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Judicial Watch • Wayne R Andersen Financial Disclosure Report for 2007

Wayne R Andersen Financial Disclosure Report for 2007

Wayne R Andersen Financial Disclosure Report for 2007

Page 1: Wayne R Andersen Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:23

Date Created:December 12, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Andersen, Wayne R Andersen, Wayne, 2007, INVESTMENTS, EPA, transactions, TRUSTS, Financial Disclosure, ICE, CIA, financial, income, Judge


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UNITED STATES DISTRICT COURT 
NORTHERN DISTRICT ILLINOIS 

CHAMBERS 
WAYNER. ANDERSEN 
JUDGE SOUTH DEARBORN STHEET 
CHICAGO. 1LLINOIS 606:14 
(312) 4357619 

April 16, 2008 
Honorable Jilary tvt Lisi 
Clrnir 
Judicial Conference the United Slates 
Committee Financial Disclosure 
One Columbus Circle, N.E. 
Washington. D.C. 20544 

Dear Judge Lisi: 

UNITED STATES DISTRICT COURT 
NORTHERN DISTRICT ILLINOIS 

219 SOUTH DEARBORN STREET 
CHAMBERS 
CHICAGO. ILLINOIS 60604 
WAYNE ANDERSEN 
(312) 435-7619 
JUDGE 
June 13, 2008  ,._,  
Mr. Ortrie Smith, Chair  (f)  
Judicial Conference the United States  ,-.  -rir  :;z:  
"Tl  
rrt  

Communications Systems Inc. McData did not appear equity year-end summary from investment management company was inadvertently not listed. response your letter dated June 2008, clarification the Committee for detailed explanation requested below. Part VII, Page line "Motorola Inc." shares were sold their entirety. Part VII, Page line "Pixar Inc." shares were sold their entirety. Part VII, Page line "Intermune Pharmaceuticals" shares were sold their entirety. PartVII, Page line "Amazon.com, Inc." shares were sold their eqtirety. Part VII, Page line "Nuveen Investments Inc." was partial sale. 
Part VII, Page line "Chicos Fas Inc." shares were sold their entirety. 
Part VII, Page line "Marvel Entertainment Inc." shares were sold their entirety. 
Part VII, Page line "Southwest Airlines Co." shares were sold their entirety. 

Mr. Ortrie Smith June 13, 2008 Page Two 
Part VII, Page line all Inc." shares were sold their entirety. 
Part VII, Page line "Int'l Speedway Corp." shares were sold their entirety. 
Part VII, Page line "Lazard" was partial sale. 
Part VII, Page line "Time Warner" shares were sold their entirety. 
Thank you very much. 

Sincerely, 

WRAJajc Enclosures 

JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[ZJ NONE (No reportable agreements.) 

AND TERMS 

Name Person Reporting 
06/13/2008
ANDERSEN, WAYNER 

III. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructwns.) Filer's Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 	INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -Ifyou were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) Year 2007 	salary. (See attached letter.) 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment (Includes those spouse and dependent children; see pp. 25-17 filing instructions.) 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Name Person Reporting 

06/13/2008
ANDERSEN, WAYNER GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instrucuons.) 
 NONE (No reportable gifts.) SOURCE 

VALUE member this club. The privilege available any federal judge. pay 
$70.00 per month dues and pay for all purchases, such meals. Monthly dues for 
regular members are $235.00. 2,820.00 honorary member this club, otherwise monthly dues would $170.00. pay for all purchases, such meals. 2000.00 
VJ, LIABILITIES. (Includes those spouse and depndent children; see pp. 32-33 filing instructions.) [ZJ NONE (No reportable liabilities.) CREDITOR 

VALUE CODE 

Name Person Reporting 
06/13/2008
ANDERSEN, WAYNE 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent chitdren; see PP 14-60 juing instructions.; NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
06/13/2008
ANDERSEN, WAYNE 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent chitdren; see PP 14-60 f"t1ing 
instructions.; NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
06/13/2008
ANDERSEN, WAYNE 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 fuing instructions.) NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
06113/2008
ANDERSEN, WAYNE 

VII. INVESTMENTS and TRUSTS -inco11t4 value, transactions (Includes those spouse and dependent children; see PP 14-60 .filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting 
06/13/2008
ANDERSEN, WAYNE 
VII. INVESTMENTS and TRUSTS -income, value, transacaons (Includes those spouse and dependent children; see pp. 14-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1) (2) 
(I) (2) 
(2) 
(3) 
(4) (5) 
Date
Place "(X)" after each asset Amount 
Type (e.g., 
Value Value 
Value Gain Identity 
Type (e.g., 
Code 
buy, sell, 
Month 
div., rent, 
Code Method 
Code Code buyer/seller
exempt from prior disclosure 
(A-H) 
(J-P) Code redemption) 
Day int.) 
(J-P) (if private 
(Q-W) 
transaction) 	Income Gain Codes. =Sl,OOO less =Si .00 -52.500 =$2,501 -$5,000 D=S5,001-S l5,000 15,00 50,000 (See Columns and 04) =$50,001 -SI00,000 =SI 00,00 -S1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 
Value Codes 15,000 less =Si5,00i -S50,000 =$50,001  $100,000 =SI 00,00 -$250,000 

(Se Columns and DJ) =$250,001 -S500,000 =$500,001 -11,000,000 1,000,001 -$5,000,000 =SS,000,00 $25,000,000 =$25.000,001 -SS0,000,000 "'-More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V""Otber c:Est1mated 

Name Person Reporting 
06/13/2008
ANDERSEN, WAYNE 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/Reporl) 
USBS Financial Services, Inc. the custodian IRA account UBS Financial Services, Inc. and Smith Moore Company invest cash hand accounts held their name money market funds, which believe, they choose and manage. 
 McData was exchanged for Brocade Commuinications Systems, Inc. lieu cash 1/30/08. 

Name Person Reporting 
06113/2008
ANDERSEN, WAYNE 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 JTI NS. (Reporting individual only; see pp. 9-13 filing 
instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Director  Rehabilitation Institute Chicago 

IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[ZJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

Name Person Reporting 
Date Report 
ANDERSEN, WAYNER 
04/16/2008 
III. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [ZJ NONE (No reportable non-investment income.)  

 INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE Year 2007 
salary. (See attached letter.) 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenl (lncludes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
Washington, D.C. Judicial Conference  Transportation, meals  
Washington, D.C. Judicial Conference  Transportation, meals  University Illinois  April 23-24, 2007  Champaign, Urbana  Symposium 'The Ethics  Government'  Hotel, lunch  

Name Person Reporting 
ANDERSEN, WAYNE 
04/16/2008 

DESCRIPTION 	Union League Club, Chicago, member this club. The privilege available any federal judge. pay 
$70.00 per month dues and pay for all purchases, such meals. Monthly dues for 
regular members are $235 .00. 	$2,820.00 
Buckingham Club, Chicago, honorary member this club, otherwise monthly dues would $170.00. pay for all purchases, such meals. 2000.00 

VJ. LIABILITIES. (Includes those spouse and dependenl chUdren; see pp. 31-33 

instructions.) 
[2J NONE (No reportable liabilities.) 

DESCRIPTION 	VALUE CODE 

Name Person Reporting 
Date Report 
ANDERSEN, WAYNE 
04/1612008 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 off"uing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g., div., ren int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Checking account Glenview State Bank Interest 
Checking account Chase Bank/fonnerly Interest Bank One West Point Bank Checking Account Interest  IL. Judges Retirement System Pension Vested  Distribution  IL. Judges Retirement System Pension Vested  None  IL. State Employees Retirement Vested  Distribution  U.S. Savings Bond  None Savings Bond  None  Northwestern Mutual Life Policies  None  
10.  Deferred compensation, State  None  
11.  Adobe Systrns Inc.  lnt./Div.  
12.  Aercap Holdings SHS  None  Buy  08/08  
13.  Amdocs Ltd (Y)  None  Sell..  03/08  
14.  Archer Daniels Midland Co.  None  Bu,,.  03/20  
15.  ATT Inc.  lnt./Div.  10/25  
16.  Barclays PLC ADR  None  Se!..  09/11  
17.  Barclays PLC ADR  Int.ID iv.  9/11 Income Gain Codes:  A=$1,000 less =St,001 -SZ.500 =S2,50 S5.000 =S5,00I -St5,000 =$15.00  S50.000  
(See Columns and 04} =S50,00  00,000  G=SIOO.OOt. St,000,000 =St ,000,00  S5,000,000 =More than SS,000,000 Value Codes ""Sl5,000 less =St 5,00 -S50,000 =S50,00  00,000 =SI 00,00 -S250,000  
(See Columns and 03) =$250,00 -$500,000  0=SS00,001  Sl,000,000 1,000,00 -S5,000,000 =S5,000,00 -S25,000,000 =S25,000,00I -S50,000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment  T==Cash Market  
(See Column C2} =Book Value  V=Olher  W''Estimate.d  

Name Person Reporting 

Date Report 
ANDERSEN, WAYNE 
04/16/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during (including trust assets) reporting period 
(I) 

(2) Place "(X)" after each asset Amount Type (e.g., 
Gross value end Transactions during reporting period reporting period 
(I) (2) (I) 

(2) 

(3) (4) Value DateValue Value GainType (e.g., 
Identity 
Code 
div., rent, 
buy, sell, 
Code2 
Month 
Method 
Code 
exempt from prior disclosure 
Code buyer/seller 
(A-H) int.) (J-P) 
Code redemption) 
Day 
(A-H) (if private 
(J-P) 
transaction)
(Q-W) 
18. Services Company (Y) None Sell 04/25 

19. Services Company (Y) None Se! 04/25 

20. 
Citadel Brm1dcasting Corp lnt./Div. Se!-10/17 

21. 
Coming Inc. lnt./Div. Buy-09105 

22. 
Croes, Inc. lnt./Div. Sell-11/02 Income Gain des: ""S 1,000 less =SI.DOI -s2.soo =S2.50  S5,000 =S5,00I  Sl5,000 =515,00  550,000  
(See Columns and 04) =$50,0-01 -SI00,000 =$100,001 -Sl,000,000 =Sl,000,001 -S5,000,000 =Mor< than S5,000,000 Value Codes 15,000 less =SI 5,001 -S50,000 =$50,00 -SI 00,000 =SI 00,00 -S250,000  
(See Columns and 03) =$250,00 -$500,000  O=S500,00I -Sl,000,000 =Sl,000,001 -55,000,000 =$5,000,00  S25,000,000 =$25,000,001 -S50,000,000 =More than SS0,000,000  
]_Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =As sessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
ANDERSEN, WAYNE 
04/)6/2008 

VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see pp. 14-60 filing mstructions.J NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
ANDERSEN, WAYNE 
04/1612008 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see pp. 34-60 fuinc instructions.; NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 
ANDERSEN, WAYNE 
04116/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
Place "(X)" after each asset exempt from prior disclosure  (1) (2) Amount Type (e.g., Code div., rent, (A-H) int.)  (1) Value Code (J-P)  (2) Value Method Code (Q-W)  (1) Type (e.g., buy, sell, redemption)  (2) Date Month Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

69.  Bank America (formerly MBNA)  Dividend  
70.  Service Master Corp. (Sold due merger) (Y)  Dividend  07/26 Inco Gain Codes: ""Si,000 less =Sl,001 -S2,500 =S2,50 -S5,000  D=$5,00 -SI 5,000  E=SJS,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000 =SI 00,00 -SI ,000,000 =Sl,000,001 -S5,000,000  H2=More tha $5,000,000 Value Codes =SI 5,000 Jess =SJ5,00I -$50,000 =$50,00 -SI 00,000 =SJ00,001 -S250,000  
(Sec Columns and 03) =S2SO,OOI -SS00,000 "'1;500,00 -SI ,000,000 =SI ,000,00  $5,000,000 =S5,000,00t -$25,000,000  
P3=$25,000,001 -S50,000,000  P4=More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =



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