estimated  

Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructwns) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from disclosure  
Amount Code (A-H)  Type (c.g. div., ren int)  Value Code (J-P)  Value Method Code (Q-W)  Typc(e.g. buy, sell, merger, redemption)  (2) Date Month -Day  (3) Value Codc2 (1-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (ifprivate transaction)  

273. -ML Fundamental Growth  Sell  11110  
274. -ML International Value Fund  Buy  10/14  
275. -ML International Value Fund  Sell  11/10  Loss  
276. -ML Eurofund  Buy  10/14  
277. -ML Eurofund  Sell  11/10  
278. -ML Muni Interm Term Fund  Buy  10/14  
279. -ML Muni Interm Term Fund  Sell  11/10  Loss  
280. -ML Basic Value Fund  Buy  10/14 -ML Basic Value Fund  Sell  11/10  Loss  
282. -ML Value Opp Fund  Buy  10/14  
283. -ML Value Opp Fund  Sell  11/IO  
284. -ML Municipal Bond Fund  Buy  10/14  
285. -ML Municipal Bond Fund  Sell  11/10  Loss  
286. -ML Muni Bond National  Buy  10/14  
287. -ML Muni Bond National  Sell  11/10  Loss  
288. -ML Pacific Fund  Buy  10/14  
289. -ML Pacific Fund  Sell  11/10 Jncomc Gain Codes:  A=SJ,OOOorlcss =$1,001 -$2,500 =$2,50 -$5,000  0=$5,001-$15,000  E=$15,001-$50,000  
(Sec Columns and 04) =$50,001-$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes  J=$15,000 orless  K=$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000  
(Sec Columns and 03)  N=$250,001 -$500,000  0=$500,001-Sl,000,000 =Sl,000,001 -$5,000,000  P2=$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estaic Only) =More than $50,000,000  T=CashMarlcct  
(Sec Column C2)  Q=Appraisal =Other =Assessment  
U=Book Value  W=Estimaled  

VII. INVESTMENTS and TRUSTS -income. value, transactions (inc1ut1es those th spouu and dependent children. see PP 34-s1 of.filing instructions; NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  lfnot exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month Day  (3) Value Code (JP)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Income Gain Codes: 1,000 less  B=Sl,001-$2,500 =$2,501  $5,000 =$5,001-$15,000  E=Sl5,00I -$50,000  
(See Columns and 04)  F=S50,00l -SI OO,OOO =$100,001  Sl,000,000 =Sl,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=Sl5,00l -S50,000 =$50,00  00,000 =$100,001  $250,000  
(See Columns and 03)  N=$250,001 -$500,000 =$500,001  Sl,000,000 =$1,000,001  $5,000,000 =$5,000.00 -$25,000,000  
3.Value Method Codes =$25,000,001-$50,000,000 =



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